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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
+6.22%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$234M
AUM Growth
+$15.8M
Cap. Flow
+$4.87M
Cap. Flow %
2.08%
Top 10 Hldgs %
22.85%
Holding
896
New
39
Increased
124
Reduced
160
Closed
25

Top Buys

Rank Stock Value
1
PLBC icon
Plumas Bancorp
PLBC
+$4.54M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$998K
3
AAPL icon
Apple
AAPL
+$880K
4
FBK icon
FB Financial Corp
FBK
+$619K
5
MCHB
Mechanics Bancorp
MCHB
+$615K

Top Sells

Rank Stock Value
1
SSBK
Southern States Bancshares
SSBK
+$663K
2
MSFT icon
Microsoft
MSFT
+$533K
3
SPLP
STEEL PARTNERS HOLDINGS L.P.
SPLP
+$290K
4
V icon
Visa
V
+$278K
5
CAT icon
Caterpillar
CAT
+$201K

Sector Composition

Rank Sector Weight
1 Financials 26.24%
2 Technology 13.12%
3 Industrials 11.97%
4 Consumer Staples 6.82%
5 Energy 5.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KSS icon
826
Kohl's
KSS
$2.16B
$538 ﹤0.01%
35
– –
VFC icon
827
VF Corp
VFC
$7.16B
$534 ﹤0.01%
37
– –
MAGN
828
Magnera Corp
MAGN
$498M
$515 ﹤0.01%
44
– –
OPI
829
DELISTED
Office Properties Income Trust
OPI
$498 ﹤0.01%
1,512
– –
GME icon
830
GameStop
GME
$9.94B
$491 ﹤0.01%
18
– –
LITE icon
831
Lumentum
LITE
$50.7B
$488 ﹤0.01%
3
– –
CAR icon
832
Avis
CAR
$5.88B
$482 ﹤0.01%
3
– –
XIFR
833
XPLR Infrastructure LP
XIFR
$1.11B
$458 ﹤0.01%
45
+30
+200% +$290
AXTI icon
834
AXT Inc
AXTI
$2.8B
$449 ﹤0.01%
100
– –
NVAX icon
835
Novavax
NVAX
$1.21B
$434 ﹤0.01%
50
+25
+100% +$195
ONL
836
Orion Office REIT
ONL
$148M
$378 ﹤0.01%
140
– –
EVLVW
837
DELISTED
Evolv Technologies Warrant
EVLVW
$365 ﹤0.01%
500
– –
RIG icon
838
Transocean
RIG
$5.52B
$349 ﹤0.01%
112
– –
CVV icon
839
CVD Equipment Corp
CVV
$46.7M
$336 ﹤0.01%
100
– –
PINS icon
840
Pinterest
PINS
$13.6B
$322 ﹤0.01%
10
– –
ILMN icon
841
Illumina
ILMN
$29.2B
$285 ﹤0.01%
3
– –
ADNT icon
842
Adient
ADNT
$1.7B
$265 ﹤0.01%
11
– –
ABEV icon
843
Ambev
ABEV
$48.4B
$248 ﹤0.01%
111
– –
VIAV icon
844
Viavi Solutions
VIAV
$8.66B
$228 ﹤0.01%
18
– –
MSGE icon
845
Madison Square Garden
MSGE
$3.65B
$226 ﹤0.01%
5
-10
-67% -$405
SLS icon
846
SELLAS Life Sciences
SLS
$1.98B
$161 ﹤0.01%
100
– –
ZTEK
847
Zentek
ZTEK
$69.9M
$153 ﹤0.01%
200
– –
IFN
848
Aberdeen India Fund
IFN
$496M
$147 ﹤0.01%
10
– –
SPRB
849
Spruce Biosciences
SPRB
$114M
$116 ﹤0.01%
13
– –
GAP
850
The Gap Inc
GAP
$7.28B
$107 ﹤0.01%
5
– –
32 33
34
35 36

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MAMHA
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IRP
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HA
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HWM
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Caldwell Sutter Capital's Q3 2025 Portfolio in Review

As of Q3 2025, Caldwell Sutter Capital held 896 positions worth $234M, up 7.2% from $218M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Caldwell Sutter Capital's Q3 2025 filing shows 39 new, 124 increased, 160 reduced and 25 closed positions. Its largest new stake was FB Financial Corp: 12,187 shares worth $679K. The largest sale was Southern States Bancshares, an estimated $663K.

By sector, the portfolio is most concentrated in Financials at 26% of assets, up from 25% a quarter earlier, followed by Technology and Industrials.

  • Caldwell Sutter Capital's largest Q3 2025 buy was FB Financial Corp: 12,187 shares worth $679K.
  • Caldwell Sutter Capital added most to Plumas Bancorp in Q3 2025, an estimated $4.54M increase.
  • Caldwell Sutter Capital's biggest Q3 2025 reduction was Microsoft, cutting an estimated $533K.
  • Caldwell Sutter Capital fully exited Southern States Bancshares in Q3 2025, selling an estimated $663K.
  • Caldwell Sutter Capital's ten largest holdings make up 23% of its $234M portfolio in Q3 2025.
  • Caldwell Sutter Capital opened 39 new positions and closed 25 in Q3 2025.
  • Caldwell Sutter Capital's portfolio value rose 7.2% quarter-over-quarter to $234M.

Based on Caldwell Sutter Capital's 13F filing for Q3 2025, filed 29 Oct 2025.