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Calton & Associates Portfolio holdings

AUM $683M
1-Year Est. Return 28.95%
This Fund
S&P 500
This Quarter Est. Return
+4.7%
1 Year Est. Return
+28.95%
3 Year Est. Return
+73.86%
5 Year Est. Return
+79.5%
10 Year Est. Return
–
AUM
$514M
AUM Growth
-$46.6M
Cap. Flow
-$67.5M
Cap. Flow %
-13.14%
Top 10 Hldgs %
33.05%
Holding
439
New
57
Increased
145
Reduced
185
Closed
42

Top Buys

Rank Stock Value
1
IAU icon
iShares Gold Trust
IAU
+$3.36M
2
AOR icon
iShares Core 60/40 Balanced Allocation ETF
AOR
+$3.06M
3
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$2.58M
4
PTH icon
Invesco Dorsey Wright Healthcare Momentum ETF
PTH
+$1.8M
5
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$1.58M

Top Sells

Rank Stock Value
1
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$13.4M
2
IWD icon
iShares Russell 1000 Value ETF
IWD
+$8.62M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$6.79M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$6.14M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$4.76M

Sector Composition

Rank Sector Weight
1 Technology 6.77%
2 Healthcare 3.67%
3 Financials 2.93%
4 Consumer Discretionary 2.52%
5 Industrials 2.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UNP icon
226
Union Pacific
UNP
$174B
$398K 0.08%
1,804
-53
-3% -$11.1K
ETR icon
227
Entergy
ETR
$49.8B
$396K 0.08%
7,960
+1,230
+18% +$58.1K
TXN icon
228
Texas Instruments
TXN
$257B
$396K 0.08%
2,092
-1,004
-32% -$174K
EMLC icon
229
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.78B
$393K 0.08%
12,794
+425
+3% +$13.6K
FDX icon
230
FedEx
FDX
$76B
$393K 0.08%
1,382
-289
-17% -$74.4K
AMGN icon
231
Amgen
AMGN
$224B
$388K 0.08%
1,559
-20
-1% -$4.77K
LIT icon
232
Global X Lithium & Battery Tech ETF
LIT
$1.59B
$387K 0.08%
+6,619
New +$433K
SDY icon
233
State Street SPDR S&P Dividend ETF
SDY
$22.1B
$385K 0.07%
3,260
+118
+4% +$13.2K
ETN icon
234
Eaton
ETN
$178B
$383K 0.07%
2,769
+411
+17% +$53K
FDG icon
235
American Century Focused Dynamic Growth ETF
FDG
$426M
$380K 0.07%
5,144
-1,424
-22% -$108K
NSC icon
236
Norfolk Southern
NSC
$75.4B
$380K 0.07%
1,415
-64
-4% -$16.2K
DXJ icon
237
WisdomTree Japan Hedged Equity Fund
DXJ
$7.43B
$375K 0.07%
6,117
+346
+6% +$20.2K
FSKR
238
DELISTED
FS KKR Capital Corp. II
FSKR
$371K 0.07%
+18,974
New +$344K
XYZ
239
Block Inc
XYZ
$47.5B
$369K 0.07%
1,625
-450
-22% -$105K
QQQJ icon
240
Invesco NASDAQ Next Gen 100 ETF
QQQJ
$1.18B
$367K 0.07%
+11,530
New +$377K
PEP icon
241
PepsiCo
PEP
$188B
$363K 0.07%
2,564
-368
-13% -$50.5K
FTSL icon
242
First Trust Senior Loan Fund ETF
FTSL
$2.33B
$361K 0.07%
7,536
+11
+0.1% +$528
FIW icon
243
First Trust Water ETF
FIW
$1.94B
$359K 0.07%
+4,585
New +$348K
PM icon
244
Philip Morris
PM
$291B
$352K 0.07%
3,969
-290
-7% -$24.6K
SPTL icon
245
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.7B
$350K 0.07%
8,988
+1,591
+22% +$66.1K
HZNP
246
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$349K 0.07%
+3,794
New +$320K
AWK icon
247
American Water Works
AWK
$26.8B
$348K 0.07%
2,321
+216
+10% +$32.7K
CAT icon
248
Caterpillar
CAT
$389B
$347K 0.07%
1,494
-380
-20% -$78.7K
NOC icon
249
Northrop Grumman
NOC
$81.8B
$346K 0.07%
1,067
-295
-22% -$88.9K
SPHD icon
250
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.39B
$346K 0.07%
8,072
+1
+0% +$40
8 9
10
11 12

Similar funds

DMC
Drexel Morgan & Co Radnor, Pennsylvania $682M AUM 21.01% 1-Year Est. Return
TWM
Tolleson Wealth Management Dallas, Texas $685M AUM 15.32% 1-Year Est. Return
NS
Night Squared New York $681M AUM 50% 1-Year Est. Return
CIA
Covington Investment Advisors Ligonier, Pennsylvania $680M AUM 28.91% 1-Year Est. Return
ECM
Estabrook Capital Management New York $685M AUM 26.64% 1-Year Est. Return
CCG
Clearlake Capital Group Santa Monica, California $680M AUM 30.34% 1-Year Est. Return
MCO
MAK Capital One New York $679M AUM 29.02% 1-Year Est. Return
REAM
Ripple Effect Asset Management New York $679M AUM 81.6% 1-Year Est. Return

Calton & Associates's Q1 2021 Portfolio in Review

As of Q1 2021, Calton & Associates held 439 positions worth $514M, down 8.3% from $560M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Calton & Associates withdrew a net $67.5M in Q1 2021, closing 42 positions and reducing 185 holdings. Its most notable exit was iShares S&P Small-Cap 600 Value ETF, an estimated $4.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 6.8% of assets, down from 7% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Calton & Associates opened a new position in iShares Gold Trust worth $3.2M.

  • Calton & Associates's largest Q1 2021 buy was iShares Gold Trust: 98,455 shares worth $3.2M.
  • Calton & Associates added most to iShares Core 60/40 Balanced Allocation ETF in Q1 2021, an estimated $3.06M increase.
  • Calton & Associates's biggest Q1 2021 reduction was iShares Russell 1000 Growth ETF, cutting an estimated $13.4M.
  • Calton & Associates fully exited iShares S&P Small-Cap 600 Value ETF in Q1 2021, selling an estimated $4.7M.
  • Calton & Associates's ten largest holdings make up 33% of its $514M portfolio in Q1 2021.
  • Calton & Associates opened 57 new positions and closed 42 in Q1 2021.
  • Calton & Associates's portfolio value fell 8.3% quarter-over-quarter to $514M.

Based on Calton & Associates's 13F filing for Q1 2021, filed 3 May 2021.