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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
+10.95%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$197M
AUM Growth
+$16.1M
Cap. Flow
+$406K
Cap. Flow %
0.21%
Top 10 Hldgs %
22.2%
Holding
991
New
100
Increased
183
Reduced
143
Closed
34

Top Buys

Rank Stock Value
1
SENEA icon
Seneca Foods Class A
SENEA
+$540K
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$393K
3
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$215K
4
VTI icon
Vanguard Total Stock Market ETF
VTI
+$213K
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$203K

Top Sells

Rank Stock Value
1
V icon
Visa
V
+$498K
2
CTG
Computer Task Group, Inc.
CTG
+$342K
3
GOLD
Gold.com Inc
GOLD
+$299K
4
INTG icon
InterGroup Corp
INTG
+$267K
5
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$211K

Sector Composition

Rank Sector Weight
1 Financials 21.87%
2 Technology 13.01%
3 Industrials 12.76%
4 Consumer Staples 7.98%
5 Energy 7.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ONL
701
Orion Office REIT
ONL
$151M
$2.98K ﹤0.01%
521
– –
RIO icon
702
Rio Tinto
RIO
$152B
$2.98K ﹤0.01%
40
– –
TPR icon
703
Tapestry
TPR
$30.2B
$2.94K ﹤0.01%
80
– –
SPRB
704
Spruce Biosciences
SPRB
$113M
$2.93K ﹤0.01%
13
– –
AVNT icon
705
Avient
AVNT
$3.3B
$2.91K ﹤0.01%
+70
New +$2.44K
SPWR
706
DELISTED
SunPower Corporation Common Stock
SPWR
$2.9K ﹤0.01%
600
– –
AA icon
707
Alcoa
AA
$11.3B
$2.9K ﹤0.01%
85
– –
SPLK
708
DELISTED
Splunk Inc
SPLK
$2.9K ﹤0.01%
19
– –
CTSH icon
709
Cognizant
CTSH
$26.6B
$2.87K ﹤0.01%
38
– –
VRSK icon
710
Verisk Analytics
VRSK
$28.1B
$2.87K ﹤0.01%
12
– –
TEAM icon
711
Atlassian
TEAM
$26.7B
$2.85K ﹤0.01%
+12
New +$2.36K
AXON
712
Axon Enterprise
AXON
$43.7B
$2.84K ﹤0.01%
+11
New +$2.48K
DOCS icon
713
Doximity
DOCS
$3.88B
$2.8K ﹤0.01%
100
– –
ROK icon
714
Rockwell Automation
ROK
$50.9B
$2.79K ﹤0.01%
9
– –
VVV icon
715
Valvoline
VVV
$5.08B
$2.78K ﹤0.01%
74
– –
IQV icon
716
IQVIA
IQV
$40.3B
$2.78K ﹤0.01%
12
-9
-43% -$1.85K
TLRY icon
717
Tilray
TLRY
$475M
$2.77K ﹤0.01%
120
– –
FDIQ
718
Invesco Bloomberg Financial Data Providers ETF
FDIQ
$54.2M
$2.73K ﹤0.01%
50
– –
OSK icon
719
Oshkosh
OSK
$8.95B
$2.71K ﹤0.01%
25
– –
LBC
720
DELISTED
Luther Burbank Corporation Common Stock
LBC
$2.68K ﹤0.01%
250
– –
FSLY icon
721
Fastly Inc
FSLY
$3.24B
$2.67K ﹤0.01%
150
– –
PLD icon
722
Prologis
PLD
$137B
$2.67K ﹤0.01%
20
– –
EWK icon
723
iShares MSCI Belgium ETF
EWK
$164M
$2.64K ﹤0.01%
140
– –
XYL icon
724
Xylem
XYL
$28.6B
$2.63K ﹤0.01%
23
– –
VGIT icon
725
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.7B
$2.61K ﹤0.01%
+44
New +$2.54K
27 28
29
30 31

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HWM
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Caldwell Sutter Capital's Q4 2023 Portfolio in Review

As of Q4 2023, Caldwell Sutter Capital held 991 positions worth $197M, up 8.9% from $181M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Caldwell Sutter Capital's Q4 2023 filing shows 100 new, 183 increased, 143 reduced and 34 closed positions. Its largest new stake was Nuveen Preferred & Income Opportunities Fund: 33,864 shares worth $229K. The largest sale was Visa, an estimated $498K.

By sector, the portfolio is most concentrated in Financials at 22% of assets, up from 22% a quarter earlier, followed by Technology and Industrials.

  • Caldwell Sutter Capital's largest Q4 2023 buy was Nuveen Preferred & Income Opportunities Fund: 33,864 shares worth $229K.
  • Caldwell Sutter Capital added most to Seneca Foods Class A in Q4 2023, an estimated $540K increase.
  • Caldwell Sutter Capital's biggest Q4 2023 reduction was Visa, cutting an estimated $498K.
  • Caldwell Sutter Capital fully exited Computer Task Group, Inc. in Q4 2023, selling an estimated $342K.
  • Caldwell Sutter Capital's ten largest holdings make up 22% of its $197M portfolio in Q4 2023.
  • Caldwell Sutter Capital opened 100 new positions and closed 34 in Q4 2023.
  • Caldwell Sutter Capital's portfolio value rose 8.9% quarter-over-quarter to $197M.

Based on Caldwell Sutter Capital's 13F filing for Q4 2023, filed 19 Jan 2024.