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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
+10.37%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$215M
AUM Growth
+$12.5M
Cap. Flow
-$4.2M
Cap. Flow %
-1.96%
Top 10 Hldgs %
21.07%
Holding
940
New
15
Increased
87
Reduced
179
Closed
32

Top Buys

Rank Stock Value
1
FSUN
FirstSun Capital Bancorp
FSUN
+$2.63M
2
HSY icon
Hershey
HSY
+$523K
3
KVUE icon
Kenvue
KVUE
+$467K
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$428K
5
CLMT icon
Calumet Specialty Products
CLMT
+$240K

Top Sells

Rank Stock Value
1
CSW
CSW Industrials
CSW
+$1.51M
2
NWLI
National Western Life Group, Inc. Class A
NWLI
+$961K
3
AAPL icon
Apple
AAPL
+$705K
4
COST icon
Costco
COST
+$574K
5
V icon
Visa
V
+$413K

Sector Composition

Rank Sector Weight
1 Financials 22.88%
2 Industrials 12.24%
3 Technology 12.05%
4 Consumer Staples 7.91%
5 Energy 6.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WEN icon
926
Wendy's
WEN
$1.46B
– –
-100
Closed -$1.7K
ZM icon
927
Zoom
ZM
$26.8B
– –
-50
Closed -$2.96K
EIPI
928
FT Energy Income Partners Enhanced Income ETF
EIPI
$1.07B
– –
-984
Closed -$18.3K
SPWR
929
DELISTED
SunPower Corporation Common Stock
SPWR
– –
-600
Closed -$1.78K
LL
930
DELISTED
LL Flooring Holdings, Inc.
LL
– –
-5
Closed -$7
CALB
931
DELISTED
California BanCorp Common Stock
CALB
– –
-3,256
Closed -$70K
ASTR
932
DELISTED
Astra Space, Inc. Class A Common Stock
ASTR
– –
-1,356
Closed -$682
NXG.RT
933
DELISTED
NXG NextGen Infrastructure Income Fund Rights (expiring July 17, 2024)
NXG.RT
– –
-2,769
Closed -$1.52K
NWLI
934
DELISTED
National Western Life Group, Inc. Class A
NWLI
– –
-1,933
Closed -$961K
WRK
935
DELISTED
WestRock Company
WRK
– –
-1,443
Closed -$72.5K
ACGN
936
DELISTED
Aceragen Inc
ACGN
– –
-294
Closed –
ARD
937
DELISTED
Ardagh Group S.A. Class A Common Shares
ARD
– –
-64
Closed –
MACK
938
DELISTED
Merrimack Pharmaceuticals, Inc.
MACK
– –
-7,458
Closed –
ECTY
939
DELISTED
ECOTALITY INC COMMON STOCK (NV)
ECTY
– –
-4,000
Closed –
34 35 36 37
38

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Caldwell Sutter Capital's Q3 2024 Portfolio in Review

As of Q3 2024, Caldwell Sutter Capital held 940 positions worth $215M, up 6.2% from $202M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Caldwell Sutter Capital's Q3 2024 filing shows 15 new, 87 increased, 179 reduced and 32 closed positions. Its largest new stake was FirstSun Capital Bancorp: 63,666 shares worth $2.71M. The largest sale was CSW Industrials, an estimated $1.51M.

By sector, the portfolio is most concentrated in Financials at 23% of assets, up from 21% a quarter earlier, followed by Industrials and Technology.

  • Caldwell Sutter Capital's largest Q3 2024 buy was FirstSun Capital Bancorp: 63,666 shares worth $2.71M.
  • Caldwell Sutter Capital added most to Hershey in Q3 2024, an estimated $523K increase.
  • Caldwell Sutter Capital's biggest Q3 2024 reduction was CSW Industrials, cutting an estimated $1.51M.
  • Caldwell Sutter Capital fully exited National Western Life Group, Inc. Class A in Q3 2024, selling an estimated $961K.
  • Caldwell Sutter Capital's ten largest holdings make up 21% of its $215M portfolio in Q3 2024.
  • Caldwell Sutter Capital opened 15 new positions and closed 32 in Q3 2024.
  • Caldwell Sutter Capital's portfolio value rose 6.2% quarter-over-quarter to $215M.

Based on Caldwell Sutter Capital's 13F filing for Q3 2024, filed 25 Oct 2024.