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Calton & Associates Portfolio holdings

AUM $683M
1-Year Est. Return 28.95%
This Fund
S&P 500
This Quarter Est. Return
-1.73%
1 Year Est. Return
+28.95%
3 Year Est. Return
+73.86%
5 Year Est. Return
+79.5%
10 Year Est. Return
–
AUM
$68.4M
AUM Growth
-$146M
Cap. Flow
-$144M
Cap. Flow %
-210.99%
Top 10 Hldgs %
42.85%
Holding
263
New
51
Increased
14
Reduced
36
Closed
162

Top Buys

Rank Stock Value
1
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$1.71M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$1.63M
3
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$1.51M
4
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$1.5M
5
UNH icon
UnitedHealth
UNH
+$1.17M

Top Sells

Rank Stock Value
1
VFH icon
Vanguard Financials ETF
VFH
+$6.74M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$5.63M
3
AAPL icon
Apple
AAPL
+$5.06M
4
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$4.97M
5
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$4.71M

Sector Composition

Rank Sector Weight
1 Technology 12.76%
2 Financials 6.85%
3 Energy 5.32%
4 Healthcare 4.29%
5 Consumer Discretionary 3.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VGT icon
251
Vanguard Information Technology ETF
VGT
$147B
– –
-4,760
Closed -$263K
VHT icon
252
Vanguard Health Care ETF
VHT
$19B
– –
-17,325
Closed -$4.24M
VIS icon
253
Vanguard Industrials ETF
VIS
$8.49B
– –
-5,355
Closed -$1.1M
VNQ icon
254
Vanguard Real Estate ETF
VNQ
$38.3B
– –
-10,807
Closed -$903K
VOO icon
255
Vanguard S&P 500 ETF
VOO
$1.03T
– –
-5,215
Closed -$2.12M
VOOG icon
256
Vanguard S&P 500 Growth ETF
VOOG
$27.1B
– –
-8,862
Closed -$375K
VPU
257
Vanguard Utilities ETF
VPU
$8.44B
– –
-12,520
Closed -$1.78M
VTIP icon
258
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.8B
– –
-5,023
Closed -$238K
WIP icon
259
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
$473M
– –
-16,963
Closed -$708K
XBI icon
260
State Street SPDR S&P Biotech ETF
XBI
$10.4B
– –
-6,085
Closed -$506K
XME icon
261
State Street SPDR S&P Metals & Mining ETF
XME
$4.56B
– –
-21,769
Closed -$1.11M
RTL
262
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
– –
-63,073
Closed -$426K
APPH
263
DELISTED
AppHarvest, Inc. Common Stock
APPH
– –
-17,770
Closed -$6.58K
7 8 9 10
11

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ECM
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MCO
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Calton & Associates's Q3 2023 Portfolio in Review

As of Q3 2023, Calton & Associates held 263 positions worth $68.4M, down 68% from $214M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Calton & Associates withdrew a net $144M in Q3 2023, closing 162 positions and reducing 36 holdings. Its most notable exit was Vanguard Financials ETF, an estimated $6.74M position sold in full.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 7.6% a quarter earlier, followed by Financials and Energy.

Against the trend, Calton & Associates opened a new position in JPMorgan Equity Premium Income ETF worth $1.66M.

  • Calton & Associates's largest Q3 2023 buy was JPMorgan Equity Premium Income ETF: 30,990 shares worth $1.66M.
  • Calton & Associates added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2023, an estimated $1.63M increase.
  • Calton & Associates's biggest Q3 2023 reduction was Invesco QQQ Trust, cutting an estimated $5.63M.
  • Calton & Associates fully exited Vanguard Financials ETF in Q3 2023, selling an estimated $6.74M.
  • Calton & Associates's ten largest holdings make up 43% of its $68.4M portfolio in Q3 2023.
  • Calton & Associates opened 51 new positions and closed 162 in Q3 2023.
  • Calton & Associates's portfolio value fell 68% quarter-over-quarter to $68.4M.

Based on Calton & Associates's 13F filing for Q3 2023, filed 1 Nov 2023.