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Calton & Associates Portfolio holdings

AUM $683M
1-Year Est. Return 28.95%
This Fund
S&P 500
This Quarter Est. Return
+9.22%
1 Year Est. Return
+28.95%
3 Year Est. Return
+73.86%
5 Year Est. Return
+79.5%
10 Year Est. Return
–
AUM
$249M
AUM Growth
+$180M
Cap. Flow
+$165M
Cap. Flow %
66.59%
Top 10 Hldgs %
30.07%
Holding
290
New
189
Increased
41
Reduced
14
Closed
46

Top Buys

Rank Stock Value
1
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$10.6M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$8.89M
3
VFH icon
Vanguard Financials ETF
VFH
+$7.08M
4
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$6.18M
5
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$4.89M

Top Sells

Rank Stock Value
1
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$1.66M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$1.66M
3
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$1.45M
4
UNH icon
UnitedHealth
UNH
+$1.28M
5
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$1.25M

Sector Composition

Rank Sector Weight
1 Technology 7.96%
2 Financials 5.62%
3 Consumer Discretionary 3.13%
4 Healthcare 2.3%
5 Industrials 2.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STZ icon
226
Constellation Brands
STZ
$22.5B
$205K 0.08%
+846
New +$201K
CEG icon
227
Constellation Energy
CEG
$98.3B
$204K 0.08%
+1,744
New +$204K
MO icon
228
Altria Group
MO
$109B
$201K 0.08%
4,979
-548
-10% -$22.7K
OWL icon
229
Blue Owl Capital
OWL
$19B
$178K 0.07%
+12,026
New +$162K
FXN icon
230
First Trust Energy AlphaDEX Fund
FXN
$390M
$169K 0.07%
+10,100
New +$172K
AXIA
231
DELISTED
AXIA Energia
AXIA
$143K 0.06%
+20,943
New +$128K
FOLD
232
DELISTED
Amicus Therapeutics
FOLD
$142K 0.06%
+10,011
New +$114K
TPVG icon
233
TriplePoint Venture Growth BDC
TPVG
$214M
$134K 0.05%
+12,347
New +$126K
ADPT icon
234
Adaptive Biotechnologies
ADPT
$4.09B
$117K 0.05%
+23,781
New +$109K
KMDA icon
235
Kamada
KMDA
$410M
$111K 0.04%
+18,124
New +$91.3K
NSLR
236
Neostellar Capital Corp
NSLR
$283M
$107K 0.04%
+27,158
New +$109K
IOVA icon
237
Iovance Biotherapeutics
IOVA
$2.92B
$98.3K 0.04%
+12,090
New +$63.3K
TAC icon
238
TransAlta
TAC
$3.94B
$92.7K 0.04%
+11,150
New +$90.1K
NIO icon
239
NIO
NIO
$11.5B
$91.7K 0.04%
+10,110
New +$80.2K
SOAR.WS
240
DELISTED
Volato Group, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
SOAR.WS
$83.5K 0.03%
+751,745
New +$69.9K
ALLO icon
241
Allogene Therapeutics
ALLO
$752M
$67.6K 0.03%
+21,060
New +$59.7K
UIS icon
242
Unisys
UIS
$208M
$56.2K 0.02%
+10,000
New +$42.5K
BTE icon
243
Baytex Energy
BTE
$3.09B
$47K 0.02%
+14,166
New +$54.9K
CARV
244
DELISTED
Carver Bancorp
CARV
$43.6K 0.02%
+22,150
New +$38.2K
AVK
245
Advent Convertible and Income Fund
AVK
$568M
– –
-11,893
Closed -$121K
BEEM icon
246
Beam Global
BEEM
$26M
– –
-19,400
Closed -$143K
CAT icon
247
Caterpillar
CAT
$389B
– –
-1,047
Closed -$286K
CVM icon
248
CEL-SCI Corp
CVM
$26.2M
– –
-643
Closed -$24.1K
DEM icon
249
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.96B
– –
-8,326
Closed -$312K
DNP icon
250
DNP Select Income Fund
DNP
$4.1B
– –
-29,756
Closed -$283K
8 9
10
11 12

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TWM
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NS
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CIA
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ECM
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CCG
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MCO
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Calton & Associates's Q4 2023 Portfolio in Review

As of Q4 2023, Calton & Associates held 290 positions worth $249M, up 263% from $68.4M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Calton & Associates deployed $165M of net new capital in Q4 2023, opening 189 new positions and adding to 41 existing holdings. Its largest new stake was Vanguard Financials ETF: 84,279 shares worth $7.78M.

By sector, the portfolio is most concentrated in Technology at 8% of assets, down from 13% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $1.66M trimmed.

  • Calton & Associates's largest Q4 2023 buy was Vanguard Financials ETF: 84,279 shares worth $7.78M.
  • Calton & Associates added most to WisdomTree Floating Rate Treasury Fund in Q4 2023, an estimated $10.6M increase.
  • Calton & Associates's biggest Q4 2023 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $1.66M.
  • Calton & Associates fully exited JPMorgan Equity Premium Income ETF in Q4 2023, selling an estimated $1.66M.
  • Calton & Associates's ten largest holdings make up 30% of its $249M portfolio in Q4 2023.
  • Calton & Associates opened 189 new positions and closed 46 in Q4 2023.
  • Calton & Associates's portfolio value rose 263% quarter-over-quarter to $249M.

Based on Calton & Associates's 13F filing for Q4 2023, filed 7 Feb 2024.