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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
+1.71%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$137M
AUM Growth
+$23.8M
Cap. Flow
+$24.7M
Cap. Flow %
18.01%
Top 10 Hldgs %
29.14%
Holding
570
New
253
Increased
134
Reduced
21
Closed
4

Top Buys

Rank Stock Value
1
MSA icon
Mine Safety
MSA
+$1.01M
2
KNTK icon
Kinetik
KNTK
+$675K
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$625K
4
XOM icon
ExxonMobil
XOM
+$616K
5
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$461K

Top Sells

Rank Stock Value
1
NEOG icon
Neogen
NEOG
+$662K
2
O icon
Realty Income
O
+$344K
3
VRTX icon
Vertex Pharmaceuticals
VRTX
+$149K
4
MPLX icon
MPLX
MPLX
+$131K
5
KEYS icon
Keysight
KEYS
+$84.9K

Sector Composition

Rank Sector Weight
1 Financials 24.7%
2 Technology 13.59%
3 Industrials 10.7%
4 Consumer Staples 8.84%
5 Real Estate 8.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ORI icon
151
Old Republic International
ORI
$10.8B
$162K 0.12%
6,500
– –
EXE
152
Expand Energy Corp
EXE
$21.2B
$162K 0.12%
2,125
– –
SHO icon
153
Sunstone Hotel Investors
SHO
$2.19B
$158K 0.12%
16,000
– –
MO icon
154
Altria Group
MO
$125B
$157K 0.11%
3,527
+1,417
+67% +$65.1K
WELL icon
155
Welltower
WELL
$172B
$153K 0.11%
2,138
+538
+34% +$39K
GS icon
156
Goldman Sachs
GS
$305B
$153K 0.11%
467
– –
AFL icon
157
Aflac
AFL
$65.9B
$152K 0.11%
+2,353
New +$161K
OCFC icon
158
OceanFirst Financial
OCFC
$1.74B
$147K 0.11%
7,964
– –
TRV icon
159
Travelers Companies
TRV
$82.9B
$147K 0.11%
+855
New +$155K
LGL icon
160
LGL Group
LGL
$44.8M
$147K 0.11%
+34,239
New +$152K
AVGO icon
161
Broadcom
AVGO
$1.81T
$145K 0.11%
+2,260
New +$136K
CVS icon
162
CVS Health
CVS
$140B
$145K 0.11%
1,951
+1,827
+1,473% +$153K
IP icon
163
International Paper
IP
$23.3B
$145K 0.11%
+4,016
New +$149K
DIS icon
164
Walt Disney
DIS
$172B
$137K 0.1%
1,370
+485
+55% +$48.9K
TLT icon
165
iShares 20+ Year Treasury Bond ETF
TLT
$43.1B
$135K 0.1%
+1,272
New +$133K
NECB icon
166
Northeast Community Bancorp
NECB
$380M
$131K 0.1%
10,000
– –
AMAL icon
167
Amalgamated Financial
AMAL
$1.49B
$130K 0.09%
7,345
– –
GSK icon
168
GSK
GSK
$108B
$129K 0.09%
+3,625
New +$127K
RMR icon
169
The RMR Group
RMR
$343M
$126K 0.09%
4,797
– –
PWB icon
170
Invesco Large Cap Growth ETF
PWB
$2.24B
$123K 0.09%
1,900
– –
OKE icon
171
Oneok
OKE
$55.9B
$122K 0.09%
1,925
+1,285
+201% +$85.4K
VOO icon
172
Vanguard S&P 500 ETF
VOO
$971B
$121K 0.09%
322
+287
+820% +$105K
FLIC
173
DELISTED
First of Long Island Corp
FLIC
$120K 0.09%
8,885
– –
EQC
174
DELISTED
Equity Commonwealth
EQC
$120K 0.09%
5,786
– –
KMI icon
175
Kinder Morgan
KMI
$70.3B
$116K 0.08%
6,613
+6,348
+2,395% +$113K
5 6
7
8 9

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Caldwell Sutter Capital's Q1 2023 Portfolio in Review

As of Q1 2023, Caldwell Sutter Capital held 570 positions worth $137M, up 21% from $113M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Caldwell Sutter Capital deployed $24.7M of net new capital in Q1 2023, opening 253 new positions and adding to 134 existing holdings. Its largest new stake was PIMCO Active Bond Exchange-Traded Fund: 4,986 shares worth $462K.

By sector, the portfolio is most concentrated in Financials at 25% of assets, down from 29% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Neogen, an estimated $662K trimmed.

  • Caldwell Sutter Capital's largest Q1 2023 buy was PIMCO Active Bond Exchange-Traded Fund: 4,986 shares worth $462K.
  • Caldwell Sutter Capital added most to Mine Safety in Q1 2023, an estimated $1.01M increase.
  • Caldwell Sutter Capital's biggest Q1 2023 reduction was Neogen, cutting an estimated $662K.
  • Caldwell Sutter Capital fully exited MPLX in Q1 2023, selling an estimated $131K.
  • Caldwell Sutter Capital's ten largest holdings make up 29% of its $137M portfolio in Q1 2023.
  • Caldwell Sutter Capital opened 253 new positions and closed 4 in Q1 2023.
  • Caldwell Sutter Capital's portfolio value rose 21% quarter-over-quarter to $137M.

Based on Caldwell Sutter Capital's 13F filing for Q1 2023, filed 25 Apr 2023.