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Calton & Associates Portfolio holdings

AUM $683M
1-Year Est. Return 28.95%
This Fund
S&P 500
This Quarter Est. Return
+9.22%
1 Year Est. Return
+28.95%
3 Year Est. Return
+73.86%
5 Year Est. Return
+79.5%
10 Year Est. Return
–
AUM
$249M
AUM Growth
+$180M
Cap. Flow
+$165M
Cap. Flow %
66.59%
Top 10 Hldgs %
30.07%
Holding
290
New
189
Increased
41
Reduced
14
Closed
46

Top Buys

Rank Stock Value
1
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$10.6M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$8.89M
3
VFH icon
Vanguard Financials ETF
VFH
+$7.08M
4
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$6.18M
5
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$4.89M

Top Sells

Rank Stock Value
1
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$1.66M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$1.66M
3
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$1.45M
4
UNH icon
UnitedHealth
UNH
+$1.28M
5
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$1.25M

Sector Composition

Rank Sector Weight
1 Technology 7.96%
2 Financials 5.62%
3 Consumer Discretionary 3.13%
4 Healthcare 2.3%
5 Industrials 2.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EDIT icon
251
Editas Medicine
EDIT
$455M
– –
-13,420
Closed -$105K
EMLC icon
252
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.78B
– –
-8,543
Closed -$204K
FIS icon
253
Fidelity National Information Services
FIS
$22.2B
– –
-9,006
Closed -$498K
FUTY icon
254
Fidelity MSCI Utilities Index ETF
FUTY
$2.29B
– –
-5,370
Closed -$204K
GNK icon
255
Genco Shipping & Trading
GNK
$1.06B
– –
-20,160
Closed -$282K
HYG icon
256
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
– –
-3,007
Closed -$222K
IAU icon
257
iShares Gold Trust
IAU
$64.9B
– –
-21,110
Closed -$739K
IBM icon
258
IBM
IBM
$225B
– –
-2,040
Closed -$286K
JEPI icon
259
JPMorgan Equity Premium Income ETF
JEPI
$46.1B
– –
-30,990
Closed -$1.66M
JEPQ icon
260
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
$41.3B
– –
-9,237
Closed -$434K
JFR icon
261
Nuveen Floating Rate Income Fund
JFR
$1.26B
– –
-26,450
Closed -$217K
JPST icon
262
JPMorgan Ultra-Short Income ETF
JPST
$40.6B
– –
-5,876
Closed -$295K
KORP icon
263
American Century Diversified Corporate Bond ETF
KORP
$896M
– –
-6,806
Closed -$303K
MDXG icon
264
MiMedx Group
MDXG
$627M
– –
-24,334
Closed -$177K
MOAT icon
265
VanEck Morningstar Wide Moat ETF
MOAT
$12.4B
– –
-6,299
Closed -$478K
MU icon
266
Micron Technology
MU
$963B
– –
-8,644
Closed -$588K
NAPR icon
267
Innovator Growth-100 Power Buffer ETF April
NAPR
$213M
– –
-9,905
Closed -$414K
NEA icon
268
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.4B
– –
-13,146
Closed -$127K
NJUL icon
269
Innovator Growth-100 Power Buffer ETF July
NJUL
$259M
– –
-7,960
Closed -$404K
OXLC
270
Oxford Lane Capital
OXLC
$911M
– –
-4,037
Closed -$101K
PANW icon
271
Palo Alto Networks
PANW
$315B
– –
-2,086
Closed -$245K
PDI icon
272
PIMCO Dynamic Income Fund
PDI
$7.47B
– –
-14,385
Closed -$249K
PFEB icon
273
Innovator US Equity Power Buffer ETF February
PFEB
$924M
– –
-9,357
Closed -$285K
PFLT icon
274
PennantPark Floating Rate Capital
PFLT
$744M
– –
-12,205
Closed -$130K
PJUN icon
275
Innovator US Equity Power Buffer ETF June
PJUN
$975M
– –
-12,820
Closed -$401K
8 9 10
11
12

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TWM
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NS
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CIA
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ECM
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CCG
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MCO
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REAM
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Calton & Associates's Q4 2023 Portfolio in Review

As of Q4 2023, Calton & Associates held 290 positions worth $249M, up 263% from $68.4M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Calton & Associates deployed $165M of net new capital in Q4 2023, opening 189 new positions and adding to 41 existing holdings. Its largest new stake was Vanguard Financials ETF: 84,279 shares worth $7.78M.

By sector, the portfolio is most concentrated in Technology at 8% of assets, down from 13% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $1.66M trimmed.

  • Calton & Associates's largest Q4 2023 buy was Vanguard Financials ETF: 84,279 shares worth $7.78M.
  • Calton & Associates added most to WisdomTree Floating Rate Treasury Fund in Q4 2023, an estimated $10.6M increase.
  • Calton & Associates's biggest Q4 2023 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $1.66M.
  • Calton & Associates fully exited JPMorgan Equity Premium Income ETF in Q4 2023, selling an estimated $1.66M.
  • Calton & Associates's ten largest holdings make up 30% of its $249M portfolio in Q4 2023.
  • Calton & Associates opened 189 new positions and closed 46 in Q4 2023.
  • Calton & Associates's portfolio value rose 263% quarter-over-quarter to $249M.

Based on Calton & Associates's 13F filing for Q4 2023, filed 7 Feb 2024.