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Calton & Associates Portfolio holdings

AUM $683M
1-Year Est. Return 28.95%
This Fund
S&P 500
This Quarter Est. Return
-1.73%
1 Year Est. Return
+28.95%
3 Year Est. Return
+73.86%
5 Year Est. Return
+79.5%
10 Year Est. Return
–
AUM
$68.4M
AUM Growth
-$146M
Cap. Flow
-$144M
Cap. Flow %
-210.99%
Top 10 Hldgs %
42.85%
Holding
263
New
51
Increased
14
Reduced
36
Closed
162

Top Buys

Rank Stock Value
1
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$1.71M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$1.63M
3
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$1.51M
4
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$1.5M
5
UNH icon
UnitedHealth
UNH
+$1.17M

Top Sells

Rank Stock Value
1
VFH icon
Vanguard Financials ETF
VFH
+$6.74M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$5.63M
3
AAPL icon
Apple
AAPL
+$5.06M
4
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$4.97M
5
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$4.71M

Sector Composition

Rank Sector Weight
1 Technology 12.76%
2 Financials 6.85%
3 Energy 5.32%
4 Healthcare 4.29%
5 Consumer Discretionary 3.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SMCI icon
226
Super Micro Computer
SMCI
$20.4B
– –
-10,010
Closed -$249K
SPDW icon
227
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$41.5B
– –
-15,078
Closed -$491K
SPEM icon
228
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.6B
– –
-15,143
Closed -$521K
SPHD icon
229
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.39B
– –
-9,848
Closed -$407K
SPTL icon
230
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.7B
– –
-10,560
Closed -$316K
SPTM icon
231
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$14B
– –
-29,472
Closed -$1.6M
SPYD icon
232
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.7B
– –
-91,778
Closed -$3.4M
SRLN icon
233
State Street Blackstone Senior Loan ETF
SRLN
$5.36B
– –
-118,785
Closed -$4.97M
NSLR
234
Neostellar Capital Corp
NSLR
$282M
– –
-26,555
Closed -$84.8K
STIP icon
235
iShares 0-5 Year TIPS Bond ETF
STIP
$15.9B
– –
-14,791
Closed -$1.44M
STZ icon
236
Constellation Brands
STZ
$22.9B
– –
-986
Closed -$243K
TAC icon
237
TransAlta
TAC
$3.95B
– –
-18,479
Closed -$173K
TD icon
238
Toronto Dominion Bank
TD
$201B
– –
-3,582
Closed -$222K
TFLO icon
239
iShares Treasury Floating Rate Bond ETF
TFLO
$6.72B
– –
-25,708
Closed -$1.3M
TGT icon
240
Target
TGT
$69.2B
– –
-3,426
Closed -$452K
TOTL icon
241
State Street DoubleLine Total Return Tactical ETF
TOTL
$3.99B
– –
-40,279
Closed -$1.63M
TPVG icon
242
TriplePoint Venture Growth BDC
TPVG
$214M
– –
-11,730
Closed -$138K
UIS icon
243
Unisys
UIS
$205M
– –
-10,000
Closed -$39.8K
UONE icon
244
Urban One Class A
UONE
$23.5M
– –
-1,390
Closed -$83.3K
URI icon
245
United Rentals
URI
$71.2B
– –
-606
Closed -$270K
USMV icon
246
iShares MSCI USA Min Vol Factor ETF
USMV
$24.4B
– –
-11,423
Closed -$849K
VCR icon
247
Vanguard Consumer Discretionary ETF
VCR
$6.15B
– –
-762
Closed -$216K
VDC icon
248
Vanguard Consumer Staples ETF
VDC
$7.92B
– –
-21,667
Closed -$4.21M
VDE icon
249
Vanguard Energy ETF
VDE
$10.4B
– –
-10,183
Closed -$1.15M
VFH icon
250
Vanguard Financials ETF
VFH
$13.8B
– –
-82,909
Closed -$6.74M
7 8 9
10
11

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TWM
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NS
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CIA
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ECM
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CCG
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MCO
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Calton & Associates's Q3 2023 Portfolio in Review

As of Q3 2023, Calton & Associates held 263 positions worth $68.4M, down 68% from $214M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Calton & Associates withdrew a net $144M in Q3 2023, closing 162 positions and reducing 36 holdings. Its most notable exit was Vanguard Financials ETF, an estimated $6.74M position sold in full.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 7.6% a quarter earlier, followed by Financials and Energy.

Against the trend, Calton & Associates opened a new position in JPMorgan Equity Premium Income ETF worth $1.66M.

  • Calton & Associates's largest Q3 2023 buy was JPMorgan Equity Premium Income ETF: 30,990 shares worth $1.66M.
  • Calton & Associates added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2023, an estimated $1.63M increase.
  • Calton & Associates's biggest Q3 2023 reduction was Invesco QQQ Trust, cutting an estimated $5.63M.
  • Calton & Associates fully exited Vanguard Financials ETF in Q3 2023, selling an estimated $6.74M.
  • Calton & Associates's ten largest holdings make up 43% of its $68.4M portfolio in Q3 2023.
  • Calton & Associates opened 51 new positions and closed 162 in Q3 2023.
  • Calton & Associates's portfolio value fell 68% quarter-over-quarter to $68.4M.

Based on Calton & Associates's 13F filing for Q3 2023, filed 1 Nov 2023.