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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
-2.71%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$181M
AUM Growth
-$10.1M
Cap. Flow
-$2.53M
Cap. Flow %
-1.4%
Top 10 Hldgs %
23.14%
Holding
908
New
41
Increased
133
Reduced
140
Closed
17

Top Buys

Rank Stock Value
1
DG icon
Dollar General
DG
+$765K
2
SENEA icon
Seneca Foods Class A
SENEA
+$450K
3
OKE icon
Oneok
OKE
+$320K
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$271K
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$214K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.64M
2
GOLD
Gold.com Inc
GOLD
+$1.18M
3
NHS
Neuberger High Yield Strategies Fund Inc
NHS
+$502K
4
MMP
Magellan Midstream Partners, L.P.
MMP
+$470K
5
CVS icon
CVS Health
CVS
+$286K

Sector Composition

Rank Sector Weight
1 Financials 21.51%
2 Technology 12.44%
3 Industrials 12.39%
4 Energy 8.35%
5 Consumer Staples 8.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WCN
676
Waste Connections
WCN
$41.9B
$2.96K ﹤0.01%
22
– –
DKNG icon
677
DraftKings
DKNG
$11.6B
$2.94K ﹤0.01%
100
– –
KIM icon
678
Kimco Realty
KIM
$17B
$2.92K ﹤0.01%
166
– –
SCI icon
679
Service Corp International
SCI
$11.7B
$2.91K ﹤0.01%
51
– –
FSLY icon
680
Fastly Inc
FSLY
$3.87B
$2.88K ﹤0.01%
150
– –
TLRY icon
681
Tilray
TLRY
$632M
$2.87K ﹤0.01%
120
– –
TDY icon
682
Teledyne Technologies
TDY
$31.6B
$2.86K ﹤0.01%
7
– –
VRSK icon
683
Verisk Analytics
VRSK
$25B
$2.83K ﹤0.01%
12
– –
VONV icon
684
Vanguard Russell 1000 Value ETF
VONV
$21.1B
$2.8K ﹤0.01%
42
– –
SPLK
685
DELISTED
Splunk Inc
SPLK
$2.78K ﹤0.01%
19
– –
CDIO icon
686
Cardio Diagnostics
CDIO
$5.15M
$2.75K ﹤0.01%
270
– –
BMRN icon
687
BioMarin Pharmaceuticals
BMRN
$11.7B
$2.74K ﹤0.01%
31
– –
ONL
688
Orion Office REIT
ONL
$152M
$2.71K ﹤0.01%
521
– –
ROST icon
689
Ross Stores
ROST
$80.7B
$2.71K ﹤0.01%
24
– –
CPRI icon
690
Capri Holdings
CPRI
$1.88B
$2.68K ﹤0.01%
51
– –
DE icon
691
Deere & Co
DE
$167B
$2.64K ﹤0.01%
7
– –
CAH icon
692
Cardinal Health
CAH
$54.4B
$2.6K ﹤0.01%
30
-30
-50% -$2.71K
IBKR icon
693
Interactive Brokers
IBKR
$39.6B
$2.6K ﹤0.01%
120
– –
CTSH icon
694
Cognizant
CTSH
$24.7B
$2.57K ﹤0.01%
38
– –
ROK icon
695
Rockwell Automation
ROK
$49.7B
$2.57K ﹤0.01%
9
– –
EXR icon
696
Extra Space Storage
EXR
$31.5B
$2.55K ﹤0.01%
21
-100
-83% -$13.4K
RIO icon
697
Rio Tinto
RIO
$161B
$2.55K ﹤0.01%
40
– –
MFC icon
698
Manulife Financial
MFC
$74.1B
$2.52K ﹤0.01%
138
– –
ADSK icon
699
Autodesk
ADSK
$50B
$2.48K ﹤0.01%
12
– –
AA icon
700
Alcoa
AA
$12.3B
$2.47K ﹤0.01%
85
– –
26 27
28
29 30

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IRP
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HA
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DB
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HWM
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FPW
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EPIM
Equinox Partners Investment Management Stamford, Connecticut $245M AUM 225.58% 1-Year Est. Return

Caldwell Sutter Capital's Q3 2023 Portfolio in Review

As of Q3 2023, Caldwell Sutter Capital held 908 positions worth $181M, down 5.3% from $191M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Caldwell Sutter Capital's Q3 2023 filing shows 41 new, 133 increased, 140 reduced and 17 closed positions. Its largest new stake was Unity: 2,160 shares worth $67.8K. The largest sale was Apple, an estimated $1.64M.

By sector, the portfolio is most concentrated in Financials at 22% of assets, up from 21% a quarter earlier, followed by Technology and Industrials.

  • Caldwell Sutter Capital's largest Q3 2023 buy was Unity: 2,160 shares worth $67.8K.
  • Caldwell Sutter Capital added most to Dollar General in Q3 2023, an estimated $765K increase.
  • Caldwell Sutter Capital's biggest Q3 2023 reduction was Apple, cutting an estimated $1.64M.
  • Caldwell Sutter Capital fully exited Neuberger High Yield Strategies Fund Inc in Q3 2023, selling an estimated $502K.
  • Caldwell Sutter Capital's ten largest holdings make up 23% of its $181M portfolio in Q3 2023.
  • Caldwell Sutter Capital opened 41 new positions and closed 17 in Q3 2023.
  • Caldwell Sutter Capital's portfolio value fell 5.3% quarter-over-quarter to $181M.

Based on Caldwell Sutter Capital's 13F filing for Q3 2023, filed 25 Oct 2023.