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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $265M
1-Year Est. Return 30.15%
This Fund
S&P 500
This Quarter Est. Return
+1.71%
1 Year Est. Return
+30.15%
3 Year Est. Return
+79.5%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$137M
AUM Growth
+$23.8M
Cap. Flow
+$24.7M
Cap. Flow %
18.01%
Top 10 Hldgs %
29.14%
Holding
570
New
253
Increased
134
Reduced
21
Closed
4

Top Buys

Rank Stock Value
1
MSA icon
Mine Safety
MSA
+$1.01M
2
KNTK icon
Kinetik
KNTK
+$675K
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$625K
4
XOM icon
ExxonMobil
XOM
+$616K
5
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$461K

Top Sells

Rank Stock Value
1
NEOG icon
Neogen
NEOG
+$662K
2
O icon
Realty Income
O
+$344K
3
VRTX icon
Vertex Pharmaceuticals
VRTX
+$149K
4
MPLX icon
MPLX
MPLX
+$131K
5
KEYS icon
Keysight
KEYS
+$84.9K

Sector Composition

Rank Sector Weight
1 Financials 24.73%
2 Technology 13.74%
3 Industrials 10.7%
4 Miscellaneous 9.31%
5 Consumer Staples 8.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PBHC icon
101
Pathfinder Bancorp
PBHC
$110M
$265K 0.19%
15,373
– –
F icon
102
Ford
F
$54.8B
$257K 0.19%
20,364
+5,379
+36% +$67.3K
BAC icon
103
Bank of America
BAC
$408B
$255K 0.19%
8,903
+1,416
+19% +$46.7K
KMB icon
104
Kimberly-Clark
KMB
$32.6B
$250K 0.18%
+1,861
New +$242K
COLM icon
105
Columbia Sportswear
COLM
$2.93B
$244K 0.18%
2,700
– –
GPMT
106
Granite Point Mortgage Trust
GPMT
$42.9M
$239K 0.17%
48,280
-720
-1% -$4.19K
BGH
107
Barings Global Short Duration High Yield Fund
BGH
$275M
$239K 0.17%
18,500
– –
FRPH icon
108
FRP Holdings
FRPH
$411M
$235K 0.17%
8,132
– –
USB icon
109
US Bancorp
USB
$94.1B
$228K 0.17%
6,334
+3,006
+90% +$134K
HE icon
110
Hawaiian Electric Industries
HE
$1.76B
$227K 0.17%
5,900
– –
CET
111
Central Securities Corp
CET
$1.64B
$222K 0.16%
6,378
– –
JPS
112
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$221K 0.16%
34,254
– –
WMB icon
113
Williams Companies
WMB
$88B
$220K 0.16%
+7,372
New +$228K
MRVL icon
114
Marvell Technology
MRVL
$218B
$213K 0.16%
4,926
– –
TCI icon
115
Transcontinental Realty Investors
TCI
$360M
$212K 0.15%
5,000
+300
+6% +$13.4K
MMM icon
116
3M
MMM
$85.2B
$209K 0.15%
2,381
+2,178
+1,073% +$205K
AMGN icon
117
Amgen
AMGN
$206B
$208K 0.15%
+862
New +$212K
MNSB icon
118
MainStreet Bancshares
MNSB
$179M
$207K 0.15%
8,818
– –
XLY icon
119
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.2B
$207K 0.15%
2,762
– –
BMY icon
120
Bristol-Myers Squibb
BMY
$129B
$205K 0.15%
2,957
+1,532
+108% +$108K
CLMT icon
121
Calumet Specialty Products
CLMT
$5.19B
$204K 0.15%
11,724
+5,784
+97% +$103K
CTG
122
DELISTED
Computer Task Group, Inc.
CTG
$204K 0.15%
+28,088
New +$208K
QQQ icon
123
Invesco QQQ Trust
QQQ
$482B
$203K 0.15%
633
+63
+11% +$18.6K
BCE icon
124
BCE
BCE
$21B
$202K 0.15%
+4,514
New +$204K
ET icon
125
Energy Transfer Partners
ET
$72.8B
$202K 0.15%
16,200
+800
+5% +$10.1K
3 4
5
6 7

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Caldwell Sutter Capital's Q1 2023 Portfolio in Review

As of Q1 2023, Caldwell Sutter Capital held 570 positions worth $137M, up 21% from $113M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Caldwell Sutter Capital deployed $24.7M of net new capital in Q1 2023, opening 253 new positions and adding to 134 existing holdings. Its largest new stake was PIMCO Active Bond Exchange-Traded Fund: 4,986 shares worth $462K.

By sector, the portfolio is most concentrated in Financials at 25% of assets, down from 29% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Neogen, an estimated $662K trimmed.

  • Caldwell Sutter Capital's largest Q1 2023 buy was PIMCO Active Bond Exchange-Traded Fund: 4,986 shares worth $462K.
  • Caldwell Sutter Capital added most to Mine Safety in Q1 2023, an estimated $1.01M increase.
  • Caldwell Sutter Capital's biggest Q1 2023 reduction was Neogen, cutting an estimated $662K.
  • Caldwell Sutter Capital fully exited MPLX in Q1 2023, selling an estimated $131K.
  • Caldwell Sutter Capital's ten largest holdings make up 29% of its $137M portfolio in Q1 2023.
  • Caldwell Sutter Capital opened 253 new positions and closed 4 in Q1 2023.
  • Caldwell Sutter Capital's portfolio value rose 21% quarter-over-quarter to $137M.

Based on Caldwell Sutter Capital's 13F filing for Q1 2023, filed 25 Apr 2023.