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Calton & Associates Portfolio holdings

AUM $683M
1-Year Est. Return 28.95%
This Fund
S&P 500
This Quarter Est. Return
-16.03%
1 Year Est. Return
+28.95%
3 Year Est. Return
+73.86%
5 Year Est. Return
+79.5%
10 Year Est. Return
–
AUM
$404M
AUM Growth
-$93.7M
Cap. Flow
-$5.86M
Cap. Flow %
-1.45%
Top 10 Hldgs %
38.01%
Holding
395
New
38
Increased
119
Reduced
144
Closed
90

Top Buys

Rank Stock Value
1
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$9.18M
2
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$7.06M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$4.08M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.85M
5
AGN
Allergan plc
AGN
+$1.73M

Top Sells

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$6.59M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$2.97M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$2.44M
4
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$2.29M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$1.17M

Sector Composition

Rank Sector Weight
1 Technology 4.84%
2 Healthcare 4.39%
3 Financials 2.74%
4 Communication Services 2.18%
5 Consumer Discretionary 1.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AXIA
276
DELISTED
AXIA Energia
AXIA
$161K 0.04%
+44,102
New +$267K
TVTX icon
277
Travere Therapeutics
TVTX
$5.68B
$158K 0.04%
+10,833
New +$163K
AES icon
278
AES
AES
$10.5B
$156K 0.04%
+11,485
New +$206K
ARCC icon
279
Ares Capital
ARCC
$14.3B
$156K 0.04%
14,497
+810
+6% +$13.7K
AQN icon
280
Algonquin Power & Utilities
AQN
$4.47B
$148K 0.04%
+11,035
New +$161K
SUNS
281
DELISTED
SLR Senior Investment Corp. Common Stock
SUNS
$144K 0.04%
+14,832
New +$236K
HTGC icon
282
Hercules Capital
HTGC
$3.12B
$142K 0.04%
+18,608
New +$243K
NMFC icon
283
New Mountain Finance
NMFC
$730M
$128K 0.03%
+18,829
New +$233K
TCPC icon
284
BlackRock TCP Capital
TCPC
$327M
$128K 0.03%
20,497
+4,196
+26% +$52.1K
HPE icon
285
Hewlett Packard
HPE
$72B
$125K 0.03%
12,920
+600
+5% +$7.86K
FOLD
286
DELISTED
Amicus Therapeutics
FOLD
$117K 0.03%
12,713
+1,656
+15% +$15.7K
FULT icon
287
Fulton Financial
FULT
$4.65B
$117K 0.03%
10,176
– –
PMM
288
Franklin Managed Municipal Income Trust
PMM
$273M
$99K 0.02%
13,683
– –
FCG icon
289
First Trust Natural Gas ETF
FCG
$651M
$92K 0.02%
22,097
-1,452
-6% -$12.1K
S
290
DELISTED
Sprint Corporation
S
$91K 0.02%
+10,584
New +$74.3K
SIRI icon
291
SiriusXM
SIRI
$9.61B
$63K 0.02%
+1,285
New +$84K
HIE
292
DELISTED
Miller/Howard High Income Equity Fund
HIE
$58K 0.01%
+10,341
New +$100K
VHC icon
293
VirnetX Holding Corp
VHC
$61.4M
$55K 0.01%
505
-265
-34% -$25.1K
ATRS
294
DELISTED
Antares Pharma, Inc.
ATRS
$48K 0.01%
20,500
+3,000
+17% +$10.2K
ROCC
295
DELISTED
Ranger Oil Corporation Class A Common Stock
ROCC
$46K 0.01%
+14,847
New +$247K
VRN
296
DELISTED
Veren
VRN
$44K 0.01%
+57,118
New +$158K
SRGA
297
DELISTED
Surgalign Holdings, Inc. Common Stock
SRGA
$43K 0.01%
+842
New +$88K
TACO
298
DELISTED
Del Taco Restaurants, Inc. Common Stock
TACO
$42K 0.01%
+12,364
New +$79K
OCSL icon
299
Oaktree Specialty Lending
OCSL
$1.13B
$34K 0.01%
+3,450
New +$50.3K
MRO
300
DELISTED
Marathon Oil Corporation
MRO
$33K 0.01%
+10,100
New +$93.1K
10 11
12
13 14

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Calton & Associates's Q1 2020 Portfolio in Review

As of Q1 2020, Calton & Associates held 395 positions worth $404M, down 19% from $498M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Calton & Associates's Q1 2020 filing shows 38 new, 119 increased, 144 reduced and 90 closed positions. Its largest new stake was iShares Core Universal USD Bond ETF: 174,755 shares worth $9.18M. The largest sale was iShares 3-7 Year Treasury Bond ETF, an estimated $6.59M.

By sector, the portfolio is most concentrated in Technology at 4.8% of assets, down from 5% a quarter earlier, followed by Healthcare and Financials.

  • Calton & Associates's largest Q1 2020 buy was iShares Core Universal USD Bond ETF: 174,755 shares worth $9.18M.
  • Calton & Associates added most to iShares 0-1 Year Treasury Bond ETF in Q1 2020, an estimated $4.08M increase.
  • Calton & Associates's biggest Q1 2020 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $6.59M.
  • Calton & Associates fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q1 2020, selling an estimated $2.44M.
  • Calton & Associates's ten largest holdings make up 38% of its $404M portfolio in Q1 2020.
  • Calton & Associates opened 38 new positions and closed 90 in Q1 2020.
  • Calton & Associates's portfolio value fell 19% quarter-over-quarter to $404M.

Based on Calton & Associates's 13F filing for Q1 2020, filed 30 Apr 2020.