We are live on ! Find out more
CA

Calton & Associates Portfolio holdings

AUM $696M
1-Year Est. Return 18.3%
This Fund
S&P 500
This Quarter Est. Return
+7.55%
1 Year Est. Return
+18.3%
3 Year Est. Return
+55.27%
5 Year Est. Return
+61.88%
10 Year Est. Return
–
AUM
$498M
AUM Growth
+$47.5M
Cap. Flow
+$18.2M
Cap. Flow %
3.66%
Top 10 Hldgs %
36.91%
Holding
401
New
57
Increased
179
Reduced
114
Closed
43

Top Buys

Rank Stock Value
1
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$2.24M
2
VOOG icon
Vanguard S&P 500 Growth ETF
VOOG
+$1.82M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$1.73M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$1.52M
5
VDC icon
Vanguard Consumer Staples ETF
VDC
+$1.23M

Top Sells

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$2.99M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.79M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.84M
4
BND icon
Vanguard Total Bond Market
BND
+$1.42M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$775K

Sector Composition

Rank Sector Weight
1 Technology 5%
2 Healthcare 4.5%
3 Financials 3.75%
4 Communication Services 2.47%
5 Industrials 2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NBIX icon
326
Neurocrine Biosciences
NBIX
$16.6B
$215K 0.04%
+1,995
New +$209K
ILCG icon
327
iShares Morningstar Growth ETF
ILCG
$3.28B
$214K 0.04%
5,100
-125
-2% -$4.97K
ROKU icon
328
Roku
ROKU
$22.7B
$213K 0.04%
+1,590
New +$219K
DGRW icon
329
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$17.3B
$212K 0.04%
+4,375
New +$204K
DAL icon
330
Delta Air Lines
DAL
$60.1B
$211K 0.04%
+3,599
New +$202K
SCHG icon
331
Schwab US Large-Cap Growth ETF
SCHG
$62.9B
$210K 0.04%
18,064
-1,224
-6% -$13.5K
INSM icon
332
Insmed
INSM
$28.6B
$209K 0.04%
+8,746
New +$178K
SHOP icon
333
Shopify
SHOP
$195B
$209K 0.04%
5,250
-3,840
-42% -$130K
SRPT icon
334
Sarepta Therapeutics
SRPT
$1.77B
$209K 0.04%
+1,619
New +$163K
BZUN
335
Baozun
BZUN
$172M
$205K 0.04%
+6,175
New +$245K
APD icon
336
Air Products & Chemicals
APD
$67.6B
$203K 0.04%
+862
New +$195K
DG icon
337
Dollar General
DG
$27.9B
$202K 0.04%
1,296
-35
-3% -$5.55K
YUM icon
338
Yum! Brands
YUM
$41.1B
$200K 0.04%
1,988
+136
+7% +$14.1K
NAD icon
339
Nuveen Quality Municipal Income Fund
NAD
$2.78B
$198K 0.04%
13,530
+926
+7% +$13.4K
HPE icon
340
Hewlett Packard
HPE
$70.5B
$195K 0.04%
12,320
+28
+0.2% +$447
MRCC
341
DELISTED
Monroe Capital Corp
MRCC
$186K 0.04%
17,089
+6,268
+58% +$68.8K
FULT icon
342
Fulton Financial
FULT
$4.64B
$177K 0.04%
+10,176
New +$173K
PFLT icon
343
PennantPark Floating Rate Capital
PFLT
$746M
$166K 0.03%
+13,610
New +$162K
AMLP icon
344
Alerian MLP ETF
AMLP
$13.1B
$158K 0.03%
3,714
-386
-9% -$16.2K
OMER icon
345
Omeros
OMER
$959M
$158K 0.03%
11,207
+283
+3% +$4.14K
FDUS icon
346
Fidus Investment
FDUS
$772M
$151K 0.03%
10,178
-3,202
-24% -$48.2K
ENIA
347
DELISTED
Enel Amricas S.A. American Depositary Shares (Each representing 50 shares of Common Stock)
ENIA
$132K 0.03%
12,046
+555
+5% +$5.5K
CLDR
348
DELISTED
Cloudera, Inc.
CLDR
$129K 0.03%
11,055
-400
-3% -$3.83K
PMM
349
Franklin Managed Municipal Income Trust
PMM
$273M
$109K 0.02%
13,683
– –
FOLD
350
DELISTED
Amicus Therapeutics
FOLD
$108K 0.02%
11,057
+412
+4% +$3.77K
12 13
14
15 16

Similar funds

AAM
Auxier Asset Management Aurora, Oregon $696M AUM 18.07% 1-Year Est. Return
GUB
Golden Unicorn BVI Road Town $697M AUM 55.92% 1-Year Est. Return
SCM
Sio Capital Management New York $697M AUM 79.73% 1-Year Est. Return
MCM
Manchester Capital Management Manchester, Vermont $694M AUM 22.34% 1-Year Est. Return
KLI
Kelman-Lazarov Inc Memphis, Tennessee $698M AUM 14.07% 1-Year Est. Return
CGIC
Continental General Insurance Company Austin, Texas $693M AUM 90.58% 1-Year Est. Return
TCM
Tensile Capital Management Larkspur, California $698M AUM 2.4% 1-Year Est. Return
SAM
Silverback Asset Management Chapel Hill, North Carolina $699M AUM 72.42% 1-Year Est. Return

Calton & Associates's Q4 2019 Portfolio in Review

As of Q4 2019, Calton & Associates held 401 positions worth $498M, up 11% from $450M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Calton & Associates deployed $18.2M of net new capital in Q4 2019, opening 57 new positions and adding to 179 existing holdings. Its largest new stake was Immunomedics Inc: 48,150 shares worth $1.02M.

By sector, the portfolio is most concentrated in Technology at 5% of assets, up from 4.6% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $2.79M trimmed.

  • Calton & Associates's largest Q4 2019 buy was Immunomedics Inc: 48,150 shares worth $1.02M.
  • Calton & Associates added most to State Street Health Care Select Sector SPDR ETF in Q4 2019, an estimated $2.24M increase.
  • Calton & Associates's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $2.79M.
  • Calton & Associates fully exited Invesco S&P 500 Equal Weight ETF in Q4 2019, selling an estimated $2.99M.
  • Calton & Associates's ten largest holdings make up 37% of its $498M portfolio in Q4 2019.
  • Calton & Associates opened 57 new positions and closed 43 in Q4 2019.
  • Calton & Associates's portfolio value rose 11% quarter-over-quarter to $498M.

Based on Calton & Associates's 13F filing for Q4 2019, filed 3 Feb 2020.