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Calton & Associates Portfolio holdings

AUM $696M
1-Year Est. Return 18.3%
This Fund
S&P 500
This Quarter Est. Return
+1.01%
1 Year Est. Return
+18.3%
3 Year Est. Return
+55.27%
5 Year Est. Return
+61.88%
10 Year Est. Return
–
AUM
$450M
AUM Growth
+$96M
Cap. Flow
+$93.7M
Cap. Flow %
20.8%
Top 10 Hldgs %
39.64%
Holding
361
New
78
Increased
183
Reduced
74
Closed
17

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$8.96M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$4.44M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$4.05M
4
FVD icon
First Trust Value Line Dividend Fund
FVD
+$3.41M
5
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$2.95M

Top Sells

Rank Stock Value
1
GRMN
Garmin
GRMN
+$537K
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$389K
3
ORLY icon
O'Reilly Automotive
ORLY
+$362K
4
XOM icon
ExxonMobil
XOM
+$361K
5
CSCO icon
Cisco
CSCO
+$304K

Sector Composition

Rank Sector Weight
1 Technology 4.62%
2 Healthcare 4.01%
3 Financials 3.58%
4 Communication Services 2.27%
5 Industrials 2.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OMER icon
326
Omeros
OMER
$959M
$178K 0.04%
+10,924
New +$187K
TCPC icon
327
BlackRock TCP Capital
TCPC
$332M
$149K 0.03%
+10,996
New +$151K
VNDA icon
328
Vanda Pharmaceuticals
VNDA
$300M
$145K 0.03%
+10,924
New +$152K
HIE
329
DELISTED
Miller/Howard High Income Equity Fund
HIE
$139K 0.03%
12,736
+2,146
+20% +$23.7K
TEI
330
Templeton Emerging Markets Income Fund
TEI
$323M
$119K 0.03%
13,142
-4,847
-27% -$46.9K
MRCC
331
DELISTED
Monroe Capital Corp
MRCC
$114K 0.03%
+10,821
New +$117K
PMM
332
Franklin Managed Municipal Income Trust
PMM
$272M
$107K 0.02%
13,683
– –
ENIA
333
DELISTED
Enel Amricas S.A. American Depositary Shares (Each representing 50 shares of Common Stock)
ENIA
$105K 0.02%
+11,491
New +$96.8K
ACB
334
Aurora Cannabis
ACB
$180M
$103K 0.02%
196
+44
+29% +$32.6K
CLDR
335
DELISTED
Cloudera, Inc.
CLDR
$101K 0.02%
+11,455
New +$79.5K
BCS icon
336
Barclays
BCS
$94.4B
$93K 0.02%
12,621
-5,372
-30% -$38.8K
PHK
337
PIMCO High Income Fund
PHK
$880M
$90K 0.02%
+11,660
New +$92.1K
FOLD
338
DELISTED
Amicus Therapeutics
FOLD
$85K 0.02%
+10,645
New +$116K
VHC icon
339
VirnetX Holding Corp
VHC
$60.9M
$83K 0.02%
770
+50
+7% +$5.96K
MHF
340
Western Asset Municipal High Income Fund
MHF
$154M
$82K 0.02%
10,864
– –
SIRI icon
341
SiriusXM
SIRI
$9.76B
$76K 0.02%
1,211
+32
+3% +$1.97K
SABA
342
Saba Capital Income & Opportunities Fund II
SABA
$224M
$74K 0.02%
6,018
– –
BRW
343
Saba Capital Income & Opportunities Fund
BRW
$340M
$71K 0.02%
+7,500
New +$70.8K
BNBX
344
DELISTED
BNB PLUS CORP
BNBX
– –
0
– –
AMD icon
345
Advanced Micro Devices
AMD
$779B
– –
-6,703
Closed -$204K
DIAX
346
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
– –
-10,971
Closed -$193K
DRI icon
347
Darden Restaurants
DRI
$24.6B
– –
-1,706
Closed -$208K
GRMN
348
Garmin
GRMN
$60B
– –
-6,733
Closed -$537K
GSBC icon
349
Great Southern Bancorp
GSBC
$872M
– –
-3,499
Closed -$209K
MAR icon
350
Marriott International
MAR
$91B
– –
-1,498
Closed -$210K
11 12 13
14
15

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AAM
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GUB
Golden Unicorn BVI Road Town $697M AUM 55.92% 1-Year Est. Return
SCM
Sio Capital Management New York $697M AUM 79.73% 1-Year Est. Return
MCM
Manchester Capital Management Manchester, Vermont $694M AUM 22.34% 1-Year Est. Return
KLI
Kelman-Lazarov Inc Memphis, Tennessee $698M AUM 14.07% 1-Year Est. Return
CGIC
Continental General Insurance Company Austin, Texas $693M AUM 90.58% 1-Year Est. Return
TCM
Tensile Capital Management Larkspur, California $698M AUM 2.4% 1-Year Est. Return
SAM
Silverback Asset Management Chapel Hill, North Carolina $699M AUM 72.42% 1-Year Est. Return

Calton & Associates's Q3 2019 Portfolio in Review

As of Q3 2019, Calton & Associates held 361 positions worth $450M, up 27% from $354M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Calton & Associates deployed $93.7M of net new capital in Q3 2019, opening 78 new positions and adding to 183 existing holdings. Its largest new stake was First Trust Value Line Dividend Fund: 100,066 shares worth $3.49M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, down from 5.3% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was Invesco S&P 500 Equal Weight ETF, an estimated $389K trimmed.

  • Calton & Associates's largest Q3 2019 buy was First Trust Value Line Dividend Fund: 100,066 shares worth $3.49M.
  • Calton & Associates added most to iShares MSCI USA Min Vol Factor ETF in Q3 2019, an estimated $8.96M increase.
  • Calton & Associates's biggest Q3 2019 reduction was Invesco S&P 500 Equal Weight ETF, cutting an estimated $389K.
  • Calton & Associates fully exited Garmin in Q3 2019, selling an estimated $537K.
  • Calton & Associates's ten largest holdings make up 40% of its $450M portfolio in Q3 2019.
  • Calton & Associates opened 78 new positions and closed 17 in Q3 2019.
  • Calton & Associates's portfolio value rose 27% quarter-over-quarter to $450M.

Based on Calton & Associates's 13F filing for Q3 2019, filed 7 Nov 2019.