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Calton & Associates Portfolio holdings

AUM $696M
1-Year Est. Return 18.3%
This Fund
S&P 500
This Quarter Est. Return
+1.01%
1 Year Est. Return
+18.3%
3 Year Est. Return
+55.27%
5 Year Est. Return
+61.88%
10 Year Est. Return
–
AUM
$450M
AUM Growth
+$96M
Cap. Flow
+$93.7M
Cap. Flow %
20.8%
Top 10 Hldgs %
39.64%
Holding
361
New
78
Increased
183
Reduced
74
Closed
17

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$8.96M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$4.44M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$4.05M
4
FVD icon
First Trust Value Line Dividend Fund
FVD
+$3.41M
5
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$2.95M

Top Sells

Rank Stock Value
1
GRMN
Garmin
GRMN
+$537K
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$389K
3
ORLY icon
O'Reilly Automotive
ORLY
+$362K
4
XOM icon
ExxonMobil
XOM
+$361K
5
CSCO icon
Cisco
CSCO
+$304K

Sector Composition

Rank Sector Weight
1 Technology 4.62%
2 Healthcare 4.01%
3 Financials 3.58%
4 Communication Services 2.27%
5 Industrials 2.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DG icon
301
Dollar General
DG
$27B
$212K 0.05%
+1,331
New +$193K
PPL
302
PPL Corp
PPL
$26.4B
$212K 0.05%
+6,718
New +$203K
SYK icon
303
Stryker
SYK
$129B
$212K 0.05%
+980
New +$210K
BLK icon
304
Blackrock
BLK
$175B
$211K 0.05%
+473
New +$211K
KHC icon
305
Kraft Heinz
KHC
$29.8B
$211K 0.05%
7,547
-43
-0.6% -$1.24K
NUE icon
306
Nucor
NUE
$62.7B
$211K 0.05%
4,143
-190
-4% -$9.92K
EXC icon
307
Exelon
EXC
$45.9B
$210K 0.05%
6,103
-3,089
-34% -$104K
SPTM icon
308
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$14.1B
$210K 0.05%
+5,714
New +$209K
YUM icon
309
Yum! Brands
YUM
$40.2B
$210K 0.05%
1,852
-64
-3% -$7.31K
VONV icon
310
Vanguard Russell 1000 Value ETF
VONV
$22B
$207K 0.05%
3,678
– –
BSJJ
311
DELISTED
Invesco BulletShares 2019 High Yield Corporate Bond ETF
BSJJ
$207K 0.05%
+8,650
New +$207K
VGIT icon
312
Vanguard Intermediate-Term Treasury ETF
VGIT
$42.3B
$206K 0.05%
+3,093
New +$205K
TJX icon
313
TJX Companies
TJX
$176B
$204K 0.05%
+3,652
New +$199K
SCHG icon
314
Schwab US Large-Cap Growth ETF
SCHG
$63B
$203K 0.05%
19,288
-8
-0% -$84
ACN icon
315
Accenture
ACN
$108B
$202K 0.04%
+1,050
New +$203K
CHDN icon
316
Churchill Downs
CHDN
$6.12B
$200K 0.04%
+3,232
New +$195K
ILCG icon
317
iShares Morningstar Growth ETF
ILCG
$3.28B
$200K 0.04%
+5,225
New +$203K
SHM icon
318
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$200K 0.04%
+4,079
New +$200K
FDUS icon
319
Fidus Investment
FDUS
$756M
$198K 0.04%
+13,380
New +$206K
MCI
320
Barings Corporate Investors
MCI
$343M
$192K 0.04%
+11,384
New +$185K
BRSP
321
BrightSpire Capital
BRSP
$636M
$189K 0.04%
+13,064
New +$190K
AMLP icon
322
Alerian MLP ETF
AMLP
$13.2B
$187K 0.04%
4,100
+14
+0.3% +$662
HPE icon
323
Hewlett Packard
HPE
$74.1B
$186K 0.04%
12,292
+800
+7% +$11.4K
HTGC icon
324
Hercules Capital
HTGC
$3.19B
$185K 0.04%
+13,844
New +$181K
NAD icon
325
Nuveen Quality Municipal Income Fund
NAD
$2.77B
$181K 0.04%
12,604
-14
-0.1% -$201
11 12
13
14 15

Similar funds

AAM
Auxier Asset Management Aurora, Oregon $696M AUM 18.07% 1-Year Est. Return
GUB
Golden Unicorn BVI Road Town $697M AUM 55.92% 1-Year Est. Return
SCM
Sio Capital Management New York $697M AUM 79.73% 1-Year Est. Return
MCM
Manchester Capital Management Manchester, Vermont $694M AUM 22.34% 1-Year Est. Return
KLI
Kelman-Lazarov Inc Memphis, Tennessee $698M AUM 14.07% 1-Year Est. Return
CGIC
Continental General Insurance Company Austin, Texas $693M AUM 90.58% 1-Year Est. Return
TCM
Tensile Capital Management Larkspur, California $698M AUM 2.4% 1-Year Est. Return
SAM
Silverback Asset Management Chapel Hill, North Carolina $699M AUM 72.42% 1-Year Est. Return

Calton & Associates's Q3 2019 Portfolio in Review

As of Q3 2019, Calton & Associates held 361 positions worth $450M, up 27% from $354M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Calton & Associates deployed $93.7M of net new capital in Q3 2019, opening 78 new positions and adding to 183 existing holdings. Its largest new stake was First Trust Value Line Dividend Fund: 100,066 shares worth $3.49M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, down from 5.3% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was Invesco S&P 500 Equal Weight ETF, an estimated $389K trimmed.

  • Calton & Associates's largest Q3 2019 buy was First Trust Value Line Dividend Fund: 100,066 shares worth $3.49M.
  • Calton & Associates added most to iShares MSCI USA Min Vol Factor ETF in Q3 2019, an estimated $8.96M increase.
  • Calton & Associates's biggest Q3 2019 reduction was Invesco S&P 500 Equal Weight ETF, cutting an estimated $389K.
  • Calton & Associates fully exited Garmin in Q3 2019, selling an estimated $537K.
  • Calton & Associates's ten largest holdings make up 40% of its $450M portfolio in Q3 2019.
  • Calton & Associates opened 78 new positions and closed 17 in Q3 2019.
  • Calton & Associates's portfolio value rose 27% quarter-over-quarter to $450M.

Based on Calton & Associates's 13F filing for Q3 2019, filed 7 Nov 2019.