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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $265M
1-Year Est. Return 30.15%
This Fund
S&P 500
This Quarter Est. Return
+6.22%
1 Year Est. Return
+30.15%
3 Year Est. Return
+79.5%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$234M
AUM Growth
+$15.8M
Cap. Flow
+$4.87M
Cap. Flow %
2.08%
Top 10 Hldgs %
22.85%
Holding
896
New
39
Increased
124
Reduced
160
Closed
25

Top Buys

Rank Stock Value
1
PLBC icon
Plumas Bancorp
PLBC
+$4.54M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$998K
3
AAPL icon
Apple
AAPL
+$880K
4
FBK icon
FB Financial Corp
FBK
+$619K
5
MCHB
Mechanics Bancorp
MCHB
+$615K

Top Sells

Rank Stock Value
1
SSBK
Southern States Bancshares
SSBK
+$663K
2
MSFT icon
Microsoft
MSFT
+$533K
3
SPLP
STEEL PARTNERS HOLDINGS L.P.
SPLP
+$290K
4
V icon
Visa
V
+$278K
5
CAT icon
Caterpillar
CAT
+$201K

Sector Composition

Rank Sector Weight
1 Financials 26.24%
2 Miscellaneous 17.79%
3 Technology 13.12%
4 Industrials 12%
5 Consumer Staples 6.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DXC icon
851
DXC Technology
DXC
$1.83B
$82 ﹤0.01%
6
– –
FIRY
852
Firy Inc
FIRY
$173M
$80 ﹤0.01%
10
– –
UA icon
853
Under Armour Class C
UA
$2.09B
$72 ﹤0.01%
15
– –
CVKD icon
854
Cadrenal Therapeutics
CVKD
$3.96M
$69 ﹤0.01%
5
– –
ATYR
855
aTyr Pharma
ATYR
$37.1M
$38 ﹤0.01%
52
– –
DARE icon
856
Dare Bioscience
DARE
$14.9M
$36 ﹤0.01%
17
– –
OVLY icon
857
Oak Valley Bancorp
OVLY
$288M
$28 ﹤0.01%
1
– –
LAZR
858
DELISTED
Luminar Technologies
LAZR
$25 ﹤0.01%
13
– –
CGC
859
Canopy Growth
CGC
$396M
$22 ﹤0.01%
15
– –
PCF
860
High Income Securities Fund
PCF
$100M
$13 ﹤0.01%
2
– –
BLNK icon
861
Blink Charging
BLNK
$79.9M
$8 ﹤0.01%
5
– –
TLF icon
862
Tandy Leather Factory
TLF
$21.6M
$6 ﹤0.01%
2
– –
TTNP
863
DELISTED
Titan Pharmaceuticals
TTNP
$5 ﹤0.01%
1
– –
COTY icon
864
Coty
COTY
$2.2B
$4 ﹤0.01%
1
– –
IMUX icon
865
Immunic
IMUX
$140M
– –
-1
Closed -$9
TLRY icon
866
Tilray
TLRY
$556M
– –
0
– –
APTO
867
DELISTED
Aptose Biosciences, Inc.
APTO
$2 ﹤0.01%
2
– –
WKHS icon
868
Workhorse Group
WKHS
$33.9M
– –
0
– –
AVNS
869
DELISTED
Avanos Medical
AVNS
– –
-3
Closed -$37
BCLI
870
DELISTED
BRAINSTORM CELL THERAPUTC
BCLI
– –
-157,009
Closed –
CHPT icon
871
ChargePoint
CHPT
$267M
– –
0
– -$4
DLTH icon
872
Duluth Holdings
DLTH
$162M
– –
-80
Closed -$168
AZIO
873
Azio AI Holdings
AZIO
$21.7M
– –
-1,305
Closed -$2.34K
FC icon
874
Franklin Covey
FC
$198M
– –
-35
Closed -$799
HES
875
DELISTED
Hess
HES
– –
-155
Closed -$21.5K
32 33 34
35
36

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BCA
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HFA
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PI
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M
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Caldwell Sutter Capital's Q3 2025 Portfolio in Review

As of Q3 2025, Caldwell Sutter Capital held 896 positions worth $234M, up 7.2% from $218M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Caldwell Sutter Capital's Q3 2025 filing shows 39 new, 124 increased, 160 reduced and 25 closed positions. Its largest new stake was FB Financial Corp: 12,187 shares worth $679K. The largest sale was Southern States Bancshares, an estimated $663K.

By sector, the portfolio is most concentrated in Financials at 26% of assets, up from 25% a quarter earlier, followed by Miscellaneous and Technology.

  • Caldwell Sutter Capital's largest Q3 2025 buy was FB Financial Corp: 12,187 shares worth $679K.
  • Caldwell Sutter Capital added most to Plumas Bancorp in Q3 2025, an estimated $4.54M increase.
  • Caldwell Sutter Capital's biggest Q3 2025 reduction was Microsoft, cutting an estimated $533K.
  • Caldwell Sutter Capital fully exited Southern States Bancshares in Q3 2025, selling an estimated $663K.
  • Caldwell Sutter Capital's ten largest holdings make up 23% of its $234M portfolio in Q3 2025.
  • Caldwell Sutter Capital opened 39 new positions and closed 25 in Q3 2025.
  • Caldwell Sutter Capital's portfolio value rose 7.2% quarter-over-quarter to $234M.

Based on Caldwell Sutter Capital's 13F filing for Q3 2025, filed 29 Oct 2025.