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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
+10.95%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$197M
AUM Growth
+$16.1M
Cap. Flow
+$406K
Cap. Flow %
0.21%
Top 10 Hldgs %
22.2%
Holding
991
New
100
Increased
183
Reduced
143
Closed
34

Top Buys

Rank Stock Value
1
SENEA icon
Seneca Foods Class A
SENEA
+$540K
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$393K
3
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$215K
4
VTI icon
Vanguard Total Stock Market ETF
VTI
+$213K
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$203K

Top Sells

Rank Stock Value
1
V icon
Visa
V
+$498K
2
CTG
Computer Task Group, Inc.
CTG
+$342K
3
GOLD
Gold.com Inc
GOLD
+$299K
4
INTG icon
InterGroup Corp
INTG
+$267K
5
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$211K

Sector Composition

Rank Sector Weight
1 Financials 21.87%
2 Technology 13.01%
3 Industrials 12.76%
4 Consumer Staples 7.98%
5 Energy 7.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FANG icon
651
Diamondback Energy
FANG
$55.8B
$4.19K ﹤0.01%
27
– –
EMB icon
652
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$4.19K ﹤0.01%
47
– –
AMT icon
653
American Tower
AMT
$83.4B
$4.1K ﹤0.01%
19
– –
BE icon
654
Bloom Energy
BE
$47.9B
$4.07K ﹤0.01%
275
+40
+17% +$500
TDY icon
655
Teledyne Technologies
TDY
$29.5B
$4.02K ﹤0.01%
9
+2
+29% +$803
HWM icon
656
Howmet Aerospace
HWM
$111B
$3.96K ﹤0.01%
73
– –
PIO icon
657
Invesco Global Water ETF
PIO
$272M
$3.95K ﹤0.01%
100
– –
ITW icon
658
Illinois Tool Works
ITW
$83.9B
$3.93K ﹤0.01%
15
– –
ENSG icon
659
The Ensign Group
ENSG
$10.6B
$3.93K ﹤0.01%
35
– –
TPCS icon
660
TechPrecision Corp
TPCS
$45.4M
$3.88K ﹤0.01%
750
– –
MTN icon
661
Vail Resorts
MTN
$5.69B
$3.84K ﹤0.01%
18
+4
+29% +$876
FDX icon
662
FedEx
FDX
$73.4B
$3.79K ﹤0.01%
15
– –
TEL icon
663
TE Connectivity
TEL
$60.2B
$3.79K ﹤0.01%
27
– –
ANET icon
664
Arista Networks
ANET
$205B
$3.77K ﹤0.01%
+64
New +$3.36K
TAN icon
665
Invesco Solar ETF
TAN
$1.39B
$3.73K ﹤0.01%
70
+10
+17% +$468
WPM icon
666
Wheaton Precious Metals
WPM
$50.4B
$3.7K ﹤0.01%
75
-25
-25% -$1.13K
SLQD icon
667
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
$2.37B
$3.69K ﹤0.01%
75
– –
KNSL icon
668
Kinsale Capital Group
KNSL
$8.55B
$3.68K ﹤0.01%
+11
New +$4.08K
MDY icon
669
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.6B
$3.55K ﹤0.01%
7
– –
BKNG icon
670
Booking.com
BKNG
$158B
$3.55K ﹤0.01%
25
– –
HYMB icon
671
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.1B
$3.54K ﹤0.01%
140
– –
KIM icon
672
Kimco Realty
KIM
$17.5B
$3.54K ﹤0.01%
166
– –
HSBC icon
673
HSBC
HSBC
$354B
$3.53K ﹤0.01%
87
– –
DKNG icon
674
DraftKings
DKNG
$12.2B
$3.52K ﹤0.01%
100
– –
SCI icon
675
Service Corp International
SCI
$11.7B
$3.49K ﹤0.01%
51
– –
25 26
27
28 29

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HWM
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Caldwell Sutter Capital's Q4 2023 Portfolio in Review

As of Q4 2023, Caldwell Sutter Capital held 991 positions worth $197M, up 8.9% from $181M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Caldwell Sutter Capital's Q4 2023 filing shows 100 new, 183 increased, 143 reduced and 34 closed positions. Its largest new stake was Nuveen Preferred & Income Opportunities Fund: 33,864 shares worth $229K. The largest sale was Visa, an estimated $498K.

By sector, the portfolio is most concentrated in Financials at 22% of assets, up from 22% a quarter earlier, followed by Technology and Industrials.

  • Caldwell Sutter Capital's largest Q4 2023 buy was Nuveen Preferred & Income Opportunities Fund: 33,864 shares worth $229K.
  • Caldwell Sutter Capital added most to Seneca Foods Class A in Q4 2023, an estimated $540K increase.
  • Caldwell Sutter Capital's biggest Q4 2023 reduction was Visa, cutting an estimated $498K.
  • Caldwell Sutter Capital fully exited Computer Task Group, Inc. in Q4 2023, selling an estimated $342K.
  • Caldwell Sutter Capital's ten largest holdings make up 22% of its $197M portfolio in Q4 2023.
  • Caldwell Sutter Capital opened 100 new positions and closed 34 in Q4 2023.
  • Caldwell Sutter Capital's portfolio value rose 8.9% quarter-over-quarter to $197M.

Based on Caldwell Sutter Capital's 13F filing for Q4 2023, filed 19 Jan 2024.