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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
+1.71%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$137M
AUM Growth
+$23.8M
Cap. Flow
+$24.7M
Cap. Flow %
18.01%
Top 10 Hldgs %
29.14%
Holding
570
New
253
Increased
134
Reduced
21
Closed
4

Top Buys

Rank Stock Value
1
MSA icon
Mine Safety
MSA
+$1.01M
2
KNTK icon
Kinetik
KNTK
+$675K
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$625K
4
XOM icon
ExxonMobil
XOM
+$616K
5
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$461K

Top Sells

Rank Stock Value
1
NEOG icon
Neogen
NEOG
+$662K
2
O icon
Realty Income
O
+$344K
3
VRTX icon
Vertex Pharmaceuticals
VRTX
+$149K
4
MPLX icon
MPLX
MPLX
+$131K
5
KEYS icon
Keysight
KEYS
+$84.9K

Sector Composition

Rank Sector Weight
1 Financials 24.7%
2 Technology 13.59%
3 Industrials 10.7%
4 Consumer Staples 8.84%
5 Real Estate 8.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STT icon
76
State Street
STT
$50.2B
$454K 0.33%
6,000
+300
+5% +$25.3K
XLF icon
77
State Street Financial Select Sector SPDR ETF
XLF
$57.4B
$429K 0.31%
13,334
– –
DOW icon
78
Dow Inc
DOW
$20.8B
$428K 0.31%
7,812
+3,379
+76% +$190K
CWBC
79
Community West Bancshares
CWBC
$693M
$412K 0.3%
20,043
– –
NXDT
80
NexPoint Diversified Real Estate Trust
NXDT
$276M
$409K 0.3%
39,400
+2,161
+6% +$25.6K
T icon
81
AT&T
T
$169B
$404K 0.29%
21,008
+15,361
+272% +$294K
NUE icon
82
Nucor
NUE
$60.5B
$395K 0.29%
2,560
+50
+2% +$7.95K
SPLP
83
DELISTED
STEEL PARTNERS HOLDINGS L.P.
SPLP
$391K 0.29%
8,911
+100
+1% +$4.33K
GILD icon
84
Gilead Sciences
GILD
$167B
$384K 0.28%
4,625
+4,155
+884% +$344K
FBMS
85
DELISTED
The First Bancshares, Inc.
FBMS
$351K 0.26%
+13,600
New +$401K
SMID icon
86
Smith-Midland
SMID
$155M
$345K 0.25%
18,410
– –
QCOM icon
87
Qualcomm
QCOM
$172B
$343K 0.25%
2,686
+669
+33% +$83.2K
INDT
88
DELISTED
INDUS Realty Trust, Inc. (MD) Common Stock
INDT
$335K 0.24%
5,054
-81
-2% -$5.25K
U icon
89
Unity
U
$13.9B
$324K 0.24%
10,000
+540
+6% +$17.4K
NKE icon
90
Nike
NKE
$63.9B
$324K 0.24%
2,643
+133
+5% +$16.4K
NVDA icon
91
NVIDIA
NVDA
$4.77T
$317K 0.23%
11,400
+2,370
+26% +$51.3K
UPS icon
92
United Parcel Service
UPS
$89.7B
$313K 0.23%
1,615
+1,335
+477% +$245K
MMP
93
DELISTED
Magellan Midstream Partners, L.P.
MMP
$310K 0.23%
+5,720
New +$303K
FTV icon
94
Fortive
FTV
$19.5B
$306K 0.22%
5,950
– –
MA icon
95
Mastercard
MA
$497B
$293K 0.21%
805
+100
+14% +$36.3K
LDUR icon
96
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
$1.37B
$286K 0.21%
+3,016
New +$285K
KO icon
97
Coca-Cola
KO
$380B
$284K 0.21%
4,581
+3,605
+369% +$218K
VUG icon
98
Vanguard Growth ETF
VUG
$216B
$281K 0.21%
6,762
+4,938
+271% +$192K
BARK icon
99
BARK
BARK
$78.4M
$277K 0.2%
9,542
-1,486
-13% -$47.1K
LMT icon
100
Lockheed Martin
LMT
$134B
$269K 0.2%
+568
New +$266K
2 3
4
5 6

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Caldwell Sutter Capital's Q1 2023 Portfolio in Review

As of Q1 2023, Caldwell Sutter Capital held 570 positions worth $137M, up 21% from $113M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Caldwell Sutter Capital deployed $24.7M of net new capital in Q1 2023, opening 253 new positions and adding to 134 existing holdings. Its largest new stake was PIMCO Active Bond Exchange-Traded Fund: 4,986 shares worth $462K.

By sector, the portfolio is most concentrated in Financials at 25% of assets, down from 29% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Neogen, an estimated $662K trimmed.

  • Caldwell Sutter Capital's largest Q1 2023 buy was PIMCO Active Bond Exchange-Traded Fund: 4,986 shares worth $462K.
  • Caldwell Sutter Capital added most to Mine Safety in Q1 2023, an estimated $1.01M increase.
  • Caldwell Sutter Capital's biggest Q1 2023 reduction was Neogen, cutting an estimated $662K.
  • Caldwell Sutter Capital fully exited MPLX in Q1 2023, selling an estimated $131K.
  • Caldwell Sutter Capital's ten largest holdings make up 29% of its $137M portfolio in Q1 2023.
  • Caldwell Sutter Capital opened 253 new positions and closed 4 in Q1 2023.
  • Caldwell Sutter Capital's portfolio value rose 21% quarter-over-quarter to $137M.

Based on Caldwell Sutter Capital's 13F filing for Q1 2023, filed 25 Apr 2023.