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Calton & Associates Portfolio holdings

AUM $683M
1-Year Est. Return 28.95%
This Fund
S&P 500
This Quarter Est. Return
+4.7%
1 Year Est. Return
+28.95%
3 Year Est. Return
+73.86%
5 Year Est. Return
+79.5%
10 Year Est. Return
–
AUM
$514M
AUM Growth
-$46.6M
Cap. Flow
-$67.5M
Cap. Flow %
-13.14%
Top 10 Hldgs %
33.05%
Holding
439
New
57
Increased
145
Reduced
185
Closed
42

Top Buys

Rank Stock Value
1
IAU icon
iShares Gold Trust
IAU
+$3.36M
2
AOR icon
iShares Core 60/40 Balanced Allocation ETF
AOR
+$3.06M
3
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$2.58M
4
PTH icon
Invesco Dorsey Wright Healthcare Momentum ETF
PTH
+$1.8M
5
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$1.58M

Top Sells

Rank Stock Value
1
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$13.4M
2
IWD icon
iShares Russell 1000 Value ETF
IWD
+$8.62M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$6.79M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$6.14M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$4.76M

Sector Composition

Rank Sector Weight
1 Technology 6.77%
2 Healthcare 3.67%
3 Financials 2.93%
4 Consumer Discretionary 2.52%
5 Industrials 2.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VBK icon
301
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.7B
$277K 0.05%
1,010
-49
-5% -$13.8K
ATO icon
302
Atmos Energy
ATO
$28.6B
$275K 0.05%
+2,785
New +$253K
FEP icon
303
First Trust Europe AlphaDEX Fund
FEP
$532M
$274K 0.05%
6,746
+60
+0.9% +$2.38K
GH icon
304
Guardant Health
GH
$22.2B
$271K 0.05%
1,773
-10
-0.6% -$1.51K
AXIA
305
DELISTED
AXIA Energia
AXIA
$267K 0.05%
55,314
+10,911
+25% +$50.5K
UGI icon
306
UGI
UGI
$7.54B
$267K 0.05%
6,514
-1,102
-14% -$42.6K
OMER icon
307
Omeros
OMER
$984M
$263K 0.05%
14,797
-9
-0.1% -$175
BALL icon
308
Ball Corp
BALL
$16.6B
$261K 0.05%
3,084
+6
+0.2% +$525
ZLAB icon
309
Zai Lab
ZLAB
$2.92B
$260K 0.05%
1,945
-416
-18% -$64.4K
FSK icon
310
FS KKR Capital
FSK
$3.39B
$258K 0.05%
13,010
-1,291
-9% -$24K
NEO icon
311
NeoGenomics
NEO
$2.12B
$255K 0.05%
5,285
+480
+10% +$25K
FTS icon
312
Fortis
FTS
$28.6B
$254K 0.05%
5,848
+26
+0.4% +$1.06K
TMO icon
313
Thermo Fisher Scientific
TMO
$224B
$254K 0.05%
557
+44
+9% +$21K
UPS icon
314
United Parcel Service
UPS
$88.8B
$254K 0.05%
1,496
+65
+5% +$10.5K
EVRG icon
315
Evergy
EVRG
$18.9B
$253K 0.05%
+4,251
New +$235K
GLW icon
316
Corning
GLW
$137B
$253K 0.05%
5,813
-440
-7% -$16.9K
VGIT icon
317
Vanguard Intermediate-Term Treasury ETF
VGIT
$42.4B
$253K 0.05%
3,765
+1
+0% +$68
XLU icon
318
State Street Utilities Select Sector SPDR ETF
XLU
$22.7B
$253K 0.05%
7,902
+6
+0.1% +$186
FNY icon
319
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$600M
$252K 0.05%
+3,701
New +$257K
RGEN icon
320
Repligen
RGEN
$9.3B
$252K 0.05%
1,297
-4
-0.3% -$820
TVTX icon
321
Travere Therapeutics
TVTX
$5.68B
$252K 0.05%
10,098
+13
+0.1% +$359
GBT
322
DELISTED
Global Blood Therapeutics, Inc.
GBT
$252K 0.05%
6,188
-100
-2% -$4.6K
XEL icon
323
Xcel Energy
XEL
$48.5B
$251K 0.05%
3,772
-2,479
-40% -$157K
EUFN icon
324
iShares MSCI Europe Financials ETF
EUFN
$4.27B
$249K 0.05%
12,931
-864
-6% -$16K
EXAS
325
DELISTED
Exact Sciences
EXAS
$249K 0.05%
1,890
-1
-0.1% -$137
11 12
13
14 15

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TWM
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ECM
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CCG
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Calton & Associates's Q1 2021 Portfolio in Review

As of Q1 2021, Calton & Associates held 439 positions worth $514M, down 8.3% from $560M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Calton & Associates withdrew a net $67.5M in Q1 2021, closing 42 positions and reducing 185 holdings. Its most notable exit was iShares S&P Small-Cap 600 Value ETF, an estimated $4.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 6.8% of assets, down from 7% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Calton & Associates opened a new position in iShares Gold Trust worth $3.2M.

  • Calton & Associates's largest Q1 2021 buy was iShares Gold Trust: 98,455 shares worth $3.2M.
  • Calton & Associates added most to iShares Core 60/40 Balanced Allocation ETF in Q1 2021, an estimated $3.06M increase.
  • Calton & Associates's biggest Q1 2021 reduction was iShares Russell 1000 Growth ETF, cutting an estimated $13.4M.
  • Calton & Associates fully exited iShares S&P Small-Cap 600 Value ETF in Q1 2021, selling an estimated $4.7M.
  • Calton & Associates's ten largest holdings make up 33% of its $514M portfolio in Q1 2021.
  • Calton & Associates opened 57 new positions and closed 42 in Q1 2021.
  • Calton & Associates's portfolio value fell 8.3% quarter-over-quarter to $514M.

Based on Calton & Associates's 13F filing for Q1 2021, filed 3 May 2021.