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Calton & Associates Portfolio holdings

AUM $683M
1-Year Est. Return 28.95%
This Fund
S&P 500
This Quarter Est. Return
+8.11%
1 Year Est. Return
+28.95%
3 Year Est. Return
+73.86%
5 Year Est. Return
+79.5%
10 Year Est. Return
–
AUM
$375M
AUM Growth
-$82M
Cap. Flow
-$110M
Cap. Flow %
-29.45%
Top 10 Hldgs %
22.11%
Holding
418
New
23
Increased
131
Reduced
197
Closed
53

Top Buys

Rank Stock Value
1
XMLV icon
Invesco S&P MidCap Low Volatility ETF
XMLV
+$2.75M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$2.16M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$2.02M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.39M
5
LQDI icon
iShares Inflation Hedged Corporate Bond ETF
LQDI
+$1.24M

Top Sells

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$17.9M
2
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$16.3M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.26M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$5.57M
5
IBDM
iShares iBonds Dec 2021 Term Corporate ETF
IBDM
+$4.88M

Sector Composition

Rank Sector Weight
1 Technology 10.12%
2 Financials 3.31%
3 Consumer Discretionary 3.24%
4 Healthcare 3.2%
5 Industrials 2.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ICVT icon
251
iShares Convertible Bond ETF
ICVT
$7.42B
$316K 0.08%
+3,553
New +$346K
WM icon
252
Waste Management
WM
$90.6B
$316K 0.08%
1,895
-642
-25% -$103K
BCAT icon
253
BlackRock Capital Allocation Term Trust
BCAT
$1.68B
$314K 0.08%
+16,150
New +$314K
DLS icon
254
WisdomTree International SmallCap Dividend Fund
DLS
$1.07B
$311K 0.08%
4,226
-60
-1% -$4.42K
PM icon
255
Philip Morris
PM
$290B
$305K 0.08%
3,215
-532
-14% -$49.7K
GBT
256
DELISTED
Global Blood Therapeutics, Inc.
GBT
$304K 0.08%
10,418
-2,278
-18% -$70.6K
CFA icon
257
VictoryShares US 500 Volatility Wtd ETF
CFA
$550M
$302K 0.08%
3,895
+7
+0.2% +$525
CMF icon
258
iShares California Muni Bond ETF
CMF
$4.62B
$301K 0.08%
4,830
+3
+0.1% +$186
ADP icon
259
Automatic Data Processing
ADP
$109B
$300K 0.08%
1,217
-241
-17% -$54.6K
TVTX icon
260
Travere Therapeutics
TVTX
$5.74B
$298K 0.08%
9,608
-168
-2% -$4.73K
DE icon
261
Deere & Co
DE
$164B
$296K 0.08%
864
+7
+0.8% +$2.44K
UGI icon
262
UGI
UGI
$7.29B
$296K 0.08%
6,454
+60
+0.9% +$2.67K
WFC icon
263
Wells Fargo
WFC
$265B
$296K 0.08%
6,183
-824
-12% -$40.6K
ES icon
264
Eversource Energy
ES
$26.8B
$295K 0.08%
3,246
+16
+0.5% +$1.38K
XMMO icon
265
Invesco S&P MidCap Momentum ETF
XMMO
$7.52B
$292K 0.08%
3,216
-288
-8% -$26.1K
DIA icon
266
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$48.4B
$288K 0.08%
792
-323
-29% -$115K
EVRG icon
267
Evergy
EVRG
$18.9B
$288K 0.08%
4,207
+42
+1% +$2.73K
PEP icon
268
PepsiCo
PEP
$188B
$287K 0.08%
1,654
-640
-28% -$105K
SLV icon
269
iShares Silver Trust
SLV
$32B
$286K 0.08%
+13,337
New +$288K
JPST icon
270
JPMorgan Ultra-Short Income ETF
JPST
$40.6B
$284K 0.08%
5,633
-163
-3% -$8.24K
LEMB icon
271
iShares JPMorgan EM Local Currency Bond ETF
LEMB
$722M
$284K 0.08%
7,246
-58,066
-89% -$2.39M
ATO icon
272
Atmos Energy
ATO
$28.4B
$283K 0.08%
2,708
+24
+0.9% +$2.27K
BNDX icon
273
Vanguard Total International Bond ETF
BNDX
$82.8B
$283K 0.08%
5,146
-6,154
-54% -$350K
IBUY icon
274
Amplify Online Retail ETF
IBUY
$126M
$282K 0.08%
3,206
+54
+2% +$5.54K
RAVI icon
275
FlexShares Ultra-Short Income Fund
RAVI
$1.5B
$282K 0.08%
+3,745
New +$284K
9 10
11
12 13

Similar funds

DMC
Drexel Morgan & Co Radnor, Pennsylvania $682M AUM 21.01% 1-Year Est. Return
TWM
Tolleson Wealth Management Dallas, Texas $685M AUM 15.32% 1-Year Est. Return
NS
Night Squared New York $681M AUM 50% 1-Year Est. Return
CIA
Covington Investment Advisors Ligonier, Pennsylvania $680M AUM 28.91% 1-Year Est. Return
ECM
Estabrook Capital Management New York $685M AUM 26.64% 1-Year Est. Return
CCG
Clearlake Capital Group Santa Monica, California $680M AUM 30.34% 1-Year Est. Return
AP
Advisors Preferred Rockville, Maryland $679M AUM 22.19% 1-Year Est. Return
MCO
MAK Capital One New York $679M AUM 29.02% 1-Year Est. Return

Calton & Associates's Q4 2021 Portfolio in Review

As of Q4 2021, Calton & Associates held 418 positions worth $375M, down 18% from $457M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Calton & Associates withdrew a net $110M in Q4 2021, closing 53 positions and reducing 197 holdings. Its most notable exit was iShares iBonds Dec 2021 Term Corporate ETF, an estimated $4.88M position sold in full.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 7.8% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Calton & Associates opened a new position in Invesco S&P MidCap Low Volatility ETF worth $2.88M.

  • Calton & Associates's largest Q4 2021 buy was Invesco S&P MidCap Low Volatility ETF: 49,228 shares worth $2.88M.
  • Calton & Associates added most to iShares TIPS Bond ETF in Q4 2021, an estimated $2.16M increase.
  • Calton & Associates's biggest Q4 2021 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $17.9M.
  • Calton & Associates fully exited iShares iBonds Dec 2021 Term Corporate ETF in Q4 2021, selling an estimated $4.88M.
  • Calton & Associates's ten largest holdings make up 22% of its $375M portfolio in Q4 2021.
  • Calton & Associates opened 23 new positions and closed 53 in Q4 2021.
  • Calton & Associates's portfolio value fell 18% quarter-over-quarter to $375M.

Based on Calton & Associates's 13F filing for Q4 2021, filed 13 Jan 2022.