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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
+6.22%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$234M
AUM Growth
+$15.8M
Cap. Flow
+$4.87M
Cap. Flow %
2.08%
Top 10 Hldgs %
22.85%
Holding
896
New
39
Increased
124
Reduced
160
Closed
25

Top Buys

Rank Stock Value
1
PLBC icon
Plumas Bancorp
PLBC
+$4.54M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$998K
3
AAPL icon
Apple
AAPL
+$880K
4
FBK icon
FB Financial Corp
FBK
+$619K
5
MCHB
Mechanics Bancorp
MCHB
+$615K

Top Sells

Rank Stock Value
1
SSBK
Southern States Bancshares
SSBK
+$663K
2
MSFT icon
Microsoft
MSFT
+$533K
3
SPLP
STEEL PARTNERS HOLDINGS L.P.
SPLP
+$290K
4
V icon
Visa
V
+$278K
5
CAT icon
Caterpillar
CAT
+$201K

Sector Composition

Rank Sector Weight
1 Financials 26.24%
2 Technology 13.12%
3 Industrials 11.97%
4 Consumer Staples 6.82%
5 Energy 5.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LPCN icon
776
Lipocine
LPCN
$17.6M
$1.34K ﹤0.01%
471
– –
HMC icon
777
Honda
HMC
$39.3B
$1.32K ﹤0.01%
43
– –
PCT icon
778
PureCycle Technologies
PCT
$1.24B
$1.31K ﹤0.01%
+100
New +$1.39K
ASH icon
779
Ashland
ASH
$3.11B
$1.29K ﹤0.01%
27
– –
FISV
780
Fiserv Inc
FISV
$28.9B
$1.29K ﹤0.01%
10
– –
VYMI icon
781
Vanguard International High Dividend Yield ETF
VYMI
$20.4B
$1.27K ﹤0.01%
15
– –
MPTI.WS
782
DELISTED
M-tron Industries Warrants
MPTI.WS
$1.27K ﹤0.01%
+724
New +$1.15K
PNTG icon
783
Pennant Group
PNTG
$1.46B
$1.26K ﹤0.01%
50
– –
UCB
784
United Community Banks
UCB
$4.27B
$1.25K ﹤0.01%
40
– –
BMRN icon
785
BioMarin Pharmaceuticals
BMRN
$12B
$1.25K ﹤0.01%
23
– –
LBRT icon
786
Liberty Energy
LBRT
$2.89B
$1.23K ﹤0.01%
+100
New +$1.16K
PACB icon
787
Pacific Biosciences
PACB
$432M
$1.22K ﹤0.01%
950
– –
QUIK icon
788
QuickLogic
QUIK
$217M
$1.21K ﹤0.01%
200
– –
ANET icon
789
Arista Networks
ANET
$214B
$1.17K ﹤0.01%
8
– –
NXRT
790
NexPoint Residential Trust
NXRT
$686M
$1.16K ﹤0.01%
36
– –
EMN icon
791
Eastman Chemical
EMN
$7.79B
$1.14K ﹤0.01%
18
– –
MSGS icon
792
Madison Square Garden
MSGS
$9.58B
$1.14K ﹤0.01%
5
-10
-67% -$2.05K
VAC icon
793
Marriott Vacations Worldwide
VAC
$3.52B
$1.13K ﹤0.01%
17
– –
CNQ icon
794
Canadian Natural Resources
CNQ
$92.2B
$1.09K ﹤0.01%
34
– –
BOTZ icon
795
Global X Robotics & Artificial Intelligence ETF
BOTZ
$3.17B
$1.06K ﹤0.01%
30
– –
SOHO
796
DELISTED
Sotherly Hotels
SOHO
$1.05K ﹤0.01%
1,315
– –
OIH icon
797
VanEck Oil Services ETF
OIH
$1.99B
$1.04K ﹤0.01%
4
+2
+100% +$496
CPRI icon
798
Capri Holdings
CPRI
$1.88B
$1.02K ﹤0.01%
51
– –
GEO icon
799
The GEO Group
GEO
$4.11B
$1K ﹤0.01%
49
– –
PINC
800
DELISTED
Premier
PINC
$1K ﹤0.01%
36
– –
30 31
32
33 34

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Caldwell Sutter Capital's Q3 2025 Portfolio in Review

As of Q3 2025, Caldwell Sutter Capital held 896 positions worth $234M, up 7.2% from $218M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Caldwell Sutter Capital's Q3 2025 filing shows 39 new, 124 increased, 160 reduced and 25 closed positions. Its largest new stake was FB Financial Corp: 12,187 shares worth $679K. The largest sale was Southern States Bancshares, an estimated $663K.

By sector, the portfolio is most concentrated in Financials at 26% of assets, up from 25% a quarter earlier, followed by Technology and Industrials.

  • Caldwell Sutter Capital's largest Q3 2025 buy was FB Financial Corp: 12,187 shares worth $679K.
  • Caldwell Sutter Capital added most to Plumas Bancorp in Q3 2025, an estimated $4.54M increase.
  • Caldwell Sutter Capital's biggest Q3 2025 reduction was Microsoft, cutting an estimated $533K.
  • Caldwell Sutter Capital fully exited Southern States Bancshares in Q3 2025, selling an estimated $663K.
  • Caldwell Sutter Capital's ten largest holdings make up 23% of its $234M portfolio in Q3 2025.
  • Caldwell Sutter Capital opened 39 new positions and closed 25 in Q3 2025.
  • Caldwell Sutter Capital's portfolio value rose 7.2% quarter-over-quarter to $234M.

Based on Caldwell Sutter Capital's 13F filing for Q3 2025, filed 29 Oct 2025.