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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
-2.71%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$181M
AUM Growth
-$10.1M
Cap. Flow
-$2.53M
Cap. Flow %
-1.4%
Top 10 Hldgs %
23.14%
Holding
908
New
41
Increased
133
Reduced
140
Closed
17

Top Buys

Rank Stock Value
1
DG icon
Dollar General
DG
+$765K
2
SENEA icon
Seneca Foods Class A
SENEA
+$450K
3
OKE icon
Oneok
OKE
+$320K
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$271K
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$214K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.64M
2
GOLD
Gold.com Inc
GOLD
+$1.18M
3
NHS
Neuberger High Yield Strategies Fund Inc
NHS
+$502K
4
MMP
Magellan Midstream Partners, L.P.
MMP
+$470K
5
CVS icon
CVS Health
CVS
+$286K

Sector Composition

Rank Sector Weight
1 Financials 21.51%
2 Technology 12.44%
3 Industrials 12.39%
4 Energy 8.35%
5 Consumer Staples 8.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HNNA icon
651
Hennessy Advisors
HNNA
$77.8M
$3.38K ﹤0.01%
505
– –
HWM icon
652
Howmet Aerospace
HWM
$116B
$3.38K ﹤0.01%
73
– –
PIO icon
653
Invesco Global Water ETF
PIO
$282M
$3.38K ﹤0.01%
100
-75
-43% -$2.66K
NOW icon
654
ServiceNow
NOW
$121B
$3.35K ﹤0.01%
30
– –
HYMB icon
655
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.18B
$3.33K ﹤0.01%
140
– –
TEL icon
656
TE Connectivity
TEL
$62.7B
$3.33K ﹤0.01%
27
– –
LYV icon
657
Live Nation Entertainment
LYV
$42.9B
$3.32K ﹤0.01%
40
– –
SLV icon
658
iShares Silver Trust
SLV
$28.8B
$3.25K ﹤0.01%
160
– –
ENSG icon
659
The Ensign Group
ENSG
$10.2B
$3.25K ﹤0.01%
35
-15
-30% -$1.42K
MDY icon
660
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.2B
$3.2K ﹤0.01%
7
– –
PGF icon
661
Invesco Financial Preferred ETF
PGF
$676M
$3.16K ﹤0.01%
225
– –
DEO icon
662
Diageo
DEO
$48.8B
$3.13K ﹤0.01%
21
– –
AMT icon
663
American Tower
AMT
$81.6B
$3.13K ﹤0.01%
19
– –
BE icon
664
Bloom Energy
BE
$68B
$3.12K ﹤0.01%
235
– –
TAN icon
665
Invesco Solar ETF
TAN
$1.51B
$3.11K ﹤0.01%
60
– –
MTN icon
666
Vail Resorts
MTN
$5.3B
$3.11K ﹤0.01%
14
– –
BKNG icon
667
Booking.com
BKNG
$150B
$3.08K ﹤0.01%
25
– –
ELV icon
668
Elevance Health
ELV
$81.9B
$3.05K ﹤0.01%
7
– –
EL icon
669
Estee Lauder
EL
$31.2B
$3.04K ﹤0.01%
21
– –
SLDP icon
670
Solid Power
SLDP
$515M
$3.03K ﹤0.01%
1,500
– –
REET icon
671
iShares Global REIT ETF
REET
$5.12B
$3.03K ﹤0.01%
143
– –
VMW
672
DELISTED
VMware, Inc
VMW
$3K ﹤0.01%
18
-35
-66% -$5.61K
MCHP icon
673
Microchip Technology
MCHP
$43.7B
$2.97K ﹤0.01%
38
– –
QRVO icon
674
Qorvo
QRVO
$8.39B
$2.96K ﹤0.01%
31
– –
ICLR icon
675
Icon
ICLR
$12.1B
$2.96K ﹤0.01%
12
– –
25 26
27
28 29

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MAMHA
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IRP
Investment Research Partners Lemont, Pennsylvania $246M AUM
HA
Hanover Advisors Seneca, South Carolina $246M AUM 12.74% 1-Year Est. Return
DB
Dravo Bay Rehoboth Beach, Delaware $246M AUM 15.09% 1-Year Est. Return
HWM
HighMark Wealth Management St. Paul, Minnesota $246M AUM 35.95% 1-Year Est. Return
FPW
Flagship Private Wealth Woburn, Massachusetts $246M AUM 15.53% 1-Year Est. Return
EPIM
Equinox Partners Investment Management Stamford, Connecticut $245M AUM 225.58% 1-Year Est. Return

Caldwell Sutter Capital's Q3 2023 Portfolio in Review

As of Q3 2023, Caldwell Sutter Capital held 908 positions worth $181M, down 5.3% from $191M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Caldwell Sutter Capital's Q3 2023 filing shows 41 new, 133 increased, 140 reduced and 17 closed positions. Its largest new stake was Unity: 2,160 shares worth $67.8K. The largest sale was Apple, an estimated $1.64M.

By sector, the portfolio is most concentrated in Financials at 22% of assets, up from 21% a quarter earlier, followed by Technology and Industrials.

  • Caldwell Sutter Capital's largest Q3 2023 buy was Unity: 2,160 shares worth $67.8K.
  • Caldwell Sutter Capital added most to Dollar General in Q3 2023, an estimated $765K increase.
  • Caldwell Sutter Capital's biggest Q3 2023 reduction was Apple, cutting an estimated $1.64M.
  • Caldwell Sutter Capital fully exited Neuberger High Yield Strategies Fund Inc in Q3 2023, selling an estimated $502K.
  • Caldwell Sutter Capital's ten largest holdings make up 23% of its $181M portfolio in Q3 2023.
  • Caldwell Sutter Capital opened 41 new positions and closed 17 in Q3 2023.
  • Caldwell Sutter Capital's portfolio value fell 5.3% quarter-over-quarter to $181M.

Based on Caldwell Sutter Capital's 13F filing for Q3 2023, filed 25 Oct 2023.