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Calton & Associates Portfolio holdings

AUM $683M
1-Year Est. Return 28.95%
This Fund
S&P 500
This Quarter Est. Return
-0.29%
1 Year Est. Return
+28.95%
3 Year Est. Return
+73.86%
5 Year Est. Return
+79.5%
10 Year Est. Return
–
AUM
$457M
AUM Growth
-$69.5M
Cap. Flow
-$64.4M
Cap. Flow %
-14.09%
Top 10 Hldgs %
23.09%
Holding
445
New
39
Increased
154
Reduced
183
Closed
50

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$5.7M
2
IBDM
iShares iBonds Dec 2021 Term Corporate ETF
IBDM
+$4.88M
3
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$4M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$2.99M
5
LEMB icon
iShares JPMorgan EM Local Currency Bond ETF
LEMB
+$2.82M

Top Sells

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$14M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$11.2M
3
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$9.37M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.62M
5
IWD icon
iShares Russell 1000 Value ETF
IWD
+$7.4M

Sector Composition

Rank Sector Weight
1 Technology 7.76%
2 Healthcare 3.99%
3 Financials 3.36%
4 Consumer Discretionary 2.7%
5 Industrials 1.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VO icon
251
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$365K 0.08%
+6,172
New +$373K
AMAT icon
252
Applied Materials
AMAT
$422B
$364K 0.08%
2,830
+263
+10% +$35.7K
BMY icon
253
Bristol-Myers Squibb
BMY
$130B
$356K 0.08%
6,027
-551
-8% -$36.3K
OEF icon
254
iShares S&P 100 ETF
OEF
$20.5B
$356K 0.08%
1,807
+464
+35% +$94.2K
ONEQ icon
255
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.8B
$355K 0.08%
6,325
+370
+6% +$21.3K
PM icon
256
Philip Morris
PM
$289B
$355K 0.08%
3,747
-154
-4% -$15.5K
BSJN
257
DELISTED
Invesco BulletShares 2023 High Yield Corporate Bond ETF
BSJN
$355K 0.08%
14,042
– –
DKS icon
258
Dick's Sporting Goods
DKS
$18.5B
$354K 0.08%
+2,963
New +$345K
SDY icon
259
State Street SPDR S&P Dividend ETF
SDY
$22.1B
$352K 0.08%
2,994
-253
-8% -$31K
SPTL icon
260
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.7B
$352K 0.08%
8,543
+682
+9% +$28.9K
FTSL icon
261
First Trust Senior Loan Fund ETF
FTSL
$2.33B
$350K 0.08%
7,318
-229
-3% -$11K
UNP icon
262
Union Pacific
UNP
$173B
$349K 0.08%
1,781
+22
+1% +$4.75K
OLED icon
263
Universal Display
OLED
$4.25B
$347K 0.08%
2,033
+1
+0% +$207
QTWO icon
264
Q2 Holdings
QTWO
$4.01B
$347K 0.08%
4,335
– –
LOW icon
265
Lowe's Companies
LOW
$125B
$346K 0.08%
1,706
-376
-18% -$74.9K
AFL icon
266
Aflac
AFL
$60.8B
$345K 0.08%
6,623
-656
-9% -$35.9K
PEP icon
267
PepsiCo
PEP
$187B
$345K 0.08%
2,294
+58
+3% +$8.98K
TTD icon
268
Trade Desk
TTD
$6.44B
$345K 0.08%
4,910
+649
+15% +$50.2K
FNK icon
269
First Trust Mid Cap Value AlphaDEX Fund
FNK
$232M
$344K 0.08%
7,784
+1,693
+28% +$75.8K
IBUY icon
270
Amplify Online Retail ETF
IBUY
$125M
$344K 0.08%
3,152
+160
+5% +$18.9K
LVS icon
271
Las Vegas Sands
LVS
$29.6B
$344K 0.08%
+9,411
New +$404K
SPE
272
Special Opportunities Fund
SPE
$143M
$338K 0.07%
23,056
+11,374
+97% +$169K
AEP icon
273
American Electric Power
AEP
$66.9B
$333K 0.07%
4,110
-1,880
-31% -$164K
GS icon
274
Goldman Sachs
GS
$302B
$333K 0.07%
882
-14
-2% -$5.47K
MGV icon
275
Vanguard Morningstar Mega Cap Value ETF
MGV
$13.6B
$332K 0.07%
3,396
– –
9 10
11
12 13

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DMC
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TWM
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NS
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CIA
Covington Investment Advisors Ligonier, Pennsylvania $680M AUM 28.91% 1-Year Est. Return
ECM
Estabrook Capital Management New York $685M AUM 26.64% 1-Year Est. Return
CCG
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AP
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MCO
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Calton & Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Calton & Associates held 445 positions worth $457M, down 13% from $526M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Calton & Associates withdrew a net $64.4M in Q3 2021, closing 50 positions and reducing 183 holdings. Its most notable exit was Invesco S&P MidCap Low Volatility ETF, an estimated $2.63M position sold in full.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, up from 7.1% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Calton & Associates opened a new position in iShares iBonds Dec 2021 Term Corporate ETF worth $4.88M.

  • Calton & Associates's largest Q3 2021 buy was iShares iBonds Dec 2021 Term Corporate ETF: 197,210 shares worth $4.88M.
  • Calton & Associates added most to iShares Core Dividend Growth ETF in Q3 2021, an estimated $5.7M increase.
  • Calton & Associates's biggest Q3 2021 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $14M.
  • Calton & Associates fully exited Invesco S&P MidCap Low Volatility ETF in Q3 2021, selling an estimated $2.63M.
  • Calton & Associates's ten largest holdings make up 23% of its $457M portfolio in Q3 2021.
  • Calton & Associates opened 39 new positions and closed 50 in Q3 2021.
  • Calton & Associates's portfolio value fell 13% quarter-over-quarter to $457M.

Based on Calton & Associates's 13F filing for Q3 2021, filed 5 Nov 2021.