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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
+6.22%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$234M
AUM Growth
+$15.8M
Cap. Flow
+$4.87M
Cap. Flow %
2.08%
Top 10 Hldgs %
22.85%
Holding
896
New
39
Increased
124
Reduced
160
Closed
25

Top Buys

Rank Stock Value
1
PLBC icon
Plumas Bancorp
PLBC
+$4.54M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$998K
3
AAPL icon
Apple
AAPL
+$880K
4
FBK icon
FB Financial Corp
FBK
+$619K
5
MCHB
Mechanics Bancorp
MCHB
+$615K

Top Sells

Rank Stock Value
1
SSBK
Southern States Bancshares
SSBK
+$663K
2
MSFT icon
Microsoft
MSFT
+$533K
3
SPLP
STEEL PARTNERS HOLDINGS L.P.
SPLP
+$290K
4
V icon
Visa
V
+$278K
5
CAT icon
Caterpillar
CAT
+$201K

Sector Composition

Rank Sector Weight
1 Financials 26.24%
2 Technology 13.12%
3 Industrials 11.97%
4 Consumer Staples 6.82%
5 Energy 5.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FLRT icon
701
Pacer Aristotle Pacific Floating Rate High Income ETF
FLRT
$657M
$2.84K ﹤0.01%
60
– –
AA icon
702
Alcoa
AA
$11.7B
$2.82K ﹤0.01%
86
– –
TAP icon
703
Molson Coors Class B
TAP
$7.97B
$2.71K ﹤0.01%
60
+15
+33% +$741
DELL icon
704
Dell
DELL
$253B
$2.69K ﹤0.01%
19
– –
EXG icon
705
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.93B
$2.69K ﹤0.01%
296
– –
RDVY icon
706
First Trust Rising Dividend Achievers ETF
RDVY
$24.7B
$2.69K ﹤0.01%
40
– –
VVV icon
707
Valvoline
VVV
$5.13B
$2.66K ﹤0.01%
74
– –
VGIT icon
708
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.8B
$2.64K ﹤0.01%
44
– –
RIO icon
709
Rio Tinto
RIO
$149B
$2.64K ﹤0.01%
40
– –
SCHH icon
710
Schwab US REIT ETF
SCHH
$11.7B
$2.59K ﹤0.01%
120
– –
VIV icon
711
Telefônica Brasil
VIV
$21B
$2.58K ﹤0.01%
202
– –
CTSH icon
712
Cognizant
CTSH
$23.8B
$2.55K ﹤0.01%
38
– –
WAFD icon
713
WaFd
WAFD
$2.71B
$2.51K ﹤0.01%
83
– –
ENVX icon
714
Enovix
ENVX
$866M
$2.49K ﹤0.01%
250
-36
-13% -$398
DOMO icon
715
Domo
DOMO
$177M
$2.49K ﹤0.01%
157
– –
EMDV icon
716
ProShares MSCI Emerging Markets Dividend Growers ETF
EMDV
$7.24M
$2.48K ﹤0.01%
55
– –
BCD icon
717
abrdn Bloomberg All Commodity Longer Dated Strategy K-1 Free ETF
BCD
$398M
$2.4K ﹤0.01%
70
– –
EWW icon
718
iShares MSCI Mexico ETF
EWW
$1.92B
$2.39K ﹤0.01%
35
– –
SCHA icon
719
Schwab U.S Small- Cap ETF
SCHA
$22.2B
$2.38K ﹤0.01%
+85
New +$2.27K
STWD icon
720
Starwood Property Trust
STWD
$6.18B
$2.36K ﹤0.01%
122
– –
SNY icon
721
Sanofi
SNY
$109B
$2.36K ﹤0.01%
50
– –
MELI icon
722
Mercado Libre
MELI
$94.4B
$2.34K ﹤0.01%
1
– –
SNAP icon
723
Snap
SNAP
$8.02B
$2.31K ﹤0.01%
300
– –
VT icon
724
Vanguard Total World Stock ETF
VT
$76.3B
$2.31K ﹤0.01%
+17
New +$2.26K
AVNT icon
725
Avient
AVNT
$3.41B
$2.31K ﹤0.01%
70
– –
27 28
29
30 31

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Caldwell Sutter Capital's Q3 2025 Portfolio in Review

As of Q3 2025, Caldwell Sutter Capital held 896 positions worth $234M, up 7.2% from $218M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Caldwell Sutter Capital's Q3 2025 filing shows 39 new, 124 increased, 160 reduced and 25 closed positions. Its largest new stake was FB Financial Corp: 12,187 shares worth $679K. The largest sale was Southern States Bancshares, an estimated $663K.

By sector, the portfolio is most concentrated in Financials at 26% of assets, up from 25% a quarter earlier, followed by Technology and Industrials.

  • Caldwell Sutter Capital's largest Q3 2025 buy was FB Financial Corp: 12,187 shares worth $679K.
  • Caldwell Sutter Capital added most to Plumas Bancorp in Q3 2025, an estimated $4.54M increase.
  • Caldwell Sutter Capital's biggest Q3 2025 reduction was Microsoft, cutting an estimated $533K.
  • Caldwell Sutter Capital fully exited Southern States Bancshares in Q3 2025, selling an estimated $663K.
  • Caldwell Sutter Capital's ten largest holdings make up 23% of its $234M portfolio in Q3 2025.
  • Caldwell Sutter Capital opened 39 new positions and closed 25 in Q3 2025.
  • Caldwell Sutter Capital's portfolio value rose 7.2% quarter-over-quarter to $234M.

Based on Caldwell Sutter Capital's 13F filing for Q3 2025, filed 29 Oct 2025.