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Calton & Associates Portfolio holdings

AUM $683M
1-Year Est. Return 28.95%
This Fund
S&P 500
This Quarter Est. Return
-16.03%
1 Year Est. Return
+28.95%
3 Year Est. Return
+73.86%
5 Year Est. Return
+79.5%
10 Year Est. Return
–
AUM
$404M
AUM Growth
-$93.7M
Cap. Flow
-$5.86M
Cap. Flow %
-1.45%
Top 10 Hldgs %
38.01%
Holding
395
New
38
Increased
119
Reduced
144
Closed
90

Top Buys

Rank Stock Value
1
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$9.18M
2
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$7.06M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$4.08M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.85M
5
AGN
Allergan plc
AGN
+$1.73M

Top Sells

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$6.59M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$2.97M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$2.44M
4
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$2.29M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$1.17M

Sector Composition

Rank Sector Weight
1 Technology 4.84%
2 Healthcare 4.39%
3 Financials 2.74%
4 Communication Services 2.18%
5 Consumer Discretionary 1.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EVRG icon
326
Evergy
EVRG
$18.9B
– –
-3,445
Closed -$224K
EXAS
327
DELISTED
Exact Sciences
EXAS
– –
-2,730
Closed -$253K
FDUS icon
328
Fidus Investment
FDUS
$752M
– –
-10,178
Closed -$151K
LKFT
329
Lakefront Biotherapeutics American Depositary Shares
LKFT
$1.88B
– –
-1,524
Closed -$315K
GLW icon
330
Corning
GLW
$137B
– –
-9,031
Closed -$263K
GOVI icon
331
Invesco Equal Weight 0-30 Year Treasury ETF
GOVI
$1.22B
– –
-24,114
Closed -$832K
GS icon
332
Goldman Sachs
GS
$301B
– –
-1,612
Closed -$279K
GTO icon
333
Invesco Total Return Bond ETF
GTO
$2.47B
– –
-10,406
Closed -$564K
GUT
334
Gabelli Utility Trust
GUT
$572M
– –
-10,794
Closed -$82K
GXC icon
335
State Street SPDR S&P China ETF
GXC
$477M
– –
-8,165
Closed -$838K
HDV
336
iShares Core High Dividend ETF
HDV
$15B
– –
-11,465
Closed -$225K
HYD icon
337
VanEck High Yield Muni ETF
HYD
$4.4B
– –
-3,991
Closed -$256K
ICVT icon
338
iShares Convertible Bond ETF
ICVT
$7.44B
– –
-3,880
Closed -$243K
IEFA icon
339
iShares Core MSCI EAFE ETF
IEFA
$195B
– –
-5,462
Closed -$356K
ILMN icon
340
Illumina
ILMN
$29.1B
– –
-799
Closed -$258K
IMCG icon
341
iShares Morningstar Mid-Cap Growth ETF
IMCG
$4.13B
– –
-9,558
Closed -$419K
INSM icon
342
Insmed
INSM
$29B
– –
-8,746
Closed -$209K
IWV icon
343
iShares Russell 3000 ETF
IWV
$20.4B
– –
-1,539
Closed -$290K
IYF icon
344
iShares US Financials ETF
IYF
$4.4B
– –
-4,820
Closed -$332K
IYH icon
345
iShares US Healthcare ETF
IYH
$3.76B
– –
-7,155
Closed -$309K
IYJ icon
346
iShares US Industrials ETF
IYJ
$1.95B
– –
-3,538
Closed -$297K
KHC icon
347
Kraft Heinz
KHC
$29.2B
– –
-10,047
Closed -$323K
KORP icon
348
American Century Diversified Corporate Bond ETF
KORP
$896M
– –
-4,381
Closed -$225K
MAR icon
349
Marriott International
MAR
$91.1B
– –
-1,457
Closed -$221K
MDLZ icon
350
Mondelez International
MDLZ
$78.9B
– –
-4,190
Closed -$231K
12 13
14
15 16

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ECM
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CCG
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MCO
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Calton & Associates's Q1 2020 Portfolio in Review

As of Q1 2020, Calton & Associates held 395 positions worth $404M, down 19% from $498M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Calton & Associates's Q1 2020 filing shows 38 new, 119 increased, 144 reduced and 90 closed positions. Its largest new stake was iShares Core Universal USD Bond ETF: 174,755 shares worth $9.18M. The largest sale was iShares 3-7 Year Treasury Bond ETF, an estimated $6.59M.

By sector, the portfolio is most concentrated in Technology at 4.8% of assets, down from 5% a quarter earlier, followed by Healthcare and Financials.

  • Calton & Associates's largest Q1 2020 buy was iShares Core Universal USD Bond ETF: 174,755 shares worth $9.18M.
  • Calton & Associates added most to iShares 0-1 Year Treasury Bond ETF in Q1 2020, an estimated $4.08M increase.
  • Calton & Associates's biggest Q1 2020 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $6.59M.
  • Calton & Associates fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q1 2020, selling an estimated $2.44M.
  • Calton & Associates's ten largest holdings make up 38% of its $404M portfolio in Q1 2020.
  • Calton & Associates opened 38 new positions and closed 90 in Q1 2020.
  • Calton & Associates's portfolio value fell 19% quarter-over-quarter to $404M.

Based on Calton & Associates's 13F filing for Q1 2020, filed 30 Apr 2020.