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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
+1.71%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$137M
AUM Growth
+$23.8M
Cap. Flow
+$24.7M
Cap. Flow %
18.01%
Top 10 Hldgs %
29.14%
Holding
570
New
253
Increased
134
Reduced
21
Closed
4

Top Buys

Rank Stock Value
1
MSA icon
Mine Safety
MSA
+$1.01M
2
KNTK icon
Kinetik
KNTK
+$675K
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$625K
4
XOM icon
ExxonMobil
XOM
+$616K
5
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$461K

Top Sells

Rank Stock Value
1
NEOG icon
Neogen
NEOG
+$662K
2
O icon
Realty Income
O
+$344K
3
VRTX icon
Vertex Pharmaceuticals
VRTX
+$149K
4
MPLX icon
MPLX
MPLX
+$131K
5
KEYS icon
Keysight
KEYS
+$84.9K

Sector Composition

Rank Sector Weight
1 Financials 24.7%
2 Technology 13.59%
3 Industrials 10.7%
4 Consumer Staples 8.84%
5 Real Estate 8.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
O icon
51
Realty Income
O
$61.3B
$701K 0.51%
11,070
-5,307
-32% -$344K
VIG icon
52
Vanguard Dividend Appreciation ETF
VIG
$113B
$667K 0.49%
4,328
+4,078
+1,631% +$625K
SMBK icon
53
SmartFinancial
SMBK
$908M
$658K 0.48%
28,431
– –
VZ icon
54
Verizon
VZ
$201B
$652K 0.48%
16,776
+8,373
+100% +$330K
MRK icon
55
Merck
MRK
$326B
$623K 0.45%
5,860
+2,845
+94% +$307K
VDE icon
56
Vanguard Energy ETF
VDE
$9.72B
$615K 0.45%
5,385
– –
BMRC icon
57
Bank of Marin Bancorp
BMRC
$471M
$614K 0.45%
28,048
– –
ABBV icon
58
AbbVie
ABBV
$465B
$601K 0.44%
3,768
+1,988
+112% +$304K
UNH icon
59
UnitedHealth
UNH
$389B
$595K 0.43%
1,260
+110
+10% +$53.1K
NRIM icon
60
Northrim BanCorp
NRIM
$600M
$583K 0.43%
49,468
– –
NWLI
61
DELISTED
National Western Life Group, Inc. Class A
NWLI
$582K 0.42%
2,400
– –
MPV
62
Barings Participation Investors
MPV
$173M
$582K 0.42%
45,377
+100
+0.2% +$1.3K
CLX icon
63
Clorox
CLX
$12.1B
$579K 0.42%
3,662
+962
+36% +$144K
MOD icon
64
Modine Manufacturing
MOD
$11B
$557K 0.41%
24,172
+1,334
+6% +$30.8K
SSBK
65
DELISTED
Southern States Bancshares
SSBK
$552K 0.4%
24,494
+1,500
+7% +$41.1K
STGW icon
66
Stagwell
STGW
$1.98B
$526K 0.38%
70,900
-2,500
-3% -$17.5K
DVN icon
67
Devon Energy
DVN
$49.2B
$513K 0.37%
10,137
+4,596
+83% +$262K
INTC icon
68
Intel
INTC
$435B
$505K 0.37%
15,472
+11,629
+303% +$329K
FSBW icon
69
FS Bancorp
FSBW
$324M
$494K 0.36%
16,468
– –
BRK.B icon
70
Berkshire Hathaway Class B
BRK.B
$1.11T
$482K 0.35%
1,562
+144
+10% +$44.4K
PG icon
71
Procter & Gamble
PG
$347B
$471K 0.34%
3,170
+1,859
+142% +$266K
BRK.A icon
72
Berkshire Hathaway Class A
BRK.A
$1.1T
$466K 0.34%
1
– –
RGR icon
73
Sturm, Ruger & Co
RGR
$611M
$463K 0.34%
8,056
+2,500
+45% +$139K
BOND icon
74
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.42B
$462K 0.34%
+4,986
New +$461K
JNJ icon
75
Johnson & Johnson
JNJ
$643B
$460K 0.34%
2,970
+990
+50% +$160K
1 2
3
4 5

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Caldwell Sutter Capital's Q1 2023 Portfolio in Review

As of Q1 2023, Caldwell Sutter Capital held 570 positions worth $137M, up 21% from $113M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Caldwell Sutter Capital deployed $24.7M of net new capital in Q1 2023, opening 253 new positions and adding to 134 existing holdings. Its largest new stake was PIMCO Active Bond Exchange-Traded Fund: 4,986 shares worth $462K.

By sector, the portfolio is most concentrated in Financials at 25% of assets, down from 29% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Neogen, an estimated $662K trimmed.

  • Caldwell Sutter Capital's largest Q1 2023 buy was PIMCO Active Bond Exchange-Traded Fund: 4,986 shares worth $462K.
  • Caldwell Sutter Capital added most to Mine Safety in Q1 2023, an estimated $1.01M increase.
  • Caldwell Sutter Capital's biggest Q1 2023 reduction was Neogen, cutting an estimated $662K.
  • Caldwell Sutter Capital fully exited MPLX in Q1 2023, selling an estimated $131K.
  • Caldwell Sutter Capital's ten largest holdings make up 29% of its $137M portfolio in Q1 2023.
  • Caldwell Sutter Capital opened 253 new positions and closed 4 in Q1 2023.
  • Caldwell Sutter Capital's portfolio value rose 21% quarter-over-quarter to $137M.

Based on Caldwell Sutter Capital's 13F filing for Q1 2023, filed 25 Apr 2023.