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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
-2.71%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$181M
AUM Growth
-$10.1M
Cap. Flow
-$2.53M
Cap. Flow %
-1.4%
Top 10 Hldgs %
23.14%
Holding
908
New
41
Increased
133
Reduced
140
Closed
17

Top Buys

Rank Stock Value
1
DG icon
Dollar General
DG
+$765K
2
SENEA icon
Seneca Foods Class A
SENEA
+$450K
3
OKE icon
Oneok
OKE
+$320K
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$271K
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$214K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.64M
2
GOLD
Gold.com Inc
GOLD
+$1.18M
3
NHS
Neuberger High Yield Strategies Fund Inc
NHS
+$502K
4
MMP
Magellan Midstream Partners, L.P.
MMP
+$470K
5
CVS icon
CVS Health
CVS
+$286K

Sector Composition

Rank Sector Weight
1 Financials 21.51%
2 Technology 12.44%
3 Industrials 12.39%
4 Energy 8.35%
5 Consumer Staples 8.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
O icon
76
Realty Income
O
$59.2B
$658K 0.36%
13,171
-1,687
-11% -$97K
LMT icon
77
Lockheed Martin
LMT
$135B
$654K 0.36%
1,599
-17
-1% -$7.54K
BRK.B icon
78
Berkshire Hathaway Class B
BRK.B
$1.11T
$642K 0.36%
1,834
+14
+0.8% +$4.97K
WLYB icon
79
John Wiley & Sons Class B
WLYB
$2.67B
$639K 0.35%
17,104
– –
VDE icon
80
Vanguard Energy ETF
VDE
$9.95B
$621K 0.34%
4,902
-500
-9% -$61.2K
MPV
81
Barings Participation Investors
MPV
$175M
$609K 0.34%
45,377
– –
CLX icon
82
Clorox
CLX
$11.9B
$608K 0.34%
4,640
+22
+0.5% +$3.34K
SMBK icon
83
SmartFinancial
SMBK
$909M
$608K 0.34%
28,431
– –
KO icon
84
Coca-Cola
KO
$374B
$568K 0.31%
10,153
-940
-8% -$56.4K
DOW icon
85
Dow Inc
DOW
$21.6B
$565K 0.31%
10,965
-531
-5% -$28.5K
OKE icon
86
Oneok
OKE
$55.6B
$559K 0.31%
8,808
+4,896
+125% +$320K
SENEA icon
87
Seneca Foods Class A
SENEA
$1.15B
$558K 0.31%
10,371
+10,050
+3,131% +$450K
SSBK
88
DELISTED
Southern States Bancshares
SSBK
$553K 0.31%
24,494
– –
QCOM icon
89
Qualcomm
QCOM
$159B
$546K 0.3%
4,916
+184
+4% +$21.3K
DG icon
90
Dollar General
DG
$28.2B
$545K 0.3%
5,155
+5,130
+20,520% +$765K
AMGN icon
91
Amgen
AMGN
$204B
$542K 0.3%
2,018
-27
-1% -$6.74K
BAC icon
92
Bank of America
BAC
$437B
$541K 0.3%
19,759
-408
-2% -$12.1K
BRK.A icon
93
Berkshire Hathaway Class A
BRK.A
$1.1T
$531K 0.29%
1
– –
DUK icon
94
Duke Energy
DUK
$96.9B
$513K 0.28%
5,812
+397
+7% +$36.4K
BMRC icon
95
Bank of Marin Bancorp
BMRC
$474M
$513K 0.28%
28,048
– –
WMB icon
96
Williams Companies
WMB
$86.1B
$507K 0.28%
15,042
+381
+3% +$13K
VTV icon
97
Vanguard Morningstar Value ETF
VTV
$189B
$496K 0.27%
3,593
+189
+6% +$27.1K
DVN icon
98
Devon Energy
DVN
$51.4B
$494K 0.27%
10,361
+200
+2% +$10.1K
UPS icon
99
United Parcel Service
UPS
$90.8B
$490K 0.27%
3,145
+72
+2% +$12.4K
NRIM icon
100
Northrim BanCorp
NRIM
$606M
$490K 0.27%
49,468
– –
2 3
4
5 6

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MAMHA
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IRP
Investment Research Partners Lemont, Pennsylvania $246M AUM
HA
Hanover Advisors Seneca, South Carolina $246M AUM 12.74% 1-Year Est. Return
DB
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HWM
HighMark Wealth Management St. Paul, Minnesota $246M AUM 35.95% 1-Year Est. Return
FPW
Flagship Private Wealth Woburn, Massachusetts $246M AUM 15.53% 1-Year Est. Return
EPIM
Equinox Partners Investment Management Stamford, Connecticut $245M AUM 225.58% 1-Year Est. Return

Caldwell Sutter Capital's Q3 2023 Portfolio in Review

As of Q3 2023, Caldwell Sutter Capital held 908 positions worth $181M, down 5.3% from $191M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Caldwell Sutter Capital's Q3 2023 filing shows 41 new, 133 increased, 140 reduced and 17 closed positions. Its largest new stake was Unity: 2,160 shares worth $67.8K. The largest sale was Apple, an estimated $1.64M.

By sector, the portfolio is most concentrated in Financials at 22% of assets, up from 21% a quarter earlier, followed by Technology and Industrials.

  • Caldwell Sutter Capital's largest Q3 2023 buy was Unity: 2,160 shares worth $67.8K.
  • Caldwell Sutter Capital added most to Dollar General in Q3 2023, an estimated $765K increase.
  • Caldwell Sutter Capital's biggest Q3 2023 reduction was Apple, cutting an estimated $1.64M.
  • Caldwell Sutter Capital fully exited Neuberger High Yield Strategies Fund Inc in Q3 2023, selling an estimated $502K.
  • Caldwell Sutter Capital's ten largest holdings make up 23% of its $181M portfolio in Q3 2023.
  • Caldwell Sutter Capital opened 41 new positions and closed 17 in Q3 2023.
  • Caldwell Sutter Capital's portfolio value fell 5.3% quarter-over-quarter to $181M.

Based on Caldwell Sutter Capital's 13F filing for Q3 2023, filed 25 Oct 2023.