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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
+10.95%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$197M
AUM Growth
+$16.1M
Cap. Flow
+$406K
Cap. Flow %
0.21%
Top 10 Hldgs %
22.2%
Holding
991
New
100
Increased
183
Reduced
143
Closed
34

Top Buys

Rank Stock Value
1
SENEA icon
Seneca Foods Class A
SENEA
+$540K
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$393K
3
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$215K
4
VTI icon
Vanguard Total Stock Market ETF
VTI
+$213K
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$203K

Top Sells

Rank Stock Value
1
V icon
Visa
V
+$498K
2
CTG
Computer Task Group, Inc.
CTG
+$342K
3
GOLD
Gold.com Inc
GOLD
+$299K
4
INTG icon
InterGroup Corp
INTG
+$267K
5
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$211K

Sector Composition

Rank Sector Weight
1 Financials 21.87%
2 Technology 13.01%
3 Industrials 12.76%
4 Consumer Staples 7.98%
5 Energy 7.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CC icon
601
Chemours
CC
$2.48B
$6.06K ﹤0.01%
192
– –
JPST icon
602
JPMorgan Ultra-Short Income ETF
JPST
$40.1B
$6.03K ﹤0.01%
+120
New +$6.02K
ASIX icon
603
AdvanSix
ASIX
$542M
$5.99K ﹤0.01%
200
– –
OGN icon
604
Organon & Co
OGN
$3.56B
$5.91K ﹤0.01%
410
+5
+1% +$68
RIVN icon
605
Rivian
RIVN
$23.6B
$5.91K ﹤0.01%
252
– –
RARE icon
606
Ultragenyx Pharmaceutical
RARE
$2.46B
$5.88K ﹤0.01%
123
– –
DFAT icon
607
Dimensional US Targeted Value ETF
DFAT
$14.7B
$5.86K ﹤0.01%
112
– –
GOVT icon
608
iShares US Treasury Bond ETF
GOVT
$43.7B
$5.85K ﹤0.01%
254
+37
+17% +$824
BHP icon
609
BHP
BHP
$211B
$5.81K ﹤0.01%
85
– –
TTD icon
610
Trade Desk
TTD
$8.97B
$5.76K ﹤0.01%
80
+55
+220% +$4.04K
ARKK icon
611
ARK Innovation ETF
ARKK
$5.59B
$5.66K ﹤0.01%
108
– –
IJR icon
612
iShares Core S&P Small-Cap ETF
IJR
$109B
$5.63K ﹤0.01%
52
– –
CEG icon
613
Constellation Energy
CEG
$92.1B
$5.61K ﹤0.01%
48
-2
-4% -$233
CNI icon
614
Canadian National Railway
CNI
$78.5B
$5.53K ﹤0.01%
44
+7
+19% +$793
SRT
615
DELISTED
Startek Inc.
SRT
$5.51K ﹤0.01%
1,250
– –
IFN
616
Aberdeen India Fund
IFN
$495M
$5.49K ﹤0.01%
300
+100
+50% +$1.72K
VTIP icon
617
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$5.46K ﹤0.01%
115
-116
-50% -$5.5K
VLO icon
618
Valero Energy
VLO
$89.5B
$5.46K ﹤0.01%
42
– –
SHOP icon
619
Shopify
SHOP
$168B
$5.45K ﹤0.01%
+70
New +$4.47K
ROP icon
620
Roper Technologies
ROP
$40.4B
$5.45K ﹤0.01%
10
– –
KHC icon
621
Kraft Heinz
KHC
$32.8B
$5.27K ﹤0.01%
143
-199
-58% -$6.76K
CFG icon
622
Citizens Financial Group
CFG
$30.1B
$5.27K ﹤0.01%
159
– –
WY icon
623
Weyerhaeuser
WY
$17.6B
$5.18K ﹤0.01%
149
– –
AZO icon
624
AutoZone
AZO
$51.3B
$5.17K ﹤0.01%
2
– –
BIV icon
625
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
$5.12K ﹤0.01%
67
– –
23 24
25
26 27

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Caldwell Sutter Capital's Q4 2023 Portfolio in Review

As of Q4 2023, Caldwell Sutter Capital held 991 positions worth $197M, up 8.9% from $181M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Caldwell Sutter Capital's Q4 2023 filing shows 100 new, 183 increased, 143 reduced and 34 closed positions. Its largest new stake was Nuveen Preferred & Income Opportunities Fund: 33,864 shares worth $229K. The largest sale was Visa, an estimated $498K.

By sector, the portfolio is most concentrated in Financials at 22% of assets, up from 22% a quarter earlier, followed by Technology and Industrials.

  • Caldwell Sutter Capital's largest Q4 2023 buy was Nuveen Preferred & Income Opportunities Fund: 33,864 shares worth $229K.
  • Caldwell Sutter Capital added most to Seneca Foods Class A in Q4 2023, an estimated $540K increase.
  • Caldwell Sutter Capital's biggest Q4 2023 reduction was Visa, cutting an estimated $498K.
  • Caldwell Sutter Capital fully exited Computer Task Group, Inc. in Q4 2023, selling an estimated $342K.
  • Caldwell Sutter Capital's ten largest holdings make up 22% of its $197M portfolio in Q4 2023.
  • Caldwell Sutter Capital opened 100 new positions and closed 34 in Q4 2023.
  • Caldwell Sutter Capital's portfolio value rose 8.9% quarter-over-quarter to $197M.

Based on Caldwell Sutter Capital's 13F filing for Q4 2023, filed 19 Jan 2024.