We are live on ! Find out more
CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
+10.95%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$197M
AUM Growth
+$16.1M
Cap. Flow
+$406K
Cap. Flow %
0.21%
Top 10 Hldgs %
22.2%
Holding
991
New
100
Increased
183
Reduced
143
Closed
34

Top Buys

Rank Stock Value
1
SENEA icon
Seneca Foods Class A
SENEA
+$540K
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$393K
3
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$215K
4
VTI icon
Vanguard Total Stock Market ETF
VTI
+$213K
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$203K

Top Sells

Rank Stock Value
1
V icon
Visa
V
+$498K
2
CTG
Computer Task Group, Inc.
CTG
+$342K
3
GOLD
Gold.com Inc
GOLD
+$299K
4
INTG icon
InterGroup Corp
INTG
+$267K
5
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$211K

Sector Composition

Rank Sector Weight
1 Financials 21.87%
2 Technology 13.01%
3 Industrials 12.76%
4 Consumer Staples 7.98%
5 Energy 7.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VNO icon
976
Vornado Realty Trust
VNO
$7.54B
– –
-16
Closed -$363
VYX icon
977
NCR Voyix
VYX
$1.19B
– –
-33
Closed -$539
ZIMV
978
DELISTED
ZimVie
ZIMV
– –
-1
Closed -$9
AAN
979
DELISTED
The Aaron's Company Inc
AAN
– –
-4
Closed -$37
DOOR
980
DELISTED
MASONITE INTERNATIONAL CORP
DOOR
– –
-25
Closed -$2.33K
CTG
981
DELISTED
Computer Task Group, Inc.
CTG
– –
-33,088
Closed -$342K
VRTV
982
DELISTED
VERITIV CORPORATION
VRTV
– –
-25
Closed -$4.22K
AVTA
983
DELISTED
Avantax, Inc. Common Stock
AVTA
– –
-2
Closed -$51
VMW
984
DELISTED
VMware, Inc
VMW
– –
-18
Closed -$3K
CCF
985
DELISTED
Chase Corporation
CCF
– –
-73
Closed -$9.29K
ICPT
986
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
– –
-100
Closed -$1.85K
JPS
987
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
– –
-34,254
Closed -$211K
ACGN
988
DELISTED
Aceragen Inc
ACGN
$0 ﹤0.01%
294
– –
ARD
989
DELISTED
Ardagh Group S.A. Class A Common Shares
ARD
$0 ﹤0.01%
64
– –
ECTY
990
DELISTED
ECOTALITY INC COMMON STOCK (NV)
ECTY
$0 ﹤0.01%
4,000
– –
36 37 38 39
40

Similar funds

RPCONE
Retirement Planning Company of New England Warwick, Rhode Island $246M AUM 27.83% 1-Year Est. Return
VPA
Vernal Point Advisors San Francisco, California $246M AUM 12.97% 1-Year Est. Return
MAMHA
MY.Alpha Management HK Advisors Hong Kong $246M AUM 73.75% 1-Year Est. Return
IRP
Investment Research Partners Lemont, Pennsylvania $246M AUM
HA
Hanover Advisors Seneca, South Carolina $246M AUM 12.74% 1-Year Est. Return
DB
Dravo Bay Rehoboth Beach, Delaware $246M AUM 15.09% 1-Year Est. Return
PPA
Pilgrim Partners Asia Singapore $246M AUM
HWM
HighMark Wealth Management St. Paul, Minnesota $246M AUM 35.95% 1-Year Est. Return

Caldwell Sutter Capital's Q4 2023 Portfolio in Review

As of Q4 2023, Caldwell Sutter Capital held 991 positions worth $197M, up 8.9% from $181M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Caldwell Sutter Capital's Q4 2023 filing shows 100 new, 183 increased, 143 reduced and 34 closed positions. Its largest new stake was Nuveen Preferred & Income Opportunities Fund: 33,864 shares worth $229K. The largest sale was Visa, an estimated $498K.

By sector, the portfolio is most concentrated in Financials at 22% of assets, up from 22% a quarter earlier, followed by Technology and Industrials.

  • Caldwell Sutter Capital's largest Q4 2023 buy was Nuveen Preferred & Income Opportunities Fund: 33,864 shares worth $229K.
  • Caldwell Sutter Capital added most to Seneca Foods Class A in Q4 2023, an estimated $540K increase.
  • Caldwell Sutter Capital's biggest Q4 2023 reduction was Visa, cutting an estimated $498K.
  • Caldwell Sutter Capital fully exited Computer Task Group, Inc. in Q4 2023, selling an estimated $342K.
  • Caldwell Sutter Capital's ten largest holdings make up 22% of its $197M portfolio in Q4 2023.
  • Caldwell Sutter Capital opened 100 new positions and closed 34 in Q4 2023.
  • Caldwell Sutter Capital's portfolio value rose 8.9% quarter-over-quarter to $197M.

Based on Caldwell Sutter Capital's 13F filing for Q4 2023, filed 19 Jan 2024.