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Calton & Associates Portfolio holdings

AUM $683M
1-Year Est. Return 28.95%
This Fund
S&P 500
This Quarter Est. Return
-0.29%
1 Year Est. Return
+28.95%
3 Year Est. Return
+73.86%
5 Year Est. Return
+79.5%
10 Year Est. Return
–
AUM
$457M
AUM Growth
-$69.5M
Cap. Flow
-$64.4M
Cap. Flow %
-14.09%
Top 10 Hldgs %
23.09%
Holding
445
New
39
Increased
154
Reduced
183
Closed
50

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$5.7M
2
IBDM
iShares iBonds Dec 2021 Term Corporate ETF
IBDM
+$4.88M
3
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$4M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$2.99M
5
LEMB icon
iShares JPMorgan EM Local Currency Bond ETF
LEMB
+$2.82M

Top Sells

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$14M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$11.2M
3
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$9.37M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.62M
5
IWD icon
iShares Russell 1000 Value ETF
IWD
+$7.4M

Sector Composition

Rank Sector Weight
1 Technology 7.76%
2 Healthcare 3.99%
3 Financials 3.36%
4 Consumer Discretionary 2.7%
5 Industrials 1.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MO icon
276
Altria Group
MO
$108B
$331K 0.07%
7,280
-1,369
-16% -$66.1K
WFC icon
277
Wells Fargo
WFC
$265B
$325K 0.07%
7,007
+352
+5% +$16.3K
GBT
278
DELISTED
Global Blood Therapeutics, Inc.
GBT
$323K 0.07%
12,696
+6,610
+109% +$194K
PLTR icon
279
Palantir
PLTR
$426B
$322K 0.07%
13,415
– –
FAUG icon
280
FT Vest US Equity Buffer ETF August
FAUG
$1.21B
$319K 0.07%
+8,750
New +$325K
DLS icon
281
WisdomTree International SmallCap Dividend Fund
DLS
$1.08B
$318K 0.07%
4,286
-367
-8% -$27.9K
GSK icon
282
GSK
GSK
$103B
$314K 0.07%
6,578
-932
-12% -$46.8K
AXIA
283
DELISTED
AXIA Energia
AXIA
$307K 0.07%
54,611
+210
+0.4% +$1.27K
PEY icon
284
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.16B
$306K 0.07%
+15,488
New +$313K
CMF icon
285
iShares California Muni Bond ETF
CMF
$4.62B
$299K 0.07%
4,827
+2
+0% +$125
FDX icon
286
FedEx
FDX
$76.7B
$298K 0.07%
1,362
-11
-0.8% -$2.98K
EWZ icon
287
iShares MSCI Brazil ETF
EWZ
$8.74B
$297K 0.07%
9,243
-289
-3% -$10.6K
XMMO icon
288
Invesco S&P MidCap Momentum ETF
XMMO
$7.58B
$294K 0.06%
+3,504
New +$300K
JPST icon
289
JPMorgan Ultra-Short Income ETF
JPST
$40.6B
$293K 0.06%
5,796
-7,738
-57% -$392K
MET icon
290
MetLife
MET
$61.5B
$293K 0.06%
5,307
+977
+23% +$58.8K
USRT icon
291
iShares Core US REIT ETF
USRT
$4.54B
$292K 0.06%
4,982
-2,758
-36% -$168K
ADP icon
292
Automatic Data Processing
ADP
$108B
$291K 0.06%
1,458
-484
-25% -$99.7K
ETN icon
293
Eaton
ETN
$179B
$291K 0.06%
1,952
-949
-33% -$152K
VBK icon
294
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.8B
$289K 0.06%
1,033
-10
-1% -$2.86K
NXRT
295
NexPoint Residential Trust
NXRT
$643M
$288K 0.06%
4,661
+2
+0% +$122
DE icon
296
Deere & Co
DE
$167B
$287K 0.06%
857
+8
+0.9% +$2.88K
BLK icon
297
Blackrock
BLK
$178B
$286K 0.06%
341
-17
-5% -$15.2K
CVM icon
298
CEL-SCI Corp
CVM
$25.9M
$286K 0.06%
870
-67
-7% -$19.5K
UPS icon
299
United Parcel Service
UPS
$88.9B
$286K 0.06%
1,575
+3
+0.2% +$592
ALL icon
300
Allstate
ALL
$67.2B
$283K 0.06%
2,223
-345
-13% -$45.6K
10 11
12
13 14

Similar funds

DMC
Drexel Morgan & Co Radnor, Pennsylvania $682M AUM 21.01% 1-Year Est. Return
TWM
Tolleson Wealth Management Dallas, Texas $685M AUM 15.32% 1-Year Est. Return
NS
Night Squared New York $681M AUM 50% 1-Year Est. Return
CIA
Covington Investment Advisors Ligonier, Pennsylvania $680M AUM 28.91% 1-Year Est. Return
ECM
Estabrook Capital Management New York $685M AUM 26.64% 1-Year Est. Return
CCG
Clearlake Capital Group Santa Monica, California $680M AUM 30.34% 1-Year Est. Return
AP
Advisors Preferred Rockville, Maryland $679M AUM 22.19% 1-Year Est. Return
MCO
MAK Capital One New York $679M AUM 29.02% 1-Year Est. Return

Calton & Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Calton & Associates held 445 positions worth $457M, down 13% from $526M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Calton & Associates withdrew a net $64.4M in Q3 2021, closing 50 positions and reducing 183 holdings. Its most notable exit was Invesco S&P MidCap Low Volatility ETF, an estimated $2.63M position sold in full.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, up from 7.1% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Calton & Associates opened a new position in iShares iBonds Dec 2021 Term Corporate ETF worth $4.88M.

  • Calton & Associates's largest Q3 2021 buy was iShares iBonds Dec 2021 Term Corporate ETF: 197,210 shares worth $4.88M.
  • Calton & Associates added most to iShares Core Dividend Growth ETF in Q3 2021, an estimated $5.7M increase.
  • Calton & Associates's biggest Q3 2021 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $14M.
  • Calton & Associates fully exited Invesco S&P MidCap Low Volatility ETF in Q3 2021, selling an estimated $2.63M.
  • Calton & Associates's ten largest holdings make up 23% of its $457M portfolio in Q3 2021.
  • Calton & Associates opened 39 new positions and closed 50 in Q3 2021.
  • Calton & Associates's portfolio value fell 13% quarter-over-quarter to $457M.

Based on Calton & Associates's 13F filing for Q3 2021, filed 5 Nov 2021.