We are live on ! Find out more
CA

Calton & Associates Portfolio holdings

AUM $683M
1-Year Est. Return 28.95%
This Fund
S&P 500
This Quarter Est. Return
+8.11%
1 Year Est. Return
+28.95%
3 Year Est. Return
+73.86%
5 Year Est. Return
+79.5%
10 Year Est. Return
–
AUM
$375M
AUM Growth
-$82M
Cap. Flow
-$110M
Cap. Flow %
-29.45%
Top 10 Hldgs %
22.11%
Holding
418
New
23
Increased
131
Reduced
197
Closed
53

Top Buys

Rank Stock Value
1
XMLV icon
Invesco S&P MidCap Low Volatility ETF
XMLV
+$2.75M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$2.16M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$2.02M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.39M
5
LQDI icon
iShares Inflation Hedged Corporate Bond ETF
LQDI
+$1.24M

Top Sells

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$17.9M
2
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$16.3M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.26M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$5.57M
5
IBDM
iShares iBonds Dec 2021 Term Corporate ETF
IBDM
+$4.88M

Sector Composition

Rank Sector Weight
1 Technology 10.12%
2 Financials 3.31%
3 Consumer Discretionary 3.24%
4 Healthcare 3.2%
5 Industrials 2.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTSL icon
226
First Trust Senior Loan Fund ETF
FTSL
$2.33B
$354K 0.09%
7,402
+84
+1% +$4.02K
AFL icon
227
Aflac
AFL
$61.1B
$353K 0.09%
6,057
-566
-9% -$31.7K
PEY icon
228
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.16B
$345K 0.09%
16,400
+912
+6% +$18.7K
SHM icon
229
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$345K 0.09%
7,034
+1,876
+36% +$92.4K
QTWO icon
230
Q2 Holdings
QTWO
$3.96B
$344K 0.09%
4,335
– –
MMM icon
231
3M
MMM
$93.9B
$343K 0.09%
2,315
-716
-24% -$107K
IBHC
232
DELISTED
iShares iBonds 2023 Term High Yield and Income ETF
IBHC
$343K 0.09%
14,071
-108,782
-89% -$2.67M
CMCSA icon
233
Comcast
CMCSA
$89.4B
$342K 0.09%
6,809
-952
-12% -$49.6K
EFG icon
234
iShares MSCI EAFE Growth ETF
EFG
$17.2B
$342K 0.09%
3,101
-33,208
-91% -$3.64M
VTI icon
235
Vanguard Morningstar Total Stock Market ETF
VTI
$691B
$340K 0.09%
1,408
-8,416
-86% -$1.99M
FAUG icon
236
FT Vest US Equity Buffer ETF August
FAUG
$1.21B
$338K 0.09%
8,750
– –
RGEN icon
237
Repligen
RGEN
$9.21B
$337K 0.09%
1,273
-25
-2% -$6.74K
GSK icon
238
GSK
GSK
$104B
$336K 0.09%
6,101
-477
-7% -$24.8K
AEP icon
239
American Electric Power
AEP
$66.9B
$335K 0.09%
3,770
-340
-8% -$28.7K
OLED icon
240
Universal Display
OLED
$4.16B
$335K 0.09%
2,034
+1
+0% +$165
UPS icon
241
United Parcel Service
UPS
$89.1B
$332K 0.09%
1,550
-25
-2% -$5.08K
MO icon
242
Altria Group
MO
$109B
$331K 0.09%
7,004
-276
-4% -$12.6K
SPE
243
Special Opportunities Fund
SPE
$144M
$330K 0.09%
22,409
-647
-3% -$9.69K
AMGN icon
244
Amgen
AMGN
$226B
$326K 0.09%
1,450
-266
-16% -$56.1K
IBM icon
245
IBM
IBM
$223B
$325K 0.09%
2,438
-2,472
-50% -$310K
GS icon
246
Goldman Sachs
GS
$301B
$322K 0.09%
841
-41
-5% -$16.2K
TLT icon
247
iShares 20+ Year Treasury Bond ETF
TLT
$40.5B
$322K 0.09%
2,174
-17,932
-89% -$2.64M
FIVE icon
248
Five Below
FIVE
$13B
$319K 0.09%
1,543
-13
-0.8% -$2.56K
TD icon
249
Toronto Dominion Bank
TD
$200B
$319K 0.09%
4,164
-42
-1% -$3.06K
EXC icon
250
Exelon
EXC
$45.8B
$317K 0.08%
7,698
+152
+2% +$5.72K
8 9
10
11 12

Similar funds

DMC
Drexel Morgan & Co Radnor, Pennsylvania $682M AUM 21.01% 1-Year Est. Return
TWM
Tolleson Wealth Management Dallas, Texas $685M AUM 15.32% 1-Year Est. Return
NS
Night Squared New York $681M AUM 50% 1-Year Est. Return
CIA
Covington Investment Advisors Ligonier, Pennsylvania $680M AUM 28.91% 1-Year Est. Return
ECM
Estabrook Capital Management New York $685M AUM 26.64% 1-Year Est. Return
CCG
Clearlake Capital Group Santa Monica, California $680M AUM 30.34% 1-Year Est. Return
AP
Advisors Preferred Rockville, Maryland $679M AUM 22.19% 1-Year Est. Return
MCO
MAK Capital One New York $679M AUM 29.02% 1-Year Est. Return

Calton & Associates's Q4 2021 Portfolio in Review

As of Q4 2021, Calton & Associates held 418 positions worth $375M, down 18% from $457M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Calton & Associates withdrew a net $110M in Q4 2021, closing 53 positions and reducing 197 holdings. Its most notable exit was iShares iBonds Dec 2021 Term Corporate ETF, an estimated $4.88M position sold in full.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 7.8% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Calton & Associates opened a new position in Invesco S&P MidCap Low Volatility ETF worth $2.88M.

  • Calton & Associates's largest Q4 2021 buy was Invesco S&P MidCap Low Volatility ETF: 49,228 shares worth $2.88M.
  • Calton & Associates added most to iShares TIPS Bond ETF in Q4 2021, an estimated $2.16M increase.
  • Calton & Associates's biggest Q4 2021 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $17.9M.
  • Calton & Associates fully exited iShares iBonds Dec 2021 Term Corporate ETF in Q4 2021, selling an estimated $4.88M.
  • Calton & Associates's ten largest holdings make up 22% of its $375M portfolio in Q4 2021.
  • Calton & Associates opened 23 new positions and closed 53 in Q4 2021.
  • Calton & Associates's portfolio value fell 18% quarter-over-quarter to $375M.

Based on Calton & Associates's 13F filing for Q4 2021, filed 13 Jan 2022.