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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
+6.22%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$234M
AUM Growth
+$15.8M
Cap. Flow
+$4.87M
Cap. Flow %
2.08%
Top 10 Hldgs %
22.85%
Holding
896
New
39
Increased
124
Reduced
160
Closed
25

Top Buys

Rank Stock Value
1
PLBC icon
Plumas Bancorp
PLBC
+$4.54M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$998K
3
AAPL icon
Apple
AAPL
+$880K
4
FBK icon
FB Financial Corp
FBK
+$619K
5
MCHB
Mechanics Bancorp
MCHB
+$615K

Top Sells

Rank Stock Value
1
SSBK
Southern States Bancshares
SSBK
+$663K
2
MSFT icon
Microsoft
MSFT
+$533K
3
SPLP
STEEL PARTNERS HOLDINGS L.P.
SPLP
+$290K
4
V icon
Visa
V
+$278K
5
CAT icon
Caterpillar
CAT
+$201K

Sector Composition

Rank Sector Weight
1 Financials 26.24%
2 Technology 13.12%
3 Industrials 11.97%
4 Consumer Staples 6.82%
5 Energy 5.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KLG
876
DELISTED
WK Kellogg Co
KLG
– –
-290
Closed -$4.62K
LEVI icon
877
Levi Strauss
LEVI
$9.8B
– –
-20
Closed -$370
LII icon
878
Lennox International
LII
$18.9B
– –
-5
Closed -$2.87K
CYPH
879
Cypherpunk Technologies Inc
CYPH
$65.4M
– –
-4
Closed -$1
OCSL icon
880
Oaktree Specialty Lending
OCSL
$1.06B
– –
-5,750
Closed -$78.5K
PARA
881
DELISTED
Paramount Global Class B
PARA
– –
-518
Closed -$6.68K
PCK
882
DELISTED
Pimco California Municipal Income Fund II
PCK
– –
-1,218
Closed -$6.53K
PFFA icon
883
Virtus InfraCap US Preferred Stock ETF
PFFA
$2.44B
– –
-1,100
Closed -$22.9K
PIM
884
Franklin Master Intermediate Income Trust
PIM
$149M
– –
-1,796
Closed -$6.02K
PNR icon
885
Pentair
PNR
$10.8B
– –
-2
Closed -$205
POOL icon
886
Pool Corp
POOL
$7B
– –
-5
Closed -$1.46K
SSBK
887
DELISTED
Southern States Bancshares
SSBK
– –
-18,234
Closed -$663K
SYY icon
888
Sysco
SYY
$40.7B
– –
-137
Closed -$10.4K
THRD
889
DELISTED
Third Harmonic Bio
THRD
$0 ﹤0.01%
+1,000
New +$5.43K
U icon
890
Unity
U
$13.9B
– –
-2,500
Closed -$60.5K
UTF icon
891
Cohen & Steers Infrastructure Fund
UTF
$3.11B
– –
-960
Closed -$25.9K
VXRT
892
DELISTED
Vaxart
VXRT
– –
-2,000
Closed -$904
WBA
893
DELISTED
Walgreens Boots Alliance
WBA
– –
-900
Closed -$10.3K
SPLP
894
DELISTED
STEEL PARTNERS HOLDINGS L.P.
SPLP
– –
-7,345
Closed -$290K
HYZN
895
DELISTED
Hyzon Motors Inc. Class A Common Stock
HYZN
$0 ﹤0.01%
2
– –
32 33 34 35
36

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Caldwell Sutter Capital's Q3 2025 Portfolio in Review

As of Q3 2025, Caldwell Sutter Capital held 896 positions worth $234M, up 7.2% from $218M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Caldwell Sutter Capital's Q3 2025 filing shows 39 new, 124 increased, 160 reduced and 25 closed positions. Its largest new stake was FB Financial Corp: 12,187 shares worth $679K. The largest sale was Southern States Bancshares, an estimated $663K.

By sector, the portfolio is most concentrated in Financials at 26% of assets, up from 25% a quarter earlier, followed by Technology and Industrials.

  • Caldwell Sutter Capital's largest Q3 2025 buy was FB Financial Corp: 12,187 shares worth $679K.
  • Caldwell Sutter Capital added most to Plumas Bancorp in Q3 2025, an estimated $4.54M increase.
  • Caldwell Sutter Capital's biggest Q3 2025 reduction was Microsoft, cutting an estimated $533K.
  • Caldwell Sutter Capital fully exited Southern States Bancshares in Q3 2025, selling an estimated $663K.
  • Caldwell Sutter Capital's ten largest holdings make up 23% of its $234M portfolio in Q3 2025.
  • Caldwell Sutter Capital opened 39 new positions and closed 25 in Q3 2025.
  • Caldwell Sutter Capital's portfolio value rose 7.2% quarter-over-quarter to $234M.

Based on Caldwell Sutter Capital's 13F filing for Q3 2025, filed 29 Oct 2025.