CA

Calton & Associates Portfolio holdings

AUM $578M
1-Year Return 14.11%
This Quarter Return
-12.5%
1 Year Return
+14.11%
3 Year Return
+51.24%
5 Year Return
+87.72%
10 Year Return
–
AUM
$180M
AUM Growth
-$157M
Cap. Flow
-$123M
Cap. Flow %
-68.1%
Top 10 Hldgs %
25.18%
Holding
369
New
20
Increased
53
Reduced
160
Closed
132

Top Buys

1
DLN icon
WisdomTree US LargeCap Dividend Fund
DLN
$1.52M
2
CDC icon
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
$1.51M
3
GCOW icon
Pacer Global Cash Cows Dividend ETF
GCOW
$782K
4
IYK icon
iShares US Consumer Staples ETF
IYK
$699K
5
PSL icon
Invesco Dorsey Wright Consumer Staples Momentum ETF
PSL
$642K

Top Sells

1
QQQ icon
Invesco QQQ Trust
QQQ
$4.16M
2
AAPL icon
Apple
AAPL
$4.04M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
$3.58M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
$3.39M
5
TIP icon
iShares TIPS Bond ETF
TIP
$3.38M

Sector Composition

1 Technology 9.22%
2 Financials 3.59%
3 Healthcare 3.17%
4 Utilities 3.07%
5 Consumer Discretionary 2.94%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
TPVG icon
226
TriplePoint Venture Growth BDC
TPVG
$275M
$128K 0.07%
10,088
+57
+0.6% +$723
AVK
227
Advent Convertible and Income Fund
AVK
$551M
$125K 0.07%
+10,725
New +$125K
MRCC icon
228
Monroe Capital Corp
MRCC
$164M
$104K 0.06%
11,538
+23
+0.2% +$207
ADPT icon
229
Adaptive Biotechnologies
ADPT
$1.96B
$86K 0.05%
10,693
-662
-6% -$5.32K
KMDA icon
230
Kamada
KMDA
$411M
$75K 0.04%
16,690
-468
-3% -$2.1K
CVM icon
231
CEL-SCI Corp
CVM
$72.2M
$74K 0.04%
553
-14
-2% -$1.87K
CARV icon
232
Carver Bancorp
CARV
$14.9M
$58K 0.03%
+10,200
New +$58K
OMER icon
233
Omeros
OMER
$284M
$41K 0.02%
15,095
-794
-5% -$2.16K
ADAM
234
Adamas Trust, Inc. Common Stock
ADAM
$669M
$28K 0.02%
2,546
-1,704
-40% -$18.7K
RKDA icon
235
Arcadia Biosciences
RKDA
$4.31M
$13K 0.01%
325
– –
WTER
236
DELISTED
The Alkaline Water Company Inc. Common Stock
WTER
$11K 0.01%
+1,945
New +$11K
PTN
237
DELISTED
Palatin Technologies
PTN
$8K ﹤0.01%
1,200
– –
GBT
238
DELISTED
Global Blood Therapeutics, Inc.
GBT
– –
-6,321
Closed -$218K
ATRS
239
DELISTED
Antares Pharma, Inc.
ATRS
– –
-12,500
Closed -$51K
HZNP
240
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
– –
-2,243
Closed -$236K
AA icon
241
Alcoa
AA
$8.24B
– –
-5,489
Closed -$494K
A icon
242
Agilent Technologies
A
$36.5B
– –
-3,852
Closed -$509K
ACLS icon
243
Axcelis
ACLS
$2.53B
– –
-6,238
Closed -$471K
ACWV icon
244
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.29B
– –
-8,856
Closed -$928K
AES icon
245
AES
AES
$9.21B
– –
-9,065
Closed -$233K
ALGN icon
246
Align Technology
ALGN
$10.1B
– –
-680
Closed -$296K
AMAT icon
247
Applied Materials
AMAT
$130B
– –
-2,541
Closed -$335K
AMLP icon
248
Alerian MLP ETF
AMLP
$10.5B
– –
-24,441
Closed -$936K
AOSL icon
249
Alpha and Omega Semiconductor
AOSL
$839M
– –
-8,236
Closed -$450K
ARKK icon
250
ARK Innovation ETF
ARKK
$7.49B
– –
-4,238
Closed -$280K
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