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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
-2.71%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$181M
AUM Growth
-$10.1M
Cap. Flow
-$2.53M
Cap. Flow %
-1.4%
Top 10 Hldgs %
23.14%
Holding
908
New
41
Increased
133
Reduced
140
Closed
17

Top Buys

Rank Stock Value
1
DG icon
Dollar General
DG
+$765K
2
SENEA icon
Seneca Foods Class A
SENEA
+$450K
3
OKE icon
Oneok
OKE
+$320K
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$271K
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$214K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.64M
2
GOLD
Gold.com Inc
GOLD
+$1.18M
3
NHS
Neuberger High Yield Strategies Fund Inc
NHS
+$502K
4
MMP
Magellan Midstream Partners, L.P.
MMP
+$470K
5
CVS icon
CVS Health
CVS
+$286K

Sector Composition

Rank Sector Weight
1 Financials 21.51%
2 Technology 12.44%
3 Industrials 12.39%
4 Energy 8.35%
5 Consumer Staples 8.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SMG icon
826
ScottsMiracle-Gro
SMG
$3.97B
$620 ﹤0.01%
12
– –
REZ icon
827
iShares Residential and Multisector Real Estate ETF
REZ
$874M
$594 ﹤0.01%
+9
New +$643
PNTG icon
828
Pennant Group
PNTG
$1.4B
$557 ﹤0.01%
50
– –
PFIE
829
DELISTED
Profire Energy, Inc
PFIE
$556 ﹤0.01%
+200
New +$406
CAR icon
830
Avis
CAR
$4.91B
$539 ﹤0.01%
3
– –
VYX icon
831
NCR Voyix
VYX
$1.19B
$539 ﹤0.01%
33
– –
ME
832
DELISTED
23andMe Holding Co
ME
$538 ﹤0.01%
28
– –
EVA
833
DELISTED
Enviva Inc.
EVA
$500 ﹤0.01%
67
– –
HEFA icon
834
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.55B
$482 ﹤0.01%
+16
New +$484
NAPA
835
DELISTED
The Duckhorn Portfolio, Inc.
NAPA
$431 ﹤0.01%
42
– –
ILMN icon
836
Illumina
ILMN
$29.9B
$412 ﹤0.01%
3
– –
EVLVW
837
DELISTED
Evolv Technologies Warrant
EVLVW
$400 ﹤0.01%
+500
New +$705
ROL icon
838
Rollins
ROL
$18.4B
$373 ﹤0.01%
10
– –
VNO icon
839
Vornado Realty Trust
VNO
$7.51B
$363 ﹤0.01%
16
– –
GME icon
840
GameStop
GME
$8.55B
$296 ﹤0.01%
18
– –
ABEV icon
841
Ambev
ABEV
$47.1B
$286 ﹤0.01%
111
– –
SCZ icon
842
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.4B
$282 ﹤0.01%
5
– –
LUMN icon
843
Lumen
LUMN
$6.65B
$273 ﹤0.01%
192
– –
PINS icon
844
Pinterest
PINS
$13.5B
$270 ﹤0.01%
10
– –
PRG icon
845
PROG Holdings
PRG
$1.82B
$266 ﹤0.01%
8
– –
BABA icon
846
Alibaba
BABA
$305B
$260 ﹤0.01%
+3
New +$275
APTO
847
DELISTED
Aptose Biosciences, Inc.
APTO
$258 ﹤0.01%
3
– –
ZTEK
848
Zentek
ZTEK
$85.3M
$251 ﹤0.01%
200
– –
BOTZ icon
849
Global X Robotics & Artificial Intelligence ETF
BOTZ
$3.35B
$247 ﹤0.01%
10
– –
EFV icon
850
iShares MSCI EAFE Value ETF
EFV
$29B
$245 ﹤0.01%
5
– –
32 33
34
35 36

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MAMHA
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IRP
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HA
Hanover Advisors Seneca, South Carolina $246M AUM 12.74% 1-Year Est. Return
DB
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HWM
HighMark Wealth Management St. Paul, Minnesota $246M AUM 35.95% 1-Year Est. Return
FPW
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EPIM
Equinox Partners Investment Management Stamford, Connecticut $245M AUM 225.58% 1-Year Est. Return

Caldwell Sutter Capital's Q3 2023 Portfolio in Review

As of Q3 2023, Caldwell Sutter Capital held 908 positions worth $181M, down 5.3% from $191M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Caldwell Sutter Capital's Q3 2023 filing shows 41 new, 133 increased, 140 reduced and 17 closed positions. Its largest new stake was Unity: 2,160 shares worth $67.8K. The largest sale was Apple, an estimated $1.64M.

By sector, the portfolio is most concentrated in Financials at 22% of assets, up from 21% a quarter earlier, followed by Technology and Industrials.

  • Caldwell Sutter Capital's largest Q3 2023 buy was Unity: 2,160 shares worth $67.8K.
  • Caldwell Sutter Capital added most to Dollar General in Q3 2023, an estimated $765K increase.
  • Caldwell Sutter Capital's biggest Q3 2023 reduction was Apple, cutting an estimated $1.64M.
  • Caldwell Sutter Capital fully exited Neuberger High Yield Strategies Fund Inc in Q3 2023, selling an estimated $502K.
  • Caldwell Sutter Capital's ten largest holdings make up 23% of its $181M portfolio in Q3 2023.
  • Caldwell Sutter Capital opened 41 new positions and closed 17 in Q3 2023.
  • Caldwell Sutter Capital's portfolio value fell 5.3% quarter-over-quarter to $181M.

Based on Caldwell Sutter Capital's 13F filing for Q3 2023, filed 25 Oct 2023.