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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
+10.95%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$197M
AUM Growth
+$16.1M
Cap. Flow
+$406K
Cap. Flow %
0.21%
Top 10 Hldgs %
22.2%
Holding
991
New
100
Increased
183
Reduced
143
Closed
34

Top Buys

Rank Stock Value
1
SENEA icon
Seneca Foods Class A
SENEA
+$540K
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$393K
3
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$215K
4
VTI icon
Vanguard Total Stock Market ETF
VTI
+$213K
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$203K

Top Sells

Rank Stock Value
1
V icon
Visa
V
+$498K
2
CTG
Computer Task Group, Inc.
CTG
+$342K
3
GOLD
Gold.com Inc
GOLD
+$299K
4
INTG icon
InterGroup Corp
INTG
+$267K
5
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$211K

Sector Composition

Rank Sector Weight
1 Financials 21.87%
2 Technology 13.01%
3 Industrials 12.76%
4 Consumer Staples 7.98%
5 Energy 7.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RGR icon
126
Sturm, Ruger & Co
RGR
$611M
$366K 0.19%
8,056
– –
LOW icon
127
Lowe's Companies
LOW
$122B
$365K 0.19%
1,639
-20
-1% -$4.05K
HEDJ icon
128
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.83B
$349K 0.18%
8,136
+1,692
+26% +$68.4K
FBMS
129
DELISTED
The First Bancshares, Inc.
FBMS
$347K 0.18%
11,815
-193
-2% -$5.16K
SPLP
130
DELISTED
STEEL PARTNERS HOLDINGS L.P.
SPLP
$344K 0.18%
8,611
-100
-1% -$4.01K
VOO icon
131
Vanguard S&P 500 ETF
VOO
$971B
$337K 0.17%
771
– –
USFR icon
132
WisdomTree Floating Rate Treasury Fund
USFR
$18.1B
$323K 0.16%
6,422
+2,333
+57% +$118K
SHY icon
133
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$322K 0.16%
3,928
+88
+2% +$7.15K
SLB icon
134
SLB Ltd
SLB
$74.2B
$320K 0.16%
6,150
– –
MDT icon
135
Medtronic
MDT
$111B
$312K 0.16%
3,791
+26
+0.7% +$1.98K
VO icon
136
Vanguard Mid-Cap ETF
VO
$107B
$304K 0.15%
5,228
+360
+7% +$19.2K
GIS icon
137
General Mills
GIS
$20.1B
$303K 0.15%
4,644
+149
+3% +$9.62K
FTV icon
138
Fortive
FTV
$19.5B
$301K 0.15%
5,419
-531
-9% -$28K
PM icon
139
Philip Morris
PM
$312B
$299K 0.15%
3,178
+185
+6% +$17K
F icon
140
Ford
F
$59.6B
$297K 0.15%
24,404
-1,828
-7% -$20.3K
AVGO icon
141
Broadcom
AVGO
$1.81T
$297K 0.15%
2,660
-140
-5% -$13.3K
D icon
142
Dominion Energy
D
$62.1B
$296K 0.15%
6,305
-1,249
-17% -$55.8K
AMP icon
143
Ameriprise Financial
AMP
$48.3B
$293K 0.15%
772
– –
KEY icon
144
KeyCorp
KEY
$24.3B
$291K 0.15%
20,185
+461
+2% +$5.47K
NVDA icon
145
NVIDIA
NVDA
$4.77T
$288K 0.15%
5,830
+810
+16% +$37.5K
SMID icon
146
Smith-Midland
SMID
$155M
$287K 0.15%
7,272
-2,765
-28% -$74.2K
BMY icon
147
Bristol-Myers Squibb
BMY
$130B
$287K 0.15%
5,593
-1,577
-22% -$82.8K
MO icon
148
Altria Group
MO
$125B
$278K 0.14%
6,893
+29
+0.4% +$1.2K
XLK icon
149
State Street Technology Select Sector SPDR ETF
XLK
$112B
$277K 0.14%
2,880
– –
RTX icon
150
RTX Corp
RTX
$295B
$277K 0.14%
3,287
-249
-7% -$19.7K
4 5
6
7 8

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Caldwell Sutter Capital's Q4 2023 Portfolio in Review

As of Q4 2023, Caldwell Sutter Capital held 991 positions worth $197M, up 8.9% from $181M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Caldwell Sutter Capital's Q4 2023 filing shows 100 new, 183 increased, 143 reduced and 34 closed positions. Its largest new stake was Nuveen Preferred & Income Opportunities Fund: 33,864 shares worth $229K. The largest sale was Visa, an estimated $498K.

By sector, the portfolio is most concentrated in Financials at 22% of assets, up from 22% a quarter earlier, followed by Technology and Industrials.

  • Caldwell Sutter Capital's largest Q4 2023 buy was Nuveen Preferred & Income Opportunities Fund: 33,864 shares worth $229K.
  • Caldwell Sutter Capital added most to Seneca Foods Class A in Q4 2023, an estimated $540K increase.
  • Caldwell Sutter Capital's biggest Q4 2023 reduction was Visa, cutting an estimated $498K.
  • Caldwell Sutter Capital fully exited Computer Task Group, Inc. in Q4 2023, selling an estimated $342K.
  • Caldwell Sutter Capital's ten largest holdings make up 22% of its $197M portfolio in Q4 2023.
  • Caldwell Sutter Capital opened 100 new positions and closed 34 in Q4 2023.
  • Caldwell Sutter Capital's portfolio value rose 8.9% quarter-over-quarter to $197M.

Based on Caldwell Sutter Capital's 13F filing for Q4 2023, filed 19 Jan 2024.