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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
+5.39%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$246M
AUM Growth
+$10M
Cap. Flow
+$3.64M
Cap. Flow %
1.48%
Top 10 Hldgs %
23.16%
Holding
913
New
36
Increased
169
Reduced
158
Closed
21

Top Buys

Rank Stock Value
1
KNTK icon
Kinetik
KNTK
+$1.93M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$1.56M
3
EMBJ
Embraer S.A. ADS
EMBJ
+$638K
4
BANX
ArrowMark Financial
BANX
+$506K
5
CET
Central Securities Corp
CET
+$470K

Top Sells

Rank Stock Value
1
MOD icon
Modine Manufacturing
MOD
+$696K
2
OMCC
Old Market Capital Corp
OMCC
+$632K
3
MSA icon
Mine Safety
MSA
+$525K
4
AAPL icon
Apple
AAPL
+$502K
5
GOLD
Gold.com Inc
GOLD
+$337K

Sector Composition

Rank Sector Weight
1 Financials 24.98%
2 Industrials 12.43%
3 Technology 11.13%
4 Consumer Staples 7.46%
5 Energy 7.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BGH
201
Barings Global Short Duration High Yield Fund
BGH
$282M
$224K 0.09%
16,400
– –
ORCL icon
202
Oracle
ORCL
$346B
$224K 0.09%
1,520
+236
+18% +$38.4K
LQD icon
203
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.5B
$222K 0.09%
2,037
– –
OSBC icon
204
Old Second Bancorp
OSBC
$1.28B
$222K 0.09%
11,000
– –
RYAM icon
205
Rayonier Advanced Materials
RYAM
$591M
$221K 0.09%
20,000
– –
ORI icon
206
Old Republic International
ORI
$10.8B
$219K 0.09%
5,500
– –
PAA icon
207
Plains All American Pipeline
PAA
$17.2B
$218K 0.09%
9,758
+160
+2% +$3.25K
F icon
208
Ford
F
$59.6B
$217K 0.09%
18,789
-1,447
-7% -$19.1K
VB icon
209
Vanguard Small-Cap ETF
VB
$80.2B
$213K 0.09%
813
-92
-10% -$24.9K
COLB icon
210
Columbia Banking Systems
COLB
$8.84B
$210K 0.09%
7,659
+40
+0.5% +$1.16K
CMI icon
211
Cummins
CMI
$88.5B
$209K 0.09%
389
-43
-10% -$24.3K
FTV icon
212
Fortive
FTV
$19.5B
$209K 0.09%
3,784
– –
ET icon
213
Energy Transfer Partners
ET
$69.5B
$208K 0.08%
10,800
+404
+4% +$7.4K
VWO icon
214
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$208K 0.08%
3,854
-2
-0.1% -$112
ESS icon
215
Essex Property Trust
ESS
$18.9B
$207K 0.08%
856
+45
+6% +$11.4K
XLC icon
216
State Street Communication Services Select Sector SPDR ETF
XLC
$22.6B
$206K 0.08%
1,862
– –
EUDV icon
217
ProShares MSCI Europe Dividend Growers ETF
EUDV
$8.41M
$206K 0.08%
4,010
+811
+25% +$43K
TXN icon
218
Texas Instruments
TXN
$253B
$205K 0.08%
1,055
+4
+0.4% +$810
JPC icon
219
Nuveen Preferred & Income Opportunities Fund
JPC
$2.9B
$205K 0.08%
27,144
– –
COP icon
220
ConocoPhillips
COP
$139B
$204K 0.08%
1,542
– –
GD icon
221
General Dynamics
GD
$106B
$202K 0.08%
589
-11
-2% -$3.9K
GDX icon
222
VanEck Gold Miners ETF
GDX
$22.7B
$202K 0.08%
2,200
-112
-5% -$11K
GSK icon
223
GSK
GSK
$108B
$196K 0.08%
3,557
+9
+0.3% +$488
MNSB icon
224
MainStreet Bancshares
MNSB
$167M
$196K 0.08%
8,818
– –
CCL icon
225
Carnival Corporation Ltd
CCL
$38.7B
$195K 0.08%
7,554
– –
7 8
9
10 11

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Caldwell Sutter Capital's Q1 2026 Portfolio in Review

As of Q1 2026, Caldwell Sutter Capital held 913 positions worth $246M, up 4.2% from $236M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Caldwell Sutter Capital's Q1 2026 filing shows 36 new, 169 increased, 158 reduced and 21 closed positions. Its largest new stake was Embraer S.A. ADS: 9,322 shares worth $553K. The largest sale was Modine Manufacturing, an estimated $696K.

By sector, the portfolio is most concentrated in Financials at 25% of assets, down from 27% a quarter earlier, followed by Industrials and Technology.

  • Caldwell Sutter Capital's largest Q1 2026 buy was Embraer S.A. ADS: 9,322 shares worth $553K.
  • Caldwell Sutter Capital added most to Kinetik in Q1 2026, an estimated $1.93M increase.
  • Caldwell Sutter Capital's biggest Q1 2026 reduction was Modine Manufacturing, cutting an estimated $696K.
  • Caldwell Sutter Capital fully exited Old Market Capital Corp in Q1 2026, selling an estimated $632K.
  • Caldwell Sutter Capital's ten largest holdings make up 23% of its $246M portfolio in Q1 2026.
  • Caldwell Sutter Capital opened 36 new positions and closed 21 in Q1 2026.
  • Caldwell Sutter Capital's portfolio value rose 4.2% quarter-over-quarter to $246M.

Based on Caldwell Sutter Capital's 13F filing for Q1 2026, filed 6 May 2026.