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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
+6.22%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$234M
AUM Growth
+$15.8M
Cap. Flow
+$4.87M
Cap. Flow %
2.08%
Top 10 Hldgs %
22.85%
Holding
896
New
39
Increased
124
Reduced
160
Closed
25

Top Buys

Rank Stock Value
1
PLBC icon
Plumas Bancorp
PLBC
+$4.54M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$998K
3
AAPL icon
Apple
AAPL
+$880K
4
FBK icon
FB Financial Corp
FBK
+$619K
5
MCHB
Mechanics Bancorp
MCHB
+$615K

Top Sells

Rank Stock Value
1
SSBK
Southern States Bancshares
SSBK
+$663K
2
MSFT icon
Microsoft
MSFT
+$533K
3
SPLP
STEEL PARTNERS HOLDINGS L.P.
SPLP
+$290K
4
V icon
Visa
V
+$278K
5
CAT icon
Caterpillar
CAT
+$201K

Sector Composition

Rank Sector Weight
1 Financials 26.24%
2 Technology 13.12%
3 Industrials 11.97%
4 Consumer Staples 6.82%
5 Energy 5.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
YUMC icon
576
Yum China
YUMC
$15.8B
$8.46K ﹤0.01%
197
– –
CFG icon
577
Citizens Financial Group
CFG
$30.6B
$8.45K ﹤0.01%
159
– –
ESGU icon
578
iShares ESG Aware MSCI USA ETF
ESGU
$17.6B
$8.45K ﹤0.01%
58
– –
EMXC icon
579
iShares MSCI Emerging Markets ex China ETF
EMXC
$22.2B
$8.37K ﹤0.01%
124
– –
TRP icon
580
TC Energy
TRP
$70.6B
$8.32K ﹤0.01%
153
– –
VRTX icon
581
Vertex Pharmaceuticals
VRTX
$124B
$8.22K ﹤0.01%
21
-1
-5% -$418
TROW icon
582
T. Rowe Price
TROW
$25.8B
$8.21K ﹤0.01%
80
-25
-24% -$2.63K
USFD icon
583
US Foods
USFD
$22.7B
$8.12K ﹤0.01%
106
– –
NVR icon
584
NVR
NVR
$17.3B
$8.04K ﹤0.01%
1
– –
CME icon
585
CME Group
CME
$94.9B
$7.84K ﹤0.01%
29
– –
CUZ icon
586
Cousins Properties
CUZ
$5.39B
$7.81K ﹤0.01%
270
– –
BSX icon
587
Boston Scientific
BSX
$69B
$7.81K ﹤0.01%
80
– –
EWL icon
588
iShares MSCI Switzerland ETF
EWL
$2.17B
$7.73K ﹤0.01%
140
– –
DOC icon
589
Healthpeak Properties
DOC
$15.6B
$7.66K ﹤0.01%
400
– –
SLVM icon
590
Sylvamo
SLVM
$1.53B
$7.5K ﹤0.01%
170
-6
-3% -$278
ASX icon
591
ASE Group
ASX
$70.3B
$7.39K ﹤0.01%
666
– –
ZTS icon
592
Zoetis
ZTS
$32.9B
$7.32K ﹤0.01%
50
– –
VONG icon
593
Vanguard Russell 1000 Growth ETF
VONG
$41.6B
$7.23K ﹤0.01%
60
– –
AZN icon
594
AstraZeneca
AZN
$271B
$7.13K ﹤0.01%
47
– –
BIV icon
595
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
$7.03K ﹤0.01%
90
– –
GOVT icon
596
iShares US Treasury Bond ETF
GOVT
$43.8B
$6.94K ﹤0.01%
300
– –
SGHT icon
597
Sight Sciences
SGHT
$290M
$6.88K ﹤0.01%
2,000
– –
GTX icon
598
Garrett Motion
GTX
$5.51B
$6.81K ﹤0.01%
500
– –
PCQ
599
Pimco California Municipal Income Fund
PCQ
$163M
$6.78K ﹤0.01%
+777
New +$6.56K
BIT icon
600
BlackRock Multi-Sector Income Trust
BIT
$694M
$6.7K ﹤0.01%
+500
New +$7.08K
22 23
24
25 26

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IRP
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HWM
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Caldwell Sutter Capital's Q3 2025 Portfolio in Review

As of Q3 2025, Caldwell Sutter Capital held 896 positions worth $234M, up 7.2% from $218M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Caldwell Sutter Capital's Q3 2025 filing shows 39 new, 124 increased, 160 reduced and 25 closed positions. Its largest new stake was FB Financial Corp: 12,187 shares worth $679K. The largest sale was Southern States Bancshares, an estimated $663K.

By sector, the portfolio is most concentrated in Financials at 26% of assets, up from 25% a quarter earlier, followed by Technology and Industrials.

  • Caldwell Sutter Capital's largest Q3 2025 buy was FB Financial Corp: 12,187 shares worth $679K.
  • Caldwell Sutter Capital added most to Plumas Bancorp in Q3 2025, an estimated $4.54M increase.
  • Caldwell Sutter Capital's biggest Q3 2025 reduction was Microsoft, cutting an estimated $533K.
  • Caldwell Sutter Capital fully exited Southern States Bancshares in Q3 2025, selling an estimated $663K.
  • Caldwell Sutter Capital's ten largest holdings make up 23% of its $234M portfolio in Q3 2025.
  • Caldwell Sutter Capital opened 39 new positions and closed 25 in Q3 2025.
  • Caldwell Sutter Capital's portfolio value rose 7.2% quarter-over-quarter to $234M.

Based on Caldwell Sutter Capital's 13F filing for Q3 2025, filed 29 Oct 2025.