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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $265M
1-Year Est. Return 30.15%
This Fund
S&P 500
This Quarter Est. Return
+10.95%
1 Year Est. Return
+30.15%
3 Year Est. Return
+79.5%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$197M
AUM Growth
+$16.1M
Cap. Flow
+$406K
Cap. Flow %
0.21%
Top 10 Hldgs %
22.2%
Holding
991
New
99
Increased
183
Reduced
143
Closed
34

Top Buys

Rank Stock Value
1
SENEA icon
Seneca Foods Class A
SENEA
+$540K
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$393K
3
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$215K
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$213K
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$203K

Top Sells

Rank Stock Value
1
V icon
Visa
V
+$498K
2
CTG
Computer Task Group, Inc.
CTG
+$342K
3
GOLD
Gold.com Inc
GOLD
+$299K
4
INTG icon
InterGroup Corp
INTG
+$267K
5
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$211K

Sector Composition

Rank Sector Weight
1 Financials 21.87%
2 Miscellaneous 15.44%
3 Technology 13.01%
4 Industrials 12.76%
5 Consumer Staples 7.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BGH
176
Barings Global Short Duration High Yield Fund
BGH
$277M
$220K 0.11%
16,400
-2,100
-11% -$26.9K
LQD icon
177
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$29.3B
$220K 0.11%
1,987
+767
+63% +$79.9K
MNSB icon
178
MainStreet Bancshares
MNSB
$178M
$219K 0.11%
8,818
– –
WELL icon
179
Welltower
WELL
$168B
$218K 0.11%
2,415
+10
+0.4% +$868
PCG icon
180
PG&E
PCG
$29.7B
$216K 0.11%
12,006
– –
COLB icon
181
Columbia Banking Systems
COLB
$8.49B
$216K 0.11%
8,081
-85
-1% -$1.89K
PBHC icon
182
Pathfinder Bancorp
PBHC
$110M
$215K 0.11%
15,373
– –
COLM icon
183
Columbia Sportswear
COLM
$2.95B
$215K 0.11%
2,700
– –
VEA icon
184
Vanguard FTSE Developed Markets ETF
VEA
$236B
$211K 0.11%
4,407
+398
+10% +$17.8K
VCTR icon
185
Victory Capital Holdings
VCTR
$6.43B
$209K 0.11%
6,078
– –
IEI icon
186
iShares 3-7 Year Treasury Bond ETF
IEI
$17.3B
$209K 0.11%
1,780
+222
+14% +$25.3K
QSR icon
187
Restaurant Brands International
QSR
$25.7B
$207K 0.11%
2,651
– –
TXN icon
188
Texas Instruments
TXN
$237B
$201K 0.1%
1,178
+277
+31% +$42.9K
AMAL icon
189
Amalgamated Financial
AMAL
$1.4B
$198K 0.1%
7,345
– –
GAIN icon
190
Gladstone Investment Corp
GAIN
$646M
$198K 0.1%
13,965
-307
-2% -$4.24K
PSX icon
191
Phillips 66
PSX
$109B
$198K 0.1%
1,484
-66
-4% -$7.89K
CVS icon
192
CVS Health
CVS
$117B
$197K 0.1%
2,497
+249
+11% +$17.7K
BLK icon
193
Blackrock
BLK
$164B
$195K 0.1%
240
+2
+0.8% +$1.4K
STEW
194
SRH Total Return Fund
STEW
$1.75B
$195K 0.1%
14,044
– –
REGL icon
195
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.71B
$194K 0.1%
2,639
+58
+2% +$3.97K
EBC icon
196
Eastern Bankshares
EBC
$4.92B
$192K 0.1%
13,500
– –
ORI icon
197
Old Republic International
ORI
$9.8B
$191K 0.1%
6,500
– –
PBJ icon
198
Invesco Food & Beverage ETF
PBJ
$90.1M
$189K 0.1%
4,126
– –
AFL icon
199
Aflac
AFL
$58.5B
$185K 0.09%
2,244
– –
CL icon
200
Colgate-Palmolive
CL
$69.6B
$185K 0.09%
2,322
+16
+0.7% +$1.2K
6 7
8
9 10

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Caldwell Sutter Capital's Q4 2023 Portfolio in Review

As of Q4 2023, Caldwell Sutter Capital held 991 positions worth $197M, up 8.9% from $181M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Caldwell Sutter Capital's Q4 2023 filing shows 99 new, 183 increased, 143 reduced and 34 closed positions. Its largest new stake was Nuveen Preferred & Income Opportunities Fund: 33,864 shares worth $229K. The largest sale was Visa, an estimated $498K.

By sector, the portfolio is most concentrated in Financials at 22% of assets, up from 22% a quarter earlier, followed by Miscellaneous and Technology.

  • Caldwell Sutter Capital's largest Q4 2023 buy was Nuveen Preferred & Income Opportunities Fund: 33,864 shares worth $229K.
  • Caldwell Sutter Capital added most to Seneca Foods Class A in Q4 2023, an estimated $540K increase.
  • Caldwell Sutter Capital's biggest Q4 2023 reduction was Visa, cutting an estimated $498K.
  • Caldwell Sutter Capital fully exited Computer Task Group, Inc. in Q4 2023, selling an estimated $342K.
  • Caldwell Sutter Capital's ten largest holdings make up 22% of its $197M portfolio in Q4 2023.
  • Caldwell Sutter Capital opened 99 new positions and closed 34 in Q4 2023.
  • Caldwell Sutter Capital's portfolio value rose 8.9% quarter-over-quarter to $197M.

Based on Caldwell Sutter Capital's 13F filing for Q4 2023, filed 19 Jan 2024.