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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $265M
1-Year Est. Return 30.15%
This Fund
S&P 500
This Quarter Est. Return
+10.95%
1 Year Est. Return
+30.15%
3 Year Est. Return
+79.5%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$197M
AUM Growth
+$16.1M
Cap. Flow
+$406K
Cap. Flow %
0.21%
Top 10 Hldgs %
22.2%
Holding
991
New
99
Increased
183
Reduced
143
Closed
34

Top Buys

Rank Stock Value
1
SENEA icon
Seneca Foods Class A
SENEA
+$540K
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$393K
3
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$215K
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$213K
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$203K

Top Sells

Rank Stock Value
1
V icon
Visa
V
+$498K
2
CTG
Computer Task Group, Inc.
CTG
+$342K
3
GOLD
Gold.com Inc
GOLD
+$299K
4
INTG icon
InterGroup Corp
INTG
+$267K
5
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$211K

Sector Composition

Rank Sector Weight
1 Financials 21.87%
2 Miscellaneous 15.44%
3 Technology 13.01%
4 Industrials 12.76%
5 Consumer Staples 7.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADI icon
726
Analog Devices
ADI
$176B
$2.58K ﹤0.01%
13
– –
STWD icon
727
Starwood Property Trust
STWD
$5.58B
$2.56K ﹤0.01%
122
– –
CPRI icon
728
Capri Holdings
CPRI
$1.7B
$2.56K ﹤0.01%
51
– –
ARE icon
729
Alexandria Real Estate Equities
ARE
$9.7B
$2.54K ﹤0.01%
20
– –
IBKR icon
730
Interactive Brokers
IBKR
$40B
$2.49K ﹤0.01%
120
– –
SCHH icon
731
Schwab US REIT ETF
SCHH
$11B
$2.48K ﹤0.01%
120
– –
SCX
732
DELISTED
The L.S. Starrett Company
SCX
$2.42K ﹤0.01%
200
– –
RGLD icon
733
Royal Gold
RGLD
$21.3B
$2.42K ﹤0.01%
20
– –
ETN icon
734
Eaton
ETN
$159B
$2.41K ﹤0.01%
10
-30
-75% -$6.62K
FLRT icon
735
Pacer Aristotle Pacific Floating Rate High Income ETF
FLRT
$752M
$2.36K ﹤0.01%
50
+10
+25% +$467
NXPI icon
736
NXP Semiconductors
NXPI
$57.5B
$2.3K ﹤0.01%
10
– –
PGX icon
737
Invesco Preferred ETF
PGX
$3.68B
$2.29K ﹤0.01%
200
– –
EXG icon
738
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.93B
$2.29K ﹤0.01%
296
– –
LYB icon
739
LyondellBasell Industries
LYB
$20.8B
$2.28K ﹤0.01%
24
– –
ASH icon
740
Ashland
ASH
$3.2B
$2.28K ﹤0.01%
27
– –
NXRT
741
NexPoint Residential Trust
NXRT
$544M
$2.27K ﹤0.01%
66
– –
VEU icon
742
Vanguard FTSE All-World ex-US ETF
VEU
$69.7B
$2.25K ﹤0.01%
40
– –
VGLT icon
743
Vanguard Long-Term Treasury ETF
VGLT
$10.5B
$2.21K ﹤0.01%
36
+5
+16% +$283
SUSA icon
744
iShares ESG Optimized MSCI USA ETF
SUSA
$4.03B
$2.21K ﹤0.01%
22
– –
VIV icon
745
Telefônica Brasil
VIV
$19.2B
$2.21K ﹤0.01%
202
– –
GAP
746
The Gap Inc
GAP
$7.33B
$2.2K ﹤0.01%
105
– –
HFRO
747
Highland Opportunities and Income Fund
HFRO
$388M
$2.19K ﹤0.01%
285
– –
ZBH icon
748
Zimmer Biomet
ZBH
$18B
$2.19K ﹤0.01%
18
– –
SLDP icon
749
Solid Power
SLDP
$580M
$2.17K ﹤0.01%
1,500
– –
PWR icon
750
Quanta Services
PWR
$92.7B
$2.16K ﹤0.01%
10
– –
28 29
30
31 32

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Caldwell Sutter Capital's Q4 2023 Portfolio in Review

As of Q4 2023, Caldwell Sutter Capital held 991 positions worth $197M, up 8.9% from $181M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Caldwell Sutter Capital's Q4 2023 filing shows 99 new, 183 increased, 143 reduced and 34 closed positions. Its largest new stake was Nuveen Preferred & Income Opportunities Fund: 33,864 shares worth $229K. The largest sale was Visa, an estimated $498K.

By sector, the portfolio is most concentrated in Financials at 22% of assets, up from 22% a quarter earlier, followed by Miscellaneous and Technology.

  • Caldwell Sutter Capital's largest Q4 2023 buy was Nuveen Preferred & Income Opportunities Fund: 33,864 shares worth $229K.
  • Caldwell Sutter Capital added most to Seneca Foods Class A in Q4 2023, an estimated $540K increase.
  • Caldwell Sutter Capital's biggest Q4 2023 reduction was Visa, cutting an estimated $498K.
  • Caldwell Sutter Capital fully exited Computer Task Group, Inc. in Q4 2023, selling an estimated $342K.
  • Caldwell Sutter Capital's ten largest holdings make up 22% of its $197M portfolio in Q4 2023.
  • Caldwell Sutter Capital opened 99 new positions and closed 34 in Q4 2023.
  • Caldwell Sutter Capital's portfolio value rose 8.9% quarter-over-quarter to $197M.

Based on Caldwell Sutter Capital's 13F filing for Q4 2023, filed 19 Jan 2024.