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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
+6.22%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$234M
AUM Growth
+$15.8M
Cap. Flow
+$4.87M
Cap. Flow %
2.08%
Top 10 Hldgs %
22.85%
Holding
896
New
39
Increased
124
Reduced
160
Closed
25

Top Buys

Rank Stock Value
1
PLBC icon
Plumas Bancorp
PLBC
+$4.54M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$998K
3
AAPL icon
Apple
AAPL
+$880K
4
FBK icon
FB Financial Corp
FBK
+$619K
5
MCHB
Mechanics Bancorp
MCHB
+$615K

Top Sells

Rank Stock Value
1
SSBK
Southern States Bancshares
SSBK
+$663K
2
MSFT icon
Microsoft
MSFT
+$533K
3
SPLP
STEEL PARTNERS HOLDINGS L.P.
SPLP
+$290K
4
V icon
Visa
V
+$278K
5
CAT icon
Caterpillar
CAT
+$201K

Sector Composition

Rank Sector Weight
1 Financials 26.24%
2 Technology 13.12%
3 Industrials 11.97%
4 Consumer Staples 6.82%
5 Energy 5.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SRE icon
626
Sempra
SRE
$59.2B
$5.31K ﹤0.01%
59
– –
HNNA icon
627
Hennessy Advisors
HNNA
$78.8M
$5.28K ﹤0.01%
505
– –
AIG icon
628
American International
AIG
$42.9B
$5.26K ﹤0.01%
67
– –
CCD
629
Calamos Dynamic Convertible & Income Fund
CCD
$704M
$5.26K ﹤0.01%
250
– –
RCG
630
RENN Fund
RCG
$21.3M
$5.1K ﹤0.01%
2,000
– –
TKO icon
631
TKO Group
TKO
$13.9B
$5.05K ﹤0.01%
25
– –
ROP icon
632
Roper Technologies
ROP
$38.7B
$4.99K ﹤0.01%
10
– –
FDX icon
633
FedEx
FDX
$74B
$4.95K ﹤0.01%
21
-4
-16% -$922
HSBC icon
634
HSBC
HSBC
$356B
$4.9K ﹤0.01%
69
– –
ETH
635
Grayscale Ethereum Staking Mini ETF Shares
ETH
$1.75B
$4.9K ﹤0.01%
125
– –
VGLT icon
636
Vanguard Long-Term Treasury ETF
VGLT
$10.2B
$4.89K ﹤0.01%
86
– –
RARE icon
637
Ultragenyx Pharmaceutical
RARE
$2.56B
$4.81K ﹤0.01%
160
+37
+30% +$1.11K
BIIB icon
638
Biogen
BIIB
$30.4B
$4.76K ﹤0.01%
34
– –
APTV icon
639
Aptiv
APTV
$12.6B
$4.74K ﹤0.01%
55
– –
AMG icon
640
Affiliated Managers Group
AMG
$9.78B
$4.53K ﹤0.01%
+19
New +$4.19K
PI icon
641
Impinj
PI
$4.05B
$4.52K ﹤0.01%
25
– –
VGT icon
642
Vanguard Information Technology ETF
VGT
$136B
$4.48K ﹤0.01%
48
-16
-25% -$1.4K
ACN icon
643
Accenture
ACN
$101B
$4.44K ﹤0.01%
18
– –
SCHF icon
644
Schwab International Equity ETF
SCHF
$65.5B
$4.42K ﹤0.01%
+190
New +$4.29K
EFV icon
645
iShares MSCI EAFE Value ETF
EFV
$28.4B
$4.41K ﹤0.01%
65
– –
PPL
646
PPL Corp
PPL
$27.3B
$4.35K ﹤0.01%
117
– –
SCI icon
647
Service Corp International
SCI
$11.7B
$4.24K ﹤0.01%
51
– –
MDY icon
648
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.9B
$4.17K ﹤0.01%
7
– –
WAL icon
649
Western Alliance Bancorporation
WAL
$9.13B
$4.16K ﹤0.01%
48
– –
TDY icon
650
Teledyne Technologies
TDY
$30.1B
$4.1K ﹤0.01%
7
– –
24 25
26
27 28

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Caldwell Sutter Capital's Q3 2025 Portfolio in Review

As of Q3 2025, Caldwell Sutter Capital held 896 positions worth $234M, up 7.2% from $218M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Caldwell Sutter Capital's Q3 2025 filing shows 39 new, 124 increased, 160 reduced and 25 closed positions. Its largest new stake was FB Financial Corp: 12,187 shares worth $679K. The largest sale was Southern States Bancshares, an estimated $663K.

By sector, the portfolio is most concentrated in Financials at 26% of assets, up from 25% a quarter earlier, followed by Technology and Industrials.

  • Caldwell Sutter Capital's largest Q3 2025 buy was FB Financial Corp: 12,187 shares worth $679K.
  • Caldwell Sutter Capital added most to Plumas Bancorp in Q3 2025, an estimated $4.54M increase.
  • Caldwell Sutter Capital's biggest Q3 2025 reduction was Microsoft, cutting an estimated $533K.
  • Caldwell Sutter Capital fully exited Southern States Bancshares in Q3 2025, selling an estimated $663K.
  • Caldwell Sutter Capital's ten largest holdings make up 23% of its $234M portfolio in Q3 2025.
  • Caldwell Sutter Capital opened 39 new positions and closed 25 in Q3 2025.
  • Caldwell Sutter Capital's portfolio value rose 7.2% quarter-over-quarter to $234M.

Based on Caldwell Sutter Capital's 13F filing for Q3 2025, filed 29 Oct 2025.