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Calton & Associates Portfolio holdings

AUM $683M
1-Year Est. Return 28.95%
This Fund
S&P 500
This Quarter Est. Return
-0.29%
1 Year Est. Return
+28.95%
3 Year Est. Return
+73.86%
5 Year Est. Return
+79.5%
10 Year Est. Return
–
AUM
$457M
AUM Growth
-$69.5M
Cap. Flow
-$64.4M
Cap. Flow %
-14.09%
Top 10 Hldgs %
23.09%
Holding
445
New
39
Increased
154
Reduced
183
Closed
50

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$5.7M
2
IBDM
iShares iBonds Dec 2021 Term Corporate ETF
IBDM
+$4.88M
3
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$4M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$2.99M
5
LEMB icon
iShares JPMorgan EM Local Currency Bond ETF
LEMB
+$2.82M

Top Sells

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$14M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$11.2M
3
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$9.37M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.62M
5
IWD icon
iShares Russell 1000 Value ETF
IWD
+$7.4M

Sector Composition

Rank Sector Weight
1 Technology 7.76%
2 Healthcare 3.99%
3 Financials 3.36%
4 Consumer Discretionary 2.7%
5 Industrials 1.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FDG icon
226
American Century Focused Dynamic Growth ETF
FDG
$426M
$414K 0.09%
5,054
+932
+23% +$78K
SCHA icon
227
Schwab U.S Small- Cap ETF
SCHA
$23.1B
$413K 0.09%
16,520
+92
+0.6% +$2.34K
GWW icon
228
W.W. Grainger
GWW
$61.7B
$412K 0.09%
1,050
– –
IJS icon
229
iShares S&P Small-Cap 600 Value ETF
IJS
$8.34B
$411K 0.09%
4,085
-5,705
-58% -$576K
CSX icon
230
CSX Corp
CSX
$93.7B
$404K 0.09%
13,613
-2,730
-17% -$87.4K
BSJM
231
DELISTED
Invesco BulletShares 2022 High Yield Corporate Bond ETF
BSJM
$400K 0.09%
17,248
-1,717
-9% -$40K
HZNP
232
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$399K 0.09%
3,644
-30
-0.8% -$3.11K
AWK icon
233
American Water Works
AWK
$26.9B
$394K 0.09%
2,336
+39
+2% +$6.82K
DXJ icon
234
WisdomTree Japan Hedged Equity Fund
DXJ
$7.45B
$390K 0.09%
6,178
+2
+0% +$123
IYM icon
235
iShares US Basic Materials ETF
IYM
$1.04B
$390K 0.09%
3,138
-3,887
-55% -$507K
ETR icon
236
Entergy
ETR
$49.6B
$389K 0.09%
7,840
-60
-0.8% -$3.21K
VTEB icon
237
Vanguard Tax-Exempt Bond Index Fund
VTEB
$46B
$389K 0.09%
7,107
+2
+0% +$111
C icon
238
Citigroup
C
$230B
$384K 0.08%
5,485
+1,193
+28% +$83.4K
HYD icon
239
VanEck High Yield Muni ETF
HYD
$4.41B
$381K 0.08%
6,108
+67
+1% +$4.25K
NET icon
240
Cloudflare
NET
$107B
$379K 0.08%
+3,372
New +$403K
WM icon
241
Waste Management
WM
$91.2B
$378K 0.08%
2,537
-4
-0.2% -$599
DIA icon
242
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$48.6B
$377K 0.08%
1,115
-1,073
-49% -$375K
IJJ icon
243
iShares S&P Mid-Cap 400 Value ETF
IJJ
$9.04B
$377K 0.08%
3,665
-5,470
-60% -$575K
RGEN icon
244
Repligen
RGEN
$9.2B
$375K 0.08%
1,298
+40
+3% +$10.3K
AA icon
245
Alcoa
AA
$14.2B
$374K 0.08%
+7,657
New +$324K
NKE icon
246
Nike
NKE
$61.2B
$373K 0.08%
2,568
-977
-28% -$159K
JNK icon
247
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.3B
$372K 0.08%
3,405
-916
-21% -$100K
SPYG icon
248
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$55.1B
$371K 0.08%
5,802
+513
+10% +$33.9K
XLRN
249
DELISTED
Acceleron Pharma
XLRN
$370K 0.08%
2,151
-17
-0.8% -$2.22K
AMGN icon
250
Amgen
AMGN
$227B
$365K 0.08%
1,716
+307
+22% +$70.7K
8 9
10
11 12

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TWM
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NS
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CIA
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ECM
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CCG
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AP
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MCO
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Calton & Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Calton & Associates held 445 positions worth $457M, down 13% from $526M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Calton & Associates withdrew a net $64.4M in Q3 2021, closing 50 positions and reducing 183 holdings. Its most notable exit was Invesco S&P MidCap Low Volatility ETF, an estimated $2.63M position sold in full.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, up from 7.1% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Calton & Associates opened a new position in iShares iBonds Dec 2021 Term Corporate ETF worth $4.88M.

  • Calton & Associates's largest Q3 2021 buy was iShares iBonds Dec 2021 Term Corporate ETF: 197,210 shares worth $4.88M.
  • Calton & Associates added most to iShares Core Dividend Growth ETF in Q3 2021, an estimated $5.7M increase.
  • Calton & Associates's biggest Q3 2021 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $14M.
  • Calton & Associates fully exited Invesco S&P MidCap Low Volatility ETF in Q3 2021, selling an estimated $2.63M.
  • Calton & Associates's ten largest holdings make up 23% of its $457M portfolio in Q3 2021.
  • Calton & Associates opened 39 new positions and closed 50 in Q3 2021.
  • Calton & Associates's portfolio value fell 13% quarter-over-quarter to $457M.

Based on Calton & Associates's 13F filing for Q3 2021, filed 5 Nov 2021.