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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
+10.95%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$197M
AUM Growth
+$16.1M
Cap. Flow
+$406K
Cap. Flow %
0.21%
Top 10 Hldgs %
22.2%
Holding
991
New
100
Increased
183
Reduced
143
Closed
34

Top Buys

Rank Stock Value
1
SENEA icon
Seneca Foods Class A
SENEA
+$540K
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$393K
3
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$215K
4
VTI icon
Vanguard Total Stock Market ETF
VTI
+$213K
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$203K

Top Sells

Rank Stock Value
1
V icon
Visa
V
+$498K
2
CTG
Computer Task Group, Inc.
CTG
+$342K
3
GOLD
Gold.com Inc
GOLD
+$299K
4
INTG icon
InterGroup Corp
INTG
+$267K
5
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$211K

Sector Composition

Rank Sector Weight
1 Financials 21.87%
2 Technology 13.01%
3 Industrials 12.76%
4 Consumer Staples 7.98%
5 Energy 7.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBB icon
151
iShares Biotechnology ETF
IBB
$9.55B
$272K 0.14%
2,002
-349
-15% -$42.6K
GPMT
152
Granite Point Mortgage Trust
GPMT
$63.3M
$272K 0.14%
45,780
-500
-1% -$2.52K
PRU icon
153
Prudential Financial
PRU
$43B
$262K 0.13%
2,531
+67
+3% +$6.43K
WFC icon
154
Wells Fargo
WFC
$263B
$258K 0.13%
5,250
+124
+2% +$5.35K
WDAY icon
155
Workday
WDAY
$39.4B
$258K 0.13%
936
-36
-4% -$8.57K
NXDT
156
NexPoint Diversified Real Estate Trust
NXDT
$276M
$254K 0.13%
31,925
+416
+1% +$3.41K
PNC icon
157
PNC Financial Services
PNC
$100B
$253K 0.13%
1,631
+213
+15% +$27.6K
XLY icon
158
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.9B
$248K 0.13%
2,776
+14
+0.5% +$1.16K
IYH icon
159
iShares US Healthcare ETF
IYH
$3.46B
$244K 0.12%
4,265
-255
-6% -$13.9K
TRV icon
160
Travelers Companies
TRV
$82.9B
$242K 0.12%
1,271
-3
-0.2% -$519
CET
161
Central Securities Corp
CET
$1.56B
$241K 0.12%
6,378
– –
FRPH icon
162
FRP Holdings
FRPH
$448M
$240K 0.12%
7,632
– –
GE icon
163
GE Aerospace
GE
$377B
$237K 0.12%
2,328
-13
-0.6% -$1.2K
ET icon
164
Energy Transfer Partners
ET
$69.5B
$234K 0.12%
16,965
+6
+0% +$82
EPD icon
165
Enterprise Products Partners
EPD
$83.6B
$233K 0.12%
8,852
+158
+2% +$4.21K
GSK icon
166
GSK
GSK
$108B
$233K 0.12%
6,292
-757
-11% -$27.2K
IP icon
167
International Paper
IP
$23.3B
$233K 0.12%
6,449
-1,966
-23% -$68.7K
CLMT icon
168
Calumet Specialty Products
CLMT
$3.61B
$232K 0.12%
13,000
– –
FFWM
169
DELISTED
First Foundation Inc
FFWM
$232K 0.12%
23,971
– –
NKE icon
170
Nike
NKE
$63.9B
$229K 0.12%
2,113
-30
-1% -$3.22K
KMI icon
171
Kinder Morgan
KMI
$70.3B
$229K 0.12%
12,995
+707
+6% +$12.1K
JPC icon
172
Nuveen Preferred & Income Opportunities Fund
JPC
$2.9B
$229K 0.12%
+33,864
New +$215K
ED icon
173
Consolidated Edison
ED
$41.3B
$228K 0.12%
2,504
+199
+9% +$17.8K
SPY icon
174
State Street SPDR S&P 500 ETF Trust
SPY
$783B
$224K 0.11%
471
+210
+80% +$93.5K
QQQ icon
175
Invesco QQQ Trust
QQQ
$445B
$222K 0.11%
541
-100
-16% -$38K
5 6
7
8 9

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Caldwell Sutter Capital's Q4 2023 Portfolio in Review

As of Q4 2023, Caldwell Sutter Capital held 991 positions worth $197M, up 8.9% from $181M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Caldwell Sutter Capital's Q4 2023 filing shows 100 new, 183 increased, 143 reduced and 34 closed positions. Its largest new stake was Nuveen Preferred & Income Opportunities Fund: 33,864 shares worth $229K. The largest sale was Visa, an estimated $498K.

By sector, the portfolio is most concentrated in Financials at 22% of assets, up from 22% a quarter earlier, followed by Technology and Industrials.

  • Caldwell Sutter Capital's largest Q4 2023 buy was Nuveen Preferred & Income Opportunities Fund: 33,864 shares worth $229K.
  • Caldwell Sutter Capital added most to Seneca Foods Class A in Q4 2023, an estimated $540K increase.
  • Caldwell Sutter Capital's biggest Q4 2023 reduction was Visa, cutting an estimated $498K.
  • Caldwell Sutter Capital fully exited Computer Task Group, Inc. in Q4 2023, selling an estimated $342K.
  • Caldwell Sutter Capital's ten largest holdings make up 22% of its $197M portfolio in Q4 2023.
  • Caldwell Sutter Capital opened 100 new positions and closed 34 in Q4 2023.
  • Caldwell Sutter Capital's portfolio value rose 8.9% quarter-over-quarter to $197M.

Based on Caldwell Sutter Capital's 13F filing for Q4 2023, filed 19 Jan 2024.