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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
+10.95%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$197M
AUM Growth
+$16.1M
Cap. Flow
+$406K
Cap. Flow %
0.21%
Top 10 Hldgs %
22.2%
Holding
991
New
100
Increased
183
Reduced
143
Closed
34

Top Buys

Rank Stock Value
1
SENEA icon
Seneca Foods Class A
SENEA
+$540K
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$393K
3
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$215K
4
VTI icon
Vanguard Total Stock Market ETF
VTI
+$213K
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$203K

Top Sells

Rank Stock Value
1
V icon
Visa
V
+$498K
2
CTG
Computer Task Group, Inc.
CTG
+$342K
3
GOLD
Gold.com Inc
GOLD
+$299K
4
INTG icon
InterGroup Corp
INTG
+$267K
5
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$211K

Sector Composition

Rank Sector Weight
1 Financials 21.87%
2 Technology 13.01%
3 Industrials 12.76%
4 Consumer Staples 7.98%
5 Energy 7.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ESS icon
201
Essex Property Trust
ESS
$18.9B
$184K 0.09%
744
+19
+3% +$4.19K
GS icon
202
Goldman Sachs
GS
$305B
$184K 0.09%
477
– –
PATH icon
203
UiPath
PATH
$6.32B
$184K 0.09%
7,398
-1,000
-12% -$19.5K
CSM icon
204
ProShares Large Cap Core Plus
CSM
$513M
$182K 0.09%
3,330
-200
-6% -$10.2K
APT icon
205
Alpha Pro Tech
APT
$51.1M
$181K 0.09%
34,299
+2,500
+8% +$11.5K
VYM icon
206
Vanguard High Dividend Yield ETF
VYM
$81.9B
$180K 0.09%
1,615
+84
+5% +$8.83K
COP icon
207
ConocoPhillips
COP
$139B
$178K 0.09%
1,530
+102
+7% +$11.9K
NECB icon
208
Northeast Community Bancorp
NECB
$378M
$177K 0.09%
10,000
– –
LRCX icon
209
Lam Research
LRCX
$337B
$177K 0.09%
2,260
-90
-4% -$6.13K
MRVL icon
210
Marvell Technology
MRVL
$157B
$177K 0.09%
2,929
– –
NDAQ icon
211
Nasdaq
NDAQ
$53.6B
$174K 0.09%
3,000
– –
CARR icon
212
Carrier Global
CARR
$52.5B
$174K 0.09%
3,032
-9
-0.3% -$476
VB icon
213
Vanguard Small-Cap ETF
VB
$80.2B
$172K 0.09%
808
+79
+11% +$15.2K
EBF icon
214
Ennis
EBF
$554M
$171K 0.09%
7,800
– –
SGOL icon
215
abrdn Physical Gold Shares ETF
SGOL
$6.87B
$170K 0.09%
8,595
+1,583
+23% +$29.9K
GOOGL icon
216
Alphabet (Google) Class A
GOOGL
$4.08T
$166K 0.08%
1,190
+40
+3% +$5.37K
EXE
217
Expand Energy Corp
EXE
$21.2B
$163K 0.08%
2,125
– –
GD icon
218
General Dynamics
GD
$106B
$162K 0.08%
625
-44
-7% -$10.7K
AEP icon
219
American Electric Power
AEP
$72.4B
$162K 0.08%
1,995
+47
+2% +$3.65K
SHO icon
220
Sunstone Hotel Investors
SHO
$2.19B
$161K 0.08%
15,000
– –
HURC icon
221
Hurco Companies Inc
HURC
$135M
$160K 0.08%
7,415
+2,050
+38% +$42.6K
MPTI icon
222
M-tron Industries
MPTI
$355M
$158K 0.08%
4,433
-2,163
-33% -$64.3K
TCI icon
223
Transcontinental Realty Investors
TCI
$368M
$156K 0.08%
4,500
-500
-10% -$15.4K
PAA icon
224
Plains All American Pipeline
PAA
$17.2B
$153K 0.08%
10,109
-388
-4% -$5.93K
K
225
DELISTED
Kellanova
K
$150K 0.08%
2,678
-2,294
-46% -$120K
7 8
9
10 11

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Caldwell Sutter Capital's Q4 2023 Portfolio in Review

As of Q4 2023, Caldwell Sutter Capital held 991 positions worth $197M, up 8.9% from $181M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Caldwell Sutter Capital's Q4 2023 filing shows 100 new, 183 increased, 143 reduced and 34 closed positions. Its largest new stake was Nuveen Preferred & Income Opportunities Fund: 33,864 shares worth $229K. The largest sale was Visa, an estimated $498K.

By sector, the portfolio is most concentrated in Financials at 22% of assets, up from 22% a quarter earlier, followed by Technology and Industrials.

  • Caldwell Sutter Capital's largest Q4 2023 buy was Nuveen Preferred & Income Opportunities Fund: 33,864 shares worth $229K.
  • Caldwell Sutter Capital added most to Seneca Foods Class A in Q4 2023, an estimated $540K increase.
  • Caldwell Sutter Capital's biggest Q4 2023 reduction was Visa, cutting an estimated $498K.
  • Caldwell Sutter Capital fully exited Computer Task Group, Inc. in Q4 2023, selling an estimated $342K.
  • Caldwell Sutter Capital's ten largest holdings make up 22% of its $197M portfolio in Q4 2023.
  • Caldwell Sutter Capital opened 100 new positions and closed 34 in Q4 2023.
  • Caldwell Sutter Capital's portfolio value rose 8.9% quarter-over-quarter to $197M.

Based on Caldwell Sutter Capital's 13F filing for Q4 2023, filed 19 Jan 2024.