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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
+1.71%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$137M
AUM Growth
+$23.8M
Cap. Flow
+$24.7M
Cap. Flow %
18.01%
Top 10 Hldgs %
29.14%
Holding
570
New
253
Increased
134
Reduced
21
Closed
4

Top Buys

Rank Stock Value
1
MSA icon
Mine Safety
MSA
+$1.01M
2
KNTK icon
Kinetik
KNTK
+$675K
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$625K
4
XOM icon
ExxonMobil
XOM
+$616K
5
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$461K

Top Sells

Rank Stock Value
1
NEOG icon
Neogen
NEOG
+$662K
2
O icon
Realty Income
O
+$344K
3
VRTX icon
Vertex Pharmaceuticals
VRTX
+$149K
4
MPLX icon
MPLX
MPLX
+$131K
5
KEYS icon
Keysight
KEYS
+$84.9K

Sector Composition

Rank Sector Weight
1 Financials 24.7%
2 Technology 13.59%
3 Industrials 10.7%
4 Consumer Staples 8.84%
5 Real Estate 8.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ERII icon
176
Energy Recovery
ERII
$433M
$115K 0.08%
5,000
– –
TCBK icon
177
TriCo Bancshares
TCBK
$1.85B
$113K 0.08%
2,719
– –
NEOG icon
178
Neogen
NEOG
$2B
$112K 0.08%
6,030
-35,218
-85% -$662K
TGT icon
179
Target
TGT
$65.5B
$110K 0.08%
666
+21
+3% +$3.45K
NEE icon
180
NextEra Energy
NEE
$186B
$109K 0.08%
1,414
+939
+198% +$72.2K
KTOS icon
181
Kratos Defense & Security Solutions
KTOS
$9.12B
$108K 0.08%
8,000
-1,000
-11% -$11.9K
XLC icon
182
State Street Communication Services Select Sector SPDR ETF
XLC
$22.6B
$107K 0.08%
1,849
– –
WFC icon
183
Wells Fargo
WFC
$263B
$105K 0.08%
+2,811
New +$123K
EQC.PRD
184
DELISTED
Equity Commonwealth 6 1/2% Series D Cumulative Convertible Preferred Shares
EQC.PRD
$105K 0.08%
4,200
– –
MDLZ icon
185
Mondelez International
MDLZ
$80.2B
$104K 0.08%
1,485
+300
+25% +$19.9K
DFUS
186
Dimensional US Equity ETF
DFUS
$20.7B
$101K 0.07%
2,264
– –
ILPT
187
Industrial Logistics Properties Trust
ILPT
$603M
$101K 0.07%
32,764
+13,632
+71% +$53.3K
RLJ.PRA icon
188
RLJ Lodging Trust $1.95 Series A Preferred Stock
RLJ.PRA
$323M
$100K 0.07%
4,000
– –
LRCX icon
189
Lam Research
LRCX
$337B
$99.7K 0.07%
+1,880
New +$92.3K
RVSB icon
190
Riverview Bancorp
RVSB
$109M
$98.8K 0.07%
18,500
– –
PAA icon
191
Plains All American Pipeline
PAA
$17.2B
$97.7K 0.07%
+7,833
New +$97.8K
CEF icon
192
Sprott Physical Gold and Silver Trust
CEF
$7.35B
$96.4K 0.07%
5,100
– –
CMI icon
193
Cummins
CMI
$88.5B
$94.8K 0.07%
+397
New +$96.9K
DFUV icon
194
Dimensional US Marketwide Value ETF
DFUV
$15.5B
$90.4K 0.07%
2,700
– –
MDT icon
195
Medtronic
MDT
$111B
$88.7K 0.06%
+1,100
New +$89.7K
CCK icon
196
Crown Holdings
CCK
$13.2B
$88.6K 0.06%
1,071
– –
PSLV icon
197
Sprott Physical Silver Trust
PSLV
$11.7B
$85.9K 0.06%
10,300
– –
ED icon
198
Consolidated Edison
ED
$41.3B
$85.6K 0.06%
+895
New +$83.8K
KEY icon
199
KeyCorp
KEY
$24.3B
$85.3K 0.06%
+6,815
New +$115K
AMZN icon
200
Amazon
AMZN
$2.48T
$85.2K 0.06%
825
+585
+244% +$56.5K
6 7
8
9 10

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Caldwell Sutter Capital's Q1 2023 Portfolio in Review

As of Q1 2023, Caldwell Sutter Capital held 570 positions worth $137M, up 21% from $113M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Caldwell Sutter Capital deployed $24.7M of net new capital in Q1 2023, opening 253 new positions and adding to 134 existing holdings. Its largest new stake was PIMCO Active Bond Exchange-Traded Fund: 4,986 shares worth $462K.

By sector, the portfolio is most concentrated in Financials at 25% of assets, down from 29% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Neogen, an estimated $662K trimmed.

  • Caldwell Sutter Capital's largest Q1 2023 buy was PIMCO Active Bond Exchange-Traded Fund: 4,986 shares worth $462K.
  • Caldwell Sutter Capital added most to Mine Safety in Q1 2023, an estimated $1.01M increase.
  • Caldwell Sutter Capital's biggest Q1 2023 reduction was Neogen, cutting an estimated $662K.
  • Caldwell Sutter Capital fully exited MPLX in Q1 2023, selling an estimated $131K.
  • Caldwell Sutter Capital's ten largest holdings make up 29% of its $137M portfolio in Q1 2023.
  • Caldwell Sutter Capital opened 253 new positions and closed 4 in Q1 2023.
  • Caldwell Sutter Capital's portfolio value rose 21% quarter-over-quarter to $137M.

Based on Caldwell Sutter Capital's 13F filing for Q1 2023, filed 25 Apr 2023.