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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
+10.95%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$197M
AUM Growth
+$16.1M
Cap. Flow
+$406K
Cap. Flow %
0.21%
Top 10 Hldgs %
22.2%
Holding
991
New
100
Increased
183
Reduced
143
Closed
34

Top Buys

Rank Stock Value
1
SENEA icon
Seneca Foods Class A
SENEA
+$540K
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$393K
3
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$215K
4
VTI icon
Vanguard Total Stock Market ETF
VTI
+$213K
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$203K

Top Sells

Rank Stock Value
1
V icon
Visa
V
+$498K
2
CTG
Computer Task Group, Inc.
CTG
+$342K
3
GOLD
Gold.com Inc
GOLD
+$299K
4
INTG icon
InterGroup Corp
INTG
+$267K
5
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$211K

Sector Composition

Rank Sector Weight
1 Financials 21.87%
2 Technology 13.01%
3 Industrials 12.76%
4 Consumer Staples 7.98%
5 Energy 7.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DIV icon
776
Global X SuperDividend US ETF
DIV
$795M
$1.72K ﹤0.01%
100
– –
UPST icon
777
Upstart Holdings
UPST
$2.55B
$1.72K ﹤0.01%
42
+17
+68% +$518
ZION icon
778
Zions Bancorporation
ZION
$10.1B
$1.71K ﹤0.01%
39
– –
SHE icon
779
State Street SPDR MSCI USA Gender Diversity ETF
SHE
$321M
$1.71K ﹤0.01%
18
– –
SNAP icon
780
Snap
SNAP
$8.06B
$1.69K ﹤0.01%
100
– –
VOYA icon
781
Voya Financial
VOYA
$9B
$1.68K ﹤0.01%
23
– –
ALGN icon
782
Align Technology
ALGN
$12.8B
$1.64K ﹤0.01%
6
– –
INFL icon
783
Horizon Kinetics Inflation Beneficiaries ETF
INFL
$1.48B
$1.64K ﹤0.01%
52
+7
+16% +$214
EMN icon
784
Eastman Chemical
EMN
$7.66B
$1.62K ﹤0.01%
18
– –
DOMO icon
785
Domo
DOMO
$173M
$1.62K ﹤0.01%
157
– –
MINT icon
786
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$1.6K ﹤0.01%
+16
New +$1.6K
ULTA icon
787
Ulta Beauty
ULTA
$21.8B
$1.47K ﹤0.01%
+3
New +$1.26K
CCL icon
788
Carnival Corporation Ltd
CCL
$38B
$1.47K ﹤0.01%
79
– –
DELL icon
789
Dell
DELL
$243B
$1.45K ﹤0.01%
19
– –
VAC icon
790
Marriott Vacations Worldwide
VAC
$3.49B
$1.44K ﹤0.01%
17
– –
WD icon
791
Walker & Dunlop
WD
$1.76B
$1.44K ﹤0.01%
+13
New +$1.07K
HLI icon
792
Houlihan Lokey
HLI
$9.83B
$1.44K ﹤0.01%
+12
New +$1.3K
SCHP icon
793
Schwab US TIPS ETF
SCHP
$16.3B
$1.41K ﹤0.01%
54
+8
+17% +$204
APH icon
794
Amphenol
APH
$189B
$1.39K ﹤0.01%
28
– –
CNTA
795
DELISTED
Centessa Pharmaceuticals
CNTA
$1.37K ﹤0.01%
+172
New +$1.15K
ABNB icon
796
Airbnb
ABNB
$91.2B
$1.36K ﹤0.01%
+10
New +$1.29K
WIX icon
797
WIX.com
WIX
$2.5B
$1.35K ﹤0.01%
+11
New +$1.06K
HMC icon
798
Honda
HMC
$39.9B
$1.33K ﹤0.01%
43
– –
FISV
799
Fiserv Inc
FISV
$29.5B
$1.33K ﹤0.01%
10
– –
EMDV icon
800
ProShares MSCI Emerging Markets Dividend Growers ETF
EMDV
$7.24M
$1.32K ﹤0.01%
30
– –
30 31
32
33 34

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Caldwell Sutter Capital's Q4 2023 Portfolio in Review

As of Q4 2023, Caldwell Sutter Capital held 991 positions worth $197M, up 8.9% from $181M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Caldwell Sutter Capital's Q4 2023 filing shows 100 new, 183 increased, 143 reduced and 34 closed positions. Its largest new stake was Nuveen Preferred & Income Opportunities Fund: 33,864 shares worth $229K. The largest sale was Visa, an estimated $498K.

By sector, the portfolio is most concentrated in Financials at 22% of assets, up from 22% a quarter earlier, followed by Technology and Industrials.

  • Caldwell Sutter Capital's largest Q4 2023 buy was Nuveen Preferred & Income Opportunities Fund: 33,864 shares worth $229K.
  • Caldwell Sutter Capital added most to Seneca Foods Class A in Q4 2023, an estimated $540K increase.
  • Caldwell Sutter Capital's biggest Q4 2023 reduction was Visa, cutting an estimated $498K.
  • Caldwell Sutter Capital fully exited Computer Task Group, Inc. in Q4 2023, selling an estimated $342K.
  • Caldwell Sutter Capital's ten largest holdings make up 22% of its $197M portfolio in Q4 2023.
  • Caldwell Sutter Capital opened 100 new positions and closed 34 in Q4 2023.
  • Caldwell Sutter Capital's portfolio value rose 8.9% quarter-over-quarter to $197M.

Based on Caldwell Sutter Capital's 13F filing for Q4 2023, filed 19 Jan 2024.