CA

Calton & Associates Portfolio holdings

AUM $578M
1-Year Return 14.11%
This Quarter Return
+11.36%
1 Year Return
+14.11%
3 Year Return
+51.24%
5 Year Return
+87.72%
10 Year Return
–
AUM
$328M
AUM Growth
+$56.4M
Cap. Flow
+$27.9M
Cap. Flow %
8.49%
Top 10 Hldgs %
43.58%
Holding
289
New
64
Increased
119
Reduced
71
Closed
27

Top Buys

1
SHV icon
iShares Short Treasury Bond ETF
SHV
$7.06M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
$3.86M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
$2.73M
4
IXUS icon
iShares Core MSCI Total International Stock ETF
IXUS
$1.67M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
$1.62M

Top Sells

1
SPY icon
SPDR S&P 500 ETF Trust
SPY
$3.17M
2
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
$1.68M
3
EFA icon
iShares MSCI EAFE ETF
EFA
$1.47M
4
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
$1.47M
5
SCHD icon
Schwab US Dividend Equity ETF
SCHD
$1.19M

Sector Composition

1 Technology 5.03%
2 Healthcare 5.01%
3 Financials 3.53%
4 Communication Services 2.63%
5 Industrials 2.5%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
HIE
251
DELISTED
Miller/Howard High Income Equity Fund
HIE
$127K 0.04%
+11,206
New +$127K
FGB
252
DELISTED
First Trust Specialty Finance and Financial Opportunities Fund
FGB
$120K 0.04%
19,534
-2,821
-13% -$17.3K
EXG icon
253
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.74B
$114K 0.03%
13,975
-2,019
-13% -$16.5K
PMM
254
Putnam Managed Municipal Income
PMM
$257M
$102K 0.03%
13,683
– –
ARTX
255
DELISTED
Arotech Corporation
ARTX
$92K 0.03%
31,436
– –
VHC icon
256
VirnetX
VHC
$78.5M
$91K 0.03%
720
-300
-29% -$37.9K
MHF
257
Western Asset Municipal High Income Fund
MHF
$159M
$80K 0.02%
+10,864
New +$80K
SABA
258
Saba Capital Income & Opportunities Fund II
SABA
$257M
$76K 0.02%
6,042
+166
+3% +$2.09K
DHF
259
BNY Mellon High Yield Strategies Fund
DHF
$189M
$66K 0.02%
21,619
-6,460
-23% -$19.7K
SIRI icon
260
SiriusXM
SIRI
$8.1B
$63K 0.02%
1,117
+2
+0.2% +$113
NVAX icon
261
Novavax
NVAX
$1.28B
$21K 0.01%
1,863
+800
+75% +$9.02K
AZN icon
262
AstraZeneca
AZN
$253B
– –
-6,846
Closed -$260K
BDX icon
263
Becton Dickinson
BDX
$55.1B
– –
-1,552
Closed -$341K
CME icon
264
CME Group
CME
$94.4B
– –
-1,700
Closed -$320K
CVS icon
265
CVS Health
CVS
$93.6B
– –
-3,457
Closed -$227K
DXD icon
266
ProShares UltraShort Dow 30
DXD
$52.1M
– –
-4,412
Closed -$781K
EMLC icon
267
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$3.7B
– –
-7,477
Closed -$247K
HUM icon
268
Humana
HUM
$37B
– –
-1,396
Closed -$400K
HYS icon
269
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.44B
– –
-3,152
Closed -$300K
IGOV icon
270
iShares 1-3 Year International Treasury Bond ETF
IGOV
$1.12B
– –
-6,781
Closed -$329K
MZZ icon
271
ProShares UltraShort MidCap400
MZZ
$1.13M
– –
-9,422
Closed -$863K
NWL icon
272
Newell Brands
NWL
$2.68B
– –
-37,248
Closed -$692K
OXBRW icon
273
Oxbridge Re Holdings Limited Warrant expiring 3/26/2029
OXBRW
$2.98M
$0 ﹤0.01%
10,000
– –
PDP icon
274
Invesco Dorsey Wright Momentum ETF
PDP
$1.29B
– –
-5,915
Closed -$287K
PGR icon
275
Progressive
PGR
$143B
– –
-4,775
Closed -$288K
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