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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
+1.71%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$137M
AUM Growth
+$23.8M
Cap. Flow
+$24.7M
Cap. Flow %
18.01%
Top 10 Hldgs %
29.14%
Holding
570
New
253
Increased
134
Reduced
21
Closed
4

Top Buys

Rank Stock Value
1
MSA icon
Mine Safety
MSA
+$1.01M
2
KNTK icon
Kinetik
KNTK
+$675K
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$625K
4
XOM icon
ExxonMobil
XOM
+$616K
5
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$461K

Top Sells

Rank Stock Value
1
NEOG icon
Neogen
NEOG
+$662K
2
O icon
Realty Income
O
+$344K
3
VRTX icon
Vertex Pharmaceuticals
VRTX
+$149K
4
MPLX icon
MPLX
MPLX
+$131K
5
KEYS icon
Keysight
KEYS
+$84.9K

Sector Composition

Rank Sector Weight
1 Financials 24.7%
2 Technology 13.59%
3 Industrials 10.7%
4 Consumer Staples 8.84%
5 Real Estate 8.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CVBF icon
201
CVB Financial
CVBF
$4.02B
$84.5K 0.06%
5,068
– –
CL icon
202
Colgate-Palmolive
CL
$74.2B
$82K 0.06%
+1,091
New +$81.1K
BLK icon
203
Blackrock
BLK
$170B
$81.6K 0.06%
+122
New +$85.9K
CATY icon
204
Cathay General Bancorp
CATY
$4.25B
$81.1K 0.06%
2,350
– –
UFPI icon
205
UFP Industries
UFPI
$5.14B
$79.5K 0.06%
1,000
– –
IWD icon
206
iShares Russell 1000 Value ETF
IWD
$82.2B
$79.2K 0.06%
520
+291
+127% +$44.9K
AEY
207
DELISTED
ADDvantage Technologies Group
AEY
$78.9K 0.06%
7,106
+308
+5% +$4.34K
ITIC
208
Investors Title Co
ITIC
$549M
$78.4K 0.06%
+519
New +$79.8K
PNC icon
209
PNC Financial Services
PNC
$100B
$78K 0.06%
+614
New +$92.6K
AEP icon
210
American Electric Power
AEP
$72.4B
$77.7K 0.06%
+854
New +$78.1K
X
211
DELISTED
US Steel
X
$75.7K 0.06%
2,900
– –
XLP icon
212
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.6B
$75.5K 0.06%
1,011
– –
PRU icon
213
Prudential Financial
PRU
$43B
$74.1K 0.05%
+896
New +$85.5K
NOBL icon
214
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
$72.5K 0.05%
+1,590
New +$72.3K
NIC icon
215
Nicolet Bankshares
NIC
$3.65B
$71.2K 0.05%
1,129
– –
TTSH
216
DELISTED
Tile Shop Holdings
TTSH
$70.3K 0.05%
15,000
– –
VO icon
217
Vanguard Mid-Cap ETF
VO
$107B
$70.2K 0.05%
1,332
+1,212
+1,010% +$64.5K
SDY icon
218
State Street SPDR S&P Dividend ETF
SDY
$22.3B
$68.7K 0.05%
+555
New +$69.8K
MRSH
219
Marsh
MRSH
$91.7B
$68K 0.05%
+408
New +$68K
CPB icon
220
Campbell Soup
CPB
$6.8B
$66.9K 0.05%
+1,217
New +$64.6K
BANR icon
221
Banner Corp
BANR
$2.4B
$66.9K 0.05%
+1,230
New +$75.1K
OPI
222
DELISTED
Office Properties Income Trust
OPI
$66.9K 0.05%
5,437
– –
SHY icon
223
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$66.4K 0.05%
+808
New +$65.9K
PSX icon
224
Phillips 66
PSX
$82.5B
$66.1K 0.05%
+652
New +$66.3K
CALB
225
DELISTED
California BanCorp Common Stock
CALB
$63.5K 0.05%
3,256
+167
+5% +$3.94K
7 8
9
10 11

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Caldwell Sutter Capital's Q1 2023 Portfolio in Review

As of Q1 2023, Caldwell Sutter Capital held 570 positions worth $137M, up 21% from $113M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Caldwell Sutter Capital deployed $24.7M of net new capital in Q1 2023, opening 253 new positions and adding to 134 existing holdings. Its largest new stake was PIMCO Active Bond Exchange-Traded Fund: 4,986 shares worth $462K.

By sector, the portfolio is most concentrated in Financials at 25% of assets, down from 29% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Neogen, an estimated $662K trimmed.

  • Caldwell Sutter Capital's largest Q1 2023 buy was PIMCO Active Bond Exchange-Traded Fund: 4,986 shares worth $462K.
  • Caldwell Sutter Capital added most to Mine Safety in Q1 2023, an estimated $1.01M increase.
  • Caldwell Sutter Capital's biggest Q1 2023 reduction was Neogen, cutting an estimated $662K.
  • Caldwell Sutter Capital fully exited MPLX in Q1 2023, selling an estimated $131K.
  • Caldwell Sutter Capital's ten largest holdings make up 29% of its $137M portfolio in Q1 2023.
  • Caldwell Sutter Capital opened 253 new positions and closed 4 in Q1 2023.
  • Caldwell Sutter Capital's portfolio value rose 21% quarter-over-quarter to $137M.

Based on Caldwell Sutter Capital's 13F filing for Q1 2023, filed 25 Apr 2023.