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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
+1.71%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$137M
AUM Growth
+$23.8M
Cap. Flow
+$24.7M
Cap. Flow %
18.01%
Top 10 Hldgs %
29.14%
Holding
570
New
253
Increased
134
Reduced
21
Closed
4

Top Buys

Rank Stock Value
1
MSA icon
Mine Safety
MSA
+$1.01M
2
KNTK icon
Kinetik
KNTK
+$675K
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$625K
4
XOM icon
ExxonMobil
XOM
+$616K
5
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$461K

Top Sells

Rank Stock Value
1
NEOG icon
Neogen
NEOG
+$662K
2
O icon
Realty Income
O
+$344K
3
VRTX icon
Vertex Pharmaceuticals
VRTX
+$149K
4
MPLX icon
MPLX
MPLX
+$131K
5
KEYS icon
Keysight
KEYS
+$84.9K

Sector Composition

Rank Sector Weight
1 Financials 24.7%
2 Technology 13.59%
3 Industrials 10.7%
4 Consumer Staples 8.84%
5 Real Estate 8.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WDAY icon
126
Workday
WDAY
$39.4B
$201K 0.15%
972
-150
-13% -$27.3K
DLR icon
127
Digital Realty Trust
DLR
$71.5B
$200K 0.15%
2,033
+1,878
+1,212% +$198K
BA icon
128
Boeing
BA
$175B
$197K 0.14%
926
+395
+74% +$82.1K
PM icon
129
Philip Morris
PM
$312B
$196K 0.14%
2,015
+15
+0.8% +$1.5K
VCTR icon
130
Victory Capital Holdings
VCTR
$6.28B
$194K 0.14%
6,621
– –
PBJ icon
131
Invesco Food & Beverage ETF
PBJ
$111M
$191K 0.14%
4,126
– –
XLK icon
132
State Street Technology Select Sector SPDR ETF
XLK
$112B
$187K 0.14%
2,474
– –
WMT icon
133
Walmart Inc
WMT
$900B
$185K 0.14%
3,768
+2,268
+151% +$108K
DUK icon
134
Duke Energy
DUK
$101B
$185K 0.13%
+1,918
New +$189K
D icon
135
Dominion Energy
D
$62.1B
$184K 0.13%
3,296
+2,796
+559% +$164K
VTV icon
136
Vanguard Value ETF
VTV
$190B
$182K 0.13%
+1,318
New +$185K
FFWM
137
DELISTED
First Foundation Inc
FFWM
$179K 0.13%
23,971
+420
+2% +$5.61K
EPD icon
138
Enterprise Products Partners
EPD
$83.6B
$178K 0.13%
+6,854
New +$176K
K
139
DELISTED
Kellanova
K
$175K 0.13%
2,783
+2,421
+669% +$153K
IBB icon
140
iShares Biotechnology ETF
IBB
$9.55B
$174K 0.13%
1,350
– –
GIS icon
141
General Mills
GIS
$20.1B
$173K 0.13%
+2,029
New +$162K
STEW
142
SRH Total Return Fund
STEW
$1.79B
$172K 0.13%
14,044
– –
GAIN icon
143
Gladstone Investment Corp
GAIN
$655M
$172K 0.13%
13,001
+255
+2% +$3.44K
CCI icon
144
Crown Castle
CCI
$33.1B
$171K 0.13%
+1,281
New +$177K
IYH icon
145
iShares US Healthcare ETF
IYH
$3.46B
$171K 0.12%
3,125
– –
EBC icon
146
Eastern Bankshares
EBC
$5.39B
$170K 0.12%
13,500
– –
AB icon
147
AllianceBernstein
AB
$3.49B
$170K 0.12%
4,659
+3,234
+227% +$122K
NVST icon
148
Envista
NVST
$4.39B
$168K 0.12%
4,116
– –
EBF icon
149
Ennis
EBF
$554M
$165K 0.12%
7,800
– –
NDAQ icon
150
Nasdaq
NDAQ
$53.6B
$164K 0.12%
3,000
– –
4 5
6
7 8

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Caldwell Sutter Capital's Q1 2023 Portfolio in Review

As of Q1 2023, Caldwell Sutter Capital held 570 positions worth $137M, up 21% from $113M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Caldwell Sutter Capital deployed $24.7M of net new capital in Q1 2023, opening 253 new positions and adding to 134 existing holdings. Its largest new stake was PIMCO Active Bond Exchange-Traded Fund: 4,986 shares worth $462K.

By sector, the portfolio is most concentrated in Financials at 25% of assets, down from 29% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Neogen, an estimated $662K trimmed.

  • Caldwell Sutter Capital's largest Q1 2023 buy was PIMCO Active Bond Exchange-Traded Fund: 4,986 shares worth $462K.
  • Caldwell Sutter Capital added most to Mine Safety in Q1 2023, an estimated $1.01M increase.
  • Caldwell Sutter Capital's biggest Q1 2023 reduction was Neogen, cutting an estimated $662K.
  • Caldwell Sutter Capital fully exited MPLX in Q1 2023, selling an estimated $131K.
  • Caldwell Sutter Capital's ten largest holdings make up 29% of its $137M portfolio in Q1 2023.
  • Caldwell Sutter Capital opened 253 new positions and closed 4 in Q1 2023.
  • Caldwell Sutter Capital's portfolio value rose 21% quarter-over-quarter to $137M.

Based on Caldwell Sutter Capital's 13F filing for Q1 2023, filed 25 Apr 2023.