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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
-2.71%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$181M
AUM Growth
-$10.1M
Cap. Flow
-$2.53M
Cap. Flow %
-1.4%
Top 10 Hldgs %
23.14%
Holding
908
New
41
Increased
133
Reduced
140
Closed
17

Top Buys

Rank Stock Value
1
DG icon
Dollar General
DG
+$765K
2
SENEA icon
Seneca Foods Class A
SENEA
+$450K
3
OKE icon
Oneok
OKE
+$320K
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$271K
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$214K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.64M
2
GOLD
Gold.com Inc
GOLD
+$1.18M
3
NHS
Neuberger High Yield Strategies Fund Inc
NHS
+$502K
4
MMP
Magellan Midstream Partners, L.P.
MMP
+$470K
5
CVS icon
CVS Health
CVS
+$286K

Sector Composition

Rank Sector Weight
1 Financials 21.51%
2 Technology 12.44%
3 Industrials 12.39%
4 Energy 8.35%
5 Consumer Staples 8.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CP icon
51
Canadian Pacific Kansas City
CP
$79.7B
$986K 0.55%
13,250
– –
UNH icon
52
UnitedHealth
UNH
$377B
$956K 0.53%
1,897
-1
-0.1% -$492
ABBV icon
53
AbbVie
ABBV
$433B
$940K 0.52%
6,305
+38
+0.6% +$5.58K
VUG icon
54
Vanguard Morningstar Growth ETF
VUG
$225B
$939K 0.52%
20,682
+1,530
+8% +$72.3K
IGM icon
55
iShares Expanded Tech Sector ETF
IGM
$10.3B
$934K 0.52%
14,664
– –
HON icon
56
Honeywell
HON
$78.2B
$927K 0.51%
5,323
– –
AXR icon
57
AMREP Corp
AXR
$120M
$923K 0.51%
54,872
– –
MRK icon
58
Merck
MRK
$316B
$920K 0.51%
8,934
-392
-4% -$42.3K
ENB icon
59
Enbridge
ENB
$118B
$915K 0.51%
27,278
-1,643
-6% -$58.3K
ELSE icon
60
Electro-Sensors
ELSE
$27.3M
$874K 0.48%
223,581
+1,822
+0.8% +$7.67K
XLE icon
61
State Street Energy Select Sector SPDR ETF
XLE
$38.5B
$851K 0.47%
18,824
-84
-0.4% -$3.67K
OMCC
62
DELISTED
Old Market Capital Corp
OMCC
$813K 0.45%
170,071
+9,375
+6% +$45.9K
DHR icon
63
Danaher
DHR
$139B
$806K 0.45%
3,663
– –
MNTX
64
DELISTED
Manitex International, Inc.
MNTX
$802K 0.44%
171,725
-2,000
-1% -$9.74K
VZ icon
65
Verizon
VZ
$197B
$799K 0.44%
24,665
-1,810
-7% -$61.2K
JNJ icon
66
Johnson & Johnson
JNJ
$613B
$775K 0.43%
4,977
-401
-7% -$66.2K
SBUX icon
67
Starbucks
SBUX
$118B
$753K 0.42%
8,253
-926
-10% -$90.9K
PG icon
68
Procter & Gamble
PG
$338B
$751K 0.42%
5,147
-19
-0.4% -$2.9K
GILD icon
69
Gilead Sciences
GILD
$163B
$744K 0.41%
9,934
-167
-2% -$12.8K
AIV
70
Aimco
AIV
$387M
$712K 0.39%
104,700
– –
KEYS icon
71
Keysight
KEYS
$55B
$704K 0.39%
5,321
-360
-6% -$53.3K
LDUR icon
72
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
$1.37B
$685K 0.38%
7,312
+1,126
+18% +$106K
DLR icon
73
Digital Realty Trust
DLR
$70.8B
$681K 0.38%
5,623
+344
+7% +$42.2K
ONB icon
74
Old National Bancorp
ONB
$10.3B
$676K 0.37%
46,492
-9,680
-17% -$150K
T icon
75
AT&T
T
$162B
$674K 0.37%
44,878
+5,112
+13% +$74.9K
1 2
3
4 5

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IRP
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DB
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HWM
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FPW
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EPIM
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Caldwell Sutter Capital's Q3 2023 Portfolio in Review

As of Q3 2023, Caldwell Sutter Capital held 908 positions worth $181M, down 5.3% from $191M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Caldwell Sutter Capital's Q3 2023 filing shows 41 new, 133 increased, 140 reduced and 17 closed positions. Its largest new stake was Unity: 2,160 shares worth $67.8K. The largest sale was Apple, an estimated $1.64M.

By sector, the portfolio is most concentrated in Financials at 22% of assets, up from 21% a quarter earlier, followed by Technology and Industrials.

  • Caldwell Sutter Capital's largest Q3 2023 buy was Unity: 2,160 shares worth $67.8K.
  • Caldwell Sutter Capital added most to Dollar General in Q3 2023, an estimated $765K increase.
  • Caldwell Sutter Capital's biggest Q3 2023 reduction was Apple, cutting an estimated $1.64M.
  • Caldwell Sutter Capital fully exited Neuberger High Yield Strategies Fund Inc in Q3 2023, selling an estimated $502K.
  • Caldwell Sutter Capital's ten largest holdings make up 23% of its $181M portfolio in Q3 2023.
  • Caldwell Sutter Capital opened 41 new positions and closed 17 in Q3 2023.
  • Caldwell Sutter Capital's portfolio value fell 5.3% quarter-over-quarter to $181M.

Based on Caldwell Sutter Capital's 13F filing for Q3 2023, filed 25 Oct 2023.