We are live on ! Find out more
CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
-2.71%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$181M
AUM Growth
-$10.1M
Cap. Flow
-$2.53M
Cap. Flow %
-1.4%
Top 10 Hldgs %
23.14%
Holding
908
New
41
Increased
133
Reduced
140
Closed
17

Top Buys

Rank Stock Value
1
DG icon
Dollar General
DG
+$765K
2
SENEA icon
Seneca Foods Class A
SENEA
+$450K
3
OKE icon
Oneok
OKE
+$320K
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$271K
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$214K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.64M
2
GOLD
Gold.com Inc
GOLD
+$1.18M
3
NHS
Neuberger High Yield Strategies Fund Inc
NHS
+$502K
4
MMP
Magellan Midstream Partners, L.P.
MMP
+$470K
5
CVS icon
CVS Health
CVS
+$286K

Sector Composition

Rank Sector Weight
1 Financials 21.51%
2 Technology 12.44%
3 Industrials 12.39%
4 Energy 8.35%
5 Consumer Staples 8.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SRCL
801
DELISTED
Stericycle Inc
SRCL
$894 ﹤0.01%
20
– –
SNAP icon
802
Snap
SNAP
$8.48B
$891 ﹤0.01%
100
– –
LNC icon
803
Lincoln National
LNC
$8.82B
$889 ﹤0.01%
36
– –
MSGS icon
804
Madison Square Garden
MSGS
$9.27B
$882 ﹤0.01%
+5
New +$941
PPL
805
PPL Corp
PPL
$26.5B
$872 ﹤0.01%
37
– –
LMNR icon
806
Limoneira
LMNR
$239M
$827 ﹤0.01%
54
– –
DJT icon
807
Trump Media & Technology Group
DJT
$2.77B
$821 ﹤0.01%
50
– –
INGN icon
808
Inogen
INGN
$182M
$809 ﹤0.01%
155
– –
KVUE icon
809
Kenvue
KVUE
$36.5B
$803 ﹤0.01%
+40
New +$926
GMAB icon
810
Genmab
GMAB
$17.6B
$776 ﹤0.01%
22
– –
PINC
811
DELISTED
Premier
PINC
$774 ﹤0.01%
36
– –
CAVA icon
812
CAVA Group
CAVA
$7.51B
$766 ﹤0.01%
+25
New +$1.09K
FVRR icon
813
Fiverr
FVRR
$340M
$734 ﹤0.01%
30
– –
UPST icon
814
Upstart Holdings
UPST
$2.82B
$714 ﹤0.01%
25
– –
POOL icon
815
Pool Corp
POOL
$7.11B
$712 ﹤0.01%
2
– –
SUI icon
816
Sun Communities
SUI
$15.1B
$710 ﹤0.01%
6
– –
WDS icon
817
Woodside Energy
WDS
$43.1B
$699 ﹤0.01%
30
– –
CVV icon
818
CVD Equipment Corp
CVV
$54.8M
$685 ﹤0.01%
100
– –
ATAI icon
819
AtaiBeckley Inc
ATAI
$2.66B
$645 ﹤0.01%
500
– –
FL
820
DELISTED
Foot Locker
FL
$642 ﹤0.01%
37
– –
BNS icon
821
Scotiabank
BNS
$108B
$638 ﹤0.01%
14
– –
PW
822
Power REIT
PW
$2.81M
$638 ﹤0.01%
55
– –
SAIC icon
823
Saic
SAIC
$5.08B
$633 ﹤0.01%
6
– –
AER icon
824
AerCap
AER
$24.2B
$627 ﹤0.01%
+10
New +$630
EW icon
825
Edwards Lifesciences
EW
$51.1B
$624 ﹤0.01%
9
– –
31 32
33
34 35

Similar funds

VPA
Vernal Point Advisors San Francisco, California $246M AUM 12.97% 1-Year Est. Return
MAMHA
MY.Alpha Management HK Advisors Hong Kong $246M AUM 73.75% 1-Year Est. Return
IRP
Investment Research Partners Lemont, Pennsylvania $246M AUM
HA
Hanover Advisors Seneca, South Carolina $246M AUM 12.74% 1-Year Est. Return
DB
Dravo Bay Rehoboth Beach, Delaware $246M AUM 15.09% 1-Year Est. Return
HWM
HighMark Wealth Management St. Paul, Minnesota $246M AUM 35.95% 1-Year Est. Return
FPW
Flagship Private Wealth Woburn, Massachusetts $246M AUM 15.53% 1-Year Est. Return
EPIM
Equinox Partners Investment Management Stamford, Connecticut $245M AUM 225.58% 1-Year Est. Return

Caldwell Sutter Capital's Q3 2023 Portfolio in Review

As of Q3 2023, Caldwell Sutter Capital held 908 positions worth $181M, down 5.3% from $191M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Caldwell Sutter Capital's Q3 2023 filing shows 41 new, 133 increased, 140 reduced and 17 closed positions. Its largest new stake was Unity: 2,160 shares worth $67.8K. The largest sale was Apple, an estimated $1.64M.

By sector, the portfolio is most concentrated in Financials at 22% of assets, up from 21% a quarter earlier, followed by Technology and Industrials.

  • Caldwell Sutter Capital's largest Q3 2023 buy was Unity: 2,160 shares worth $67.8K.
  • Caldwell Sutter Capital added most to Dollar General in Q3 2023, an estimated $765K increase.
  • Caldwell Sutter Capital's biggest Q3 2023 reduction was Apple, cutting an estimated $1.64M.
  • Caldwell Sutter Capital fully exited Neuberger High Yield Strategies Fund Inc in Q3 2023, selling an estimated $502K.
  • Caldwell Sutter Capital's ten largest holdings make up 23% of its $181M portfolio in Q3 2023.
  • Caldwell Sutter Capital opened 41 new positions and closed 17 in Q3 2023.
  • Caldwell Sutter Capital's portfolio value fell 5.3% quarter-over-quarter to $181M.

Based on Caldwell Sutter Capital's 13F filing for Q3 2023, filed 25 Oct 2023.