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Calton & Associates Portfolio holdings

AUM $683M
1-Year Est. Return 28.95%
This Fund
S&P 500
This Quarter Est. Return
+11.36%
1 Year Est. Return
+28.95%
3 Year Est. Return
+73.86%
5 Year Est. Return
+79.5%
10 Year Est. Return
–
AUM
$328M
AUM Growth
+$56.4M
Cap. Flow
+$26.5M
Cap. Flow %
8.09%
Top 10 Hldgs %
43.58%
Holding
289
New
64
Increased
119
Reduced
71
Closed
27

Top Buys

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$7.05M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$3.81M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$2.69M
4
IXUS icon
iShares Core MSCI Total International Stock ETF
IXUS
+$1.63M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$1.54M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.05M
2
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$1.68M
3
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$1.47M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$1.43M
5
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$1.19M

Sector Composition

Rank Sector Weight
1 Technology 5.03%
2 Healthcare 5.01%
3 Financials 3.53%
4 Communication Services 2.63%
5 Industrials 2.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HIE
251
DELISTED
Miller/Howard High Income Equity Fund
HIE
$127K 0.04%
+11,206
New +$127K
FGB
252
DELISTED
First Trust Specialty Finance and Financial Opportunities Fund
FGB
$120K 0.04%
19,534
-2,821
-13% -$17K
EXG icon
253
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.07B
$114K 0.03%
13,975
-2,019
-13% -$16K
PMM
254
Franklin Managed Municipal Income Trust
PMM
$272M
$102K 0.03%
13,683
– –
ARTX
255
DELISTED
Arotech Corporation
ARTX
$92K 0.03%
31,436
– –
VHC icon
256
VirnetX Holding Corp
VHC
$60.9M
$91K 0.03%
720
-300
-29% -$31.1K
MHF
257
Western Asset Municipal High Income Fund
MHF
$154M
$80K 0.02%
+10,864
New +$78.8K
SABA
258
Saba Capital Income & Opportunities Fund II
SABA
$223M
$76K 0.02%
6,042
+166
+3% +$2.1K
DHF
259
BNY Mellon High Yield Strategies Fund
DHF
$173M
$66K 0.02%
21,619
-6,460
-23% -$19.3K
SIRI icon
260
SiriusXM
SIRI
$9.74B
$63K 0.02%
1,117
+2
+0.2% +$119
NVAX icon
261
Novavax
NVAX
$1.29B
$21K 0.01%
1,863
+800
+75% +$25.3K
AZN icon
262
AstraZeneca
AZN
$251B
– –
-3,423
Closed -$260K
BDX icon
263
Becton Dickinson
BDX
$48.6B
– –
-1,552
Closed -$341K
CME icon
264
CME Group
CME
$95.9B
– –
-1,700
Closed -$320K
CVS icon
265
CVS Health
CVS
$122B
– –
-3,457
Closed -$227K
DXD icon
266
ProShares UltraShort Dow 30
DXD
$42.5M
– –
-4,412
Closed -$781K
EMLC icon
267
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.78B
– –
-7,477
Closed -$247K
HUM icon
268
Humana
HUM
$46.6B
– –
-1,396
Closed -$400K
HYS icon
269
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.77B
– –
-3,152
Closed -$300K
IGOV icon
270
iShares International Treasury Bond ETF
IGOV
$1.53B
– –
-6,781
Closed -$329K
MZZ icon
271
ProShares UltraShort MidCap400
MZZ
$2.36M
– –
-9,422
Closed -$863K
NWL icon
272
Newell Brands
NWL
$2.52B
– –
-37,248
Closed -$692K
OXBRW icon
273
Oxbridge Re Holdings Ltd Warrant
OXBRW
$644K
$0 ﹤0.01%
10,000
– –
PDP icon
274
Invesco Dorsey Wright Momentum ETF
PDP
$1.5B
– –
-5,915
Closed -$287K
PGR icon
275
Progressive
PGR
$124B
– –
-4,775
Closed -$288K
8 9 10
11
12

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ECM
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MCO
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Calton & Associates's Q1 2019 Portfolio in Review

As of Q1 2019, Calton & Associates held 289 positions worth $328M, up 21% from $272M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Calton & Associates deployed $26.5M of net new capital in Q1 2019, opening 64 new positions and adding to 119 existing holdings. Its largest new stake was iShares 3-7 Year Treasury Bond ETF: 31,301 shares worth $3.86M.

By sector, the portfolio is most concentrated in Technology at 5% of assets, up from 4.5% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $3.05M trimmed.

  • Calton & Associates's largest Q1 2019 buy was iShares 3-7 Year Treasury Bond ETF: 31,301 shares worth $3.86M.
  • Calton & Associates added most to iShares 0-1 Year Treasury Bond ETF in Q1 2019, an estimated $7.05M increase.
  • Calton & Associates's biggest Q1 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $3.05M.
  • Calton & Associates fully exited Vanguard FTSE All-World ex-US ETF in Q1 2019, selling an estimated $1.68M.
  • Calton & Associates's ten largest holdings make up 44% of its $328M portfolio in Q1 2019.
  • Calton & Associates opened 64 new positions and closed 27 in Q1 2019.
  • Calton & Associates's portfolio value rose 21% quarter-over-quarter to $328M.

Based on Calton & Associates's 13F filing for Q1 2019, filed 25 Apr 2019.